Alberti v. Klevenhagen

46 F.3d 1347, 1995 WL 74968
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 23, 1995
DocketNos. 93-2079, 93-2353 and 93-2651
StatusPublished
Cited by75 cases

This text of 46 F.3d 1347 (Alberti v. Klevenhagen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alberti v. Klevenhagen, 46 F.3d 1347, 1995 WL 74968 (5th Cir. 1995).

Opinion

KING, Circuit Judge:

In this appeal, we are asked once again to examine proceedings involving the conditions of confinement at the Harris County jails and the respective responsibilities of the State of Texas and Harris County for ensuring that those facilities comply with constitutional standards. In the most recent district court proceedings surrounding the jails, the district court, sua sponte, entered a “final order” which, inter alia, modified a 1975 “Consent Judgment” and other subsequent orders. The final order also mandated the implementation of a remedial plan that was jointly submitted by the County and State. Further, the district court’s order dictated that the State pay the full expense of the programs included in the joint remedial plan with the exception of certain programs falling within the traditional role of county detention facilities. Additionally, the district court set the constitutional capacity of the jails at 11.2.5% of design capacity, ordering the State to pay a fine for each inmate in excess of that cap housed in the Harris County jails. The district court also allocated the costs of monitors appointed to survey the conditions of the jails, taxing the State for ninety percent of fees incurred by the monitors and the County for the remaining ten percent of the monitors’ fees. The State appealed and the plaintiff-prisoners cross-appealed. We affirm in part and reverse and remand in part.

I. BACKGROUND

Because so many of the issues raised in this appeal are controlled by the principle of law of the case,1 we set forth the relevant history of this ease and the rulings of prior panels of this case in some detail. This ease originated almost two decades ago when Lawrence Alberti and his fellow inmates (the “plaintiff-prisoners”), complaining of the conditions in the Harris County jails, filed a class action lawsuit against certain Harris County officials (collectively the “County”).2 The district court, based on extensive hearings, found the conditions in the jail to be inhumane. See Alberti v. Sheriff of Harris County, 937 F.2d 984, 987 (5th Cir.1991) (Alberti I). Subsequently, on February 4, 1975, the plaintiffs and the County entered into a “Consent Judgment” calling for renovations of existing facilities, the development of a new jail, and improvements in staff and security at the jails. See Alberti v. Sheriff of Harris County, No. 72-H-1094, slip op. at 1 (S.D.Tex. Feb. 4, 1975); see also Alberti I, 937 F.2d at 987. The litigation, however, was far from over, and the “district court retained jurisdiction to issue interim orders.” Id. Ten months later, in December of 1975, the district court issued an opinion providing guidelines for streamlining the criminal justice system, implementing an effective pretrial release program, and improving the living conditions in the jails. See Alberti v. Sheriff of Harris County, Texas, 406 F.Supp. 649, 654 (S.D.Tex.1975).

By 1982, the County had completed a new jail (the “Franklin Jail”), with more than three times the capacity of the old central jail (the “old San Jacinto Jail”). The County also maintained a detention center in Humble, Texas, and upon the opening of the Franklin Jail, the County closed the old San Jacinto Jail. Alberti I, 937 F.2d at 987. The district court, however, remained involved in the [1352]*1352jails’ operation and addressed staffing and supervision concerns in the jails. Id. (discussing Alberti v. Klevenhagen, 606 F.Supp. 478 (S.D.Tex.1985), and Alberti v. Heard, 600 F.Supp. 443 (S.D.Tex.1984)). After consulting with an expert, the County determined that it would need additional space, and therefore the County authorized construction of. a third jail (the “new San Jacinto Jail”) and the renovation of the old San Jacinto Jail. Id.

Eager to be free from the yoke of litigation, in February of 1987, the County filed a motion for final judgment and permanent injunction. In order to assess the County’s compliance with its prior orders and to determine the maximum capacity of the jails, the district court appointed three monitors — a special master, a medical monitor-assessor, and a jail monitor-assessor (collectively the “monitors”). Alberti I, 937 F.2d at 987. The monitors examined eighteen conditions and found that the County had complied fully with nine conditions, had complied partially with seven conditions, and had failed to comply with only two conditions of the court’s prior orders. Additionally, the monitors found that, as of June 1, 1987, the county jails’ population exceeded their design capacities by only five percent. Id. Although the County had made substantial progress in conforming the jails to constitutional requirements, the monitors recommended that the court continue supervising the jails in light of the County’s “inordinate delay in achieving substantial compliance.” Id.

Meanwhile, the State of Texas was embroiled in a separate controversy involving the conditions of its own prisons. After years of litigation, in 1985, the State entered into a stipulation, requiring it to limit its prison population to ninety-five percent of capacity. Alberti I, 937 F.2d at 987 (discussing Ruiz v. Lynaugh, 811 F.2d 856 (5th Cir.1987)). This agreement translated into difficulties for the County; in order to stay within the limits set by its stipulation, the State periodically refused to admit “convicted felons sentenced to the State prison system, and ready for transfer, but awaiting transfer in the county jails.” Id. Two years later, the State attempted to create a more orderly system of admissions by adopting a “scheduled admissions policy” which set daily quotas on the number of transfer-ready felons from each County that the State would accept into its prisons.

The State’s policies were disastrous for the County. Whereas the County had been near compliance with the district court’s orders in 1987, by September of 1988, the monitors found that the population of the county jails had swelled to thirty percent over design capacity, resulting in dangerous overcrowding.3 The monitors determined that the appropriate population levels at the Franklin Jail and the detention center were ninety-five percent of design capacity, and the monitors recommended that the district court set population caps that, in time, would allow the proper population level to be obtained. See Alberti I, 937 F.2d at 988.

After receiving the monitors’ report, the court sua sponte ordered the County to deliver at least 290 transfer-ready felons per week to the Texas Department of Corrections (later Texas Department of Criminal Justice — Institutional Division). The State, however, refused to accept the transfers, and admitted only the number of prisoners from the County specified in its scheduled admissions policy. See id. Thus, the County was unable to comply with the court order. See id.

The County’s inmate population continued to balloon, and in December of 1988, the County argued that it could not comply with the court’s order without the State’s participation. Thus, the County moved the district court to force the plaintiff-prisoners to join the State as a defendant. The court refused [1353]

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