Eugene Stewart v. William Winter, Individually and in His Official Capacity as Governor of the State of Mississippi

669 F.2d 328, 33 Fed. R. Serv. 2d 1159, 1982 U.S. App. LEXIS 21223
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 5, 1982
Docket80-3899
StatusPublished
Cited by128 cases

This text of 669 F.2d 328 (Eugene Stewart v. William Winter, Individually and in His Official Capacity as Governor of the State of Mississippi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Eugene Stewart v. William Winter, Individually and in His Official Capacity as Governor of the State of Mississippi, 669 F.2d 328, 33 Fed. R. Serv. 2d 1159, 1982 U.S. App. LEXIS 21223 (5th Cir. 1982).

Opinions

REAVLEY, Circuit Judge:

Plaintiffs, 18 past or present inmates in county jails in Mississippi, brought this action against various Mississippi state and county officials. They sought to represent a class of all persons who have been or will be incarcerated in the county jails of any of the 82 counties in Mississippi against a class of defendants including all state and county officials in any way responsible for maintaining or overseeing the conditions in the jails. After granting defendants’ motion to stay discovery pending resolution of the class certification issues, the district court denied certification of both the plaintiff and defendant classes, and it dismissed this action without prejudice. 87 F.R.D. 760 (N.D.Miss.1980). The central question on appeal is whether the district court erred [330]*330in denying certification to the plaintiff class and thereby refusing to adjudicate in the one suit the constitutional problems and remedies for every county jail in the State of Mississippi. While we conclude that several of the grounds the district court relied on in denying class certification were erroneous, we hold that the court did not abuse its discretion in refusing to certify the plaintiff class.

I. Background

A. The County Jails

Mississippi law requires each county to erect and maintain a jail at its own expense. Miss.Code Ann. § 19-3-41 (1972); see id. § 19-9-11 (renovation or erection of new jail); id. §§ 19-9-1, -93 (methods of funding). The county must also feed, clothe, and care for its inmates at county expense. Id. §§ 47-1-47, -57. The county jails have generally been used to house pretrial detainees and convicts whose sentences are not more than one year (“county inmates”).1 In 1977, however, Mississippi enacted a law which authorizes the state department of corrections to place “[a]ny person . . . placed under [its] custody” (any “state prisoner”) in a county jail until space becomes available in the penitentiary. Miss.Code Ann. § 47-5-112(1). This provision was passed as a result of the limitations imposed in Gates v. Collier, 423 F.Supp. 732 (N.D.Miss.1976), aff’d, 548 F.2d 1241 (5th Cir. 1977), on the number of inmates that may be incarcerated in the state penitentiary.

B. Procedural History

On or prior to June 9, 1980, the date this suit was filed, plaintiffs were state prisoners, pretrial detainees, and county inmates of eight county jails.2 Plaintiffs’ primary contention is that the conditions in the county jails constitute cruel and unusual punishment prohibited by the Eighth Amendment. They also allege that the conditions violate the First Amendment and the equal protection and substantive due process guarantees of the Fourteenth Amendment. Finally, they claim that summary discipline administered in the jails violates the procedural due process guarantee of the Fourteenth Amendment. Concerning the conditions of confinement, plaintiffs allege in general terms that many of the jails are in a state of deterioration and are overcrowded; that visiting privileges, classification and diagnosis of inmates, medical care, access to legal materials, staff training, rehabilitation programs, and recreational opportunities are all inadequate; and that the result of these inadequacies is tension and violence among the inmates. Concerning the procedural due process claim, plaintiffs allege that “arbitrary, capricious and unlawful summary discipline” is administered and that no “code of in jail behavior” exists.

[331]*331Plaintiffs served with their complaint a motion for certification of the plaintiff class and a request for the production of documents. After the court had granted defendants’ motion for additional time to respond to plaintiffs’ document request,3 defendants filed a motion requesting dismissal on various grounds as well as a class certification hearing, and then moved to hold all discovery in abeyance until the court ruled on their motion. Plaintiffs responded with a motion to compel. The court granted the motion to hold discovery in abeyance and denied plaintiffs’ motion.

At the certification hearing, the court dismissed two of the eight counties named in this suit on the ground that one county’s jail was already operating under court order and the other was the subject of a pending class action instituted by one of the plaintiffs named in this suit. Then, in a written opinion, 87 F.R.D. 760 (N.D.Miss. 1980), the court granted the state defendants’ motion to dismiss on the ground that the state officials had no authority over the county jails and thus had no responsibility for their conditions. Id. at 768. Treating the remainder of the suit as one against county officials, the court refused to certify the plaintiff class on the grounds, inter alia, that (1) the evidence at the certification hearing demonstrated a diversity of conditions among the county jails rather than common questions of law or fact, id. at 769, and that (2) the named plaintiffs were not adequate class representatives, id. at 770. Finally, the court held that the defendant class did not meet the requirements of Rule 23. See id. at 770-71. Having denied class certification, the court dismissed the suit “without prejudice to plaintiffs’ right to prosecute individually their claims against the county officials in charge of the jail of any county.” Id. at 771.

We hold that the district court erred in dismissing the state defendants and in holding that plaintiffs were not adequate representatives on the grounds assigned in its opinion. Nevertheless, we affirm the court’s judgment because it did not abuse its discretion in concluding that there were no common questions of law or fact within the meaning of Rule 23(a)(2). We express no opinion on any of the other views expressed in the district court’s opinion.

II. Denial of Discovery

Whether discovery will be permitted in connection with a motion for a class certification determination “lies within the sound discretion of the trial court.” Kamm v. California City Dev. Corp., 509 F.2d 205, 209 (9th Cir. 1975). And, as in all discovery matters, the district court has broad discretion in limiting the scope of discovery. Pan-Islamic Trade Corp. v. Exxon Corp., 632 F.2d 539, 550 (5th Cir. 1980), cert. denied, - U.S. -, 102 S.Ct. 427, 70 L.Ed.2d 236 (1981). In light of the mandate of Rule 23(e)(1) that a certification determination be made “[a]s soon as practicable after the commencement of [the] action,” we think it imperative that the district court be permitted to limit pre-certification discovery to evidence that, in its sound judgment, would be “necessary or helpful” 4 to the certification decision. Our prior decisions make it clear, however, that in most cases “a certain amount of discovery is essential in order to determine the class action issue and the proper scope of a class action.” Pittman v. E. I.

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Bluebook (online)
669 F.2d 328, 33 Fed. R. Serv. 2d 1159, 1982 U.S. App. LEXIS 21223, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eugene-stewart-v-william-winter-individually-and-in-his-official-capacity-ca5-1982.