United States Court of Appeals For the First Circuit
No. 24-1509
AMBER LAVIGNE,
Plaintiff, Appellant,
v.
GREAT SALT BAY COMMUNITY SCHOOL BOARD; SAMUEL ROY, in his official capacity as a social worker at Great Salt Bay Community School; KIM SCHAFF, in her official capacity as the principal of the Great Salt Bay Community School; LYNSEY JOHNSTON, in her official capacity as the superintendent of the schools of Central Lincoln County School System; and JESSICA BERK, in her official capacity as a social worker at Great Salt Bay Community School,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE
[Hon. Jon D. Levy, U.S. District Judge]
Before
Montecalvo, Howard, and Aframe, Circuit Judges.
Adam Shelton, with whom John Thorpe and Scharf-Norton Center for Constitutional Litigation at the Goldwater Institute were on brief, for appellant. Melissa A. Hewey, with whom Susan M. Weidner and Drummond Woodsum were on brief, for appellees. Katherine L. Anderson, David A. Cortman, Vincent M. Wagner, Glynis R. Gilio, and Alliance Defending Freedom on brief for Tammy Fournier, amicus curiae. Mary E. McAlister, Vernadette R. Broyles, and Child & Parental Rights Campaign, Inc., on brief for Child & Parental Rights Campaign, Inc., amicus curiae. Alan Wilson, Attorney General of South Carolina, Robert D. Cook, Solicitor General, J. Emory Smith, Jr., Deputy Solicitor General, Thomas T. Hydrick, Assistant Deputy Solicitor General, Joseph D. Spate, Assistant Deputy Solicitor General, and State of South Carolina Office of the Attorney General on brief for South Carolina, Alaska, Georgia, Idaho, Iowa, Kansas, Louisiana, Missouri, Nebraska, North Dakota, South Dakota, and West Virginia, amici curiae.
July 28, 2025 MONTECALVO, Circuit Judge. Plaintiff Amber Lavigne
initiated this lawsuit against the Great Salt Bay Community School
Board (the "Board") and various individual members of the school
staff1 (together, "defendants"), alleging that defendants
infringed on her constitutional right to parent. Lavigne claims
that defendants acted unconstitutionally by providing her child,
A.B., a chest binder -- "a device used to flatten a female's chest
so as to appear male" -- and referring to A.B. by a name and set
of pronouns different from those given to A.B. at birth without
telling Lavigne, adhering to what Lavigne alleges is a school-wide
policy of withholding such information. We now consider whether
the district court correctly determined that the Board could not
be held liable for the alleged constitutional violations. For the
reasons explained below, we agree with the district court that
Lavigne has not plausibly alleged that the Board had a custom or
policy in place of withholding this type of information and,
1 For reasons more fully explained later, see infra Part I.B., the district court dismissed the claims against defendants Samuel Roy, a social worker at the school; Jessica Berk, another social worker; Kim Schaff, the school principal; and Lynsey Johnston, the district superintendent. Lavigne's Notice of Appeal in this case lists that order of dismissal as one which she appeals, but she does not raise any argument relevant to that order in her briefing. Accordingly, to the extent she seeks to raise any error with respect to that decision, any such claim is waived. See United States v. Mayendía-Blanco, 905 F.3d 26, 32 (1st Cir. 2018) ("[I]t is a well-settled principle that arguments not raised by a party in its opening brief are waived." (citing Landrau-Romero v. Banco Popular de P.R., 212 F.3d 607, 616 (1st Cir. 2000))).
- 3 - accordingly, affirm the district court's decision granting the
Board's motion to dismiss.
I. Background
A. Facts
We draw the relevant facts from Lavigne's complaint,
"accept[ing] the well-pleaded facts . . . as true and draw[ing]
all reasonable inferences in [Lavigne's] favor." Torres-Estrada
v. Cases, 88 F.4th 14, 19 (1st Cir. 2023) (citing Núñez Colón v.
Toledo-Dávila, 648 F.3d 15, 19 (1st Cir. 2011)).
1. Underlying Conduct
A.B. started at Great Salt Bay Community School ("Great
Salt"), a kindergarten through eighth grade school, in 2019, and,
initially, Lavigne was "generally pleased" with the education A.B.
received. However, in December 2022, when A.B. was thirteen,
Lavigne and A.B. were cleaning A.B.'s room when Lavigne discovered
a chest binder, which the complaint defines as "a device used to
flatten a female's chest so as to appear male." A.B. told Lavigne
that defendant Samuel Roy, a school social worker, provided the
chest binder and instructed A.B. on how to use it. Lavigne also
alleges that, on the same day, Roy gave A.B. a second chest binder
and informed A.B. that "he was not going to tell A.B.'[s]
parents . . . and A.B. need not do so either." Lavigne was never
informed that A.B. would be or had been given a chest binder and
taught how to use it.
- 4 - Around the same time, Lavigne learned that, at school,
A.B. was using a name and pronouns different from those given to
A.B. at birth. But the school never told Lavigne that A.B. was
using a different name and pronouns from those used at home.
Lavigne alleges that defendants "withheld and concealed" the
information about the chest binders and A.B.'s use of a different
name and pronouns "pursuant to a blanket policy, pattern, and
practice of withholding and concealing information respecting
'gender-affirming' treatment of minor children from their
parents." She further alleges that there is no policy or procedure
allowing parents to provide input regarding a student's decision
to use "a different name and pronouns" at school.
2. Lavigne Brings Concerns to Great Salt's Attention
a. Meeting with Great Salt Principal and School Superintendent
Shortly after discovering the chest binder, Lavigne met
with defendants Principal Kim Schaff and Superintendent Lynsey
Johnston. Both "expressed sympathy . . . and concern that th[e]
information had been withheld and concealed." Two days later,
Superintendent Johnston "explained that no policy had been
violated by the giving of chest binders to A.B.[] or by school
officials . . . employing a different name and pronouns." Soon
after, Lavigne withdrew A.B. from Great Salt, citing its "policy,
pattern, and practice of withholding and concealing of crucially
- 5 - important and intimate psychosexual information about her minor
child."
b. Great Salt's Written Policies
According to Lavigne, the school pointed to several
written policies as supporting defendants' actions, specifically
Great Salt's Transgender Students Guidelines (the "Guidelines")
and the Staff Conduct with Students Policy ("Staff Conduct
Policy").
The Guidelines provide, in relevant part, that:
• Their purpose is "[t]o foster a learning environment that is safe[] and free from discrimination, harassment and bullying."
• They "are not intended to anticipate every possible situation that may occur, since the needs of particular students and families differ depending on the student's age and other factors. In addition, the programs, facilities and resources of each school also differ. Administrators and school staff are expected to consider the needs of students on a case-by-case basis, and to utilize these guidelines and other available resources as appropriate."
• In addressing needs raised by a transgender student, the school should, among other steps, develop a plan "in consultation with the student, parent(s)/guardian(s) and others as appropriate."
The Guidelines do not include any provision directing school staff
to withhold information from transgender students' parents or
guardians. Lavigne alleges in her complaint that the Guidelines
are "silent with respect to the giving of chest binders or any
other devices with or without the involvement or consent of
- 6 - parents" and "do not mandate the involvement of parents at any
point in the process of deciding whether to use alternate names
and pronouns."
The only relevant provision of the Staff Conduct Policy
is an explicit prohibition on staff asking students to keep
secrets.
c. Board Meeting
In late December 2022, Lavigne spoke at a Board meeting
about these incidents. In her statement to the Board, Lavigne
"detailed the trust that had been broken by [d]efendants
withholding and concealing vitally important information from her
respecting her minor child's psychosexual development and stated
that the 'decisions made [by Great Salt] drove a wedge between'"
A.B. and Lavigne.
d. Great Salt Statements
The Board did not respond to Lavigne during the Board
meeting but later released two separate statements. Great Salt's
principal also released a statement.
i. The Board's First Statement
In the first statement, issued shortly after the
meeting, the Board explained that it was unable "to discuss
confidential student and staff information" but emphasized that
its "first priority is always to provide a safe, welcoming and
inclusive educational environment for all students and staff" and
- 7 - that it "has specific policies and procedures in place that must
be followed" when addressing student and parent concerns. It also
emphasized that its "policies comply with Maine law, which protects
the right of all students and staff, regardless of gender/gender
identity, to have equal access to education, the supports and
services available in [Great Salt Bay area] schools, and the
student's right to privacy regardless of age." The statement did
not explicitly address Lavigne, A.B., or any member of Great Salt
staff.
ii. The Board's Second Statement
In the second statement, issued in January 2023, the
Board addressed recent bomb threats made to the school, explaining
that a "grossly inaccurate and one-sided story" gave rise to the
threats. The Board again emphasized its obligation to maintain
confidentiality of students and staff but explained that "[t]hose
promoting th[e] false narrative are apparently disturbed by [Great
Salt's] ongoing and steadfast commitment to providing all students
with safe and equal access to educational opportunities without
discrimination." The Board then cited several Maine laws as
providing students the right to access mental health services
without parental consent, see Me. Rev. Stat. Ann. tit. 22, § 1502
("a minor may consent to treatment for substance use disorder or
for emotional or psychological problems"), and the right to
confidential counseling with school-based mental health service
- 8 - providers, see id. tit. 20-A, § 4008. Finally, the statement
explained that "neither the Board nor school administration [was]
aware of any violation of policy or law which requires further
action."
iii. Principal's Statement
Great Salt Principal Schaff then issued a statement in
February 2023, primarily addressing ongoing threats against Great
Salt and its staff. Principal Schaff explained that, under Maine
law, "a school counselor or school social worker may not be
required, except as provided by [law], to divulge or release
information gathered during a counseling relation with a client or
with the parent, guardian[,] or a person or agency having legal
custody of a minor client." As Lavigne alleges, the statement
"offered no explanation of how the giving of a chest compression
device or the employment of alternate names and pronouns
constitutes 'information gathered.'" That statement did not
mention A.B., Lavigne, or any facts relevant to A.B. and did not
discuss or allude to Great Salt policies.
e. Post-Lawsuit Developments
Finally, following the filing of this lawsuit, the Board
unanimously approved a second-year contract term for Roy, the
school social worker who provided the chest binders to A.B.2
2 Lavigne did not include this fact in her original complaint and did not file an amended complaint to include it. Instead, she
- 9 - B. Procedural History
In April 2023, Lavigne filed suit against the
defendants, pursuant to 42 U.S.C. § 1983, alleging that the
defendants' actions to conceal the chest binders and A.B.'s
alternative name and pronouns used at school violated Lavigne's
substantive due process rights as a parent "to control and direct
[A.B.'s] education and general upbringing." Lavigne also alleged
the defendants violated her procedural due process rights by
denying her the ability to participate in the decision-making
process regarding A.B.'s gender-identity expression at school.
She also advanced claims against the individual defendants and a
municipal liability claim against the Board.
Defendants moved to dismiss, arguing that (1) the claims
against the individual defendants in their official capacities
were "redundant" because these claims were captured by Lavigne's
municipal liability claim; (2) the municipal liability claim
failed because Lavigne had alleged no facts establishing the
alleged unconstitutional acts were caused by an institutional
policy or custom; and (3) even assuming Lavigne had alleged the
existence of such a policy, the defendants' actions did not violate
introduced this fact in her response to the motion to dismiss, asking the district court to take judicial notice of it. She asks the same of us. Given our ultimate disposition of this case, we assume without deciding that we may take judicial notice of this fact.
- 10 - Lavigne's constitutional rights. In response, Lavigne contended
that (1) retaining named individual defendants is permitted in
municipal liability cases because it provides plaintiffs with "a
better opportunity to prove [their] case"; (2) her allegations
established that the defendants' acts were pursuant to a policy or
custom of withholding information from parents and were ratified
by the Board, either of which could establish municipal liability;
and (3) she had alleged resulting constitutional violations.
After a short hearing on the motion to dismiss, the
district court granted the motion as it related to the named
individuals, the two social workers, the Great Salt principal, and
the district superintendent, supra note 1, as Lavigne was not
seeking any relief from them and obtaining their testimony "should
not be a problem." The district court took the remainder of the
motion under advisement.
Later, the district court issued a written decision
granting the motion to dismiss with respect to the Board,
determining that Lavigne had failed to plausibly show municipal
liability. To begin, the district court explained that, because
all of Lavigne's claims "center[ed] on" her right to not have
information withheld pursuant to a withholding policy, the success
- 11 - of her suit hinged on whether she had properly alleged the
existence of such a withholding policy.3
In its decision, the district court focused on the second
element of municipal liability -- whether a municipality is itself
responsible for the alleged constitutional violation -- concluding
that the complaint did not allege facts that could plausibly
support liability. Specifically, the district court determined
that Lavigne was required to show that the Board's "policy or
custom [wa]s responsible for causing the constitutional
violation," and so it concentrated its inquiry on whether Great
Salt had a policy or custom of withholding information. (Quoting
Abdisamad v. City of Lewiston, 960 F.3d 56, 60 (1st Cir. 2020)).
The district court found that Lavigne had not plausibly alleged
that the so-called "withholding policy" was a settled custom or
practice at Great Salt because she relied on "conclusion[s]
unsupported by factual allegations." The court also determined
that Lavigne could not satisfy municipal liability by ratification
because Great Salt's statements were too vague to constitute active
approval of the individual defendants' withholding of information.
3In their briefing on the motion to dismiss, the parties treated Lavigne's substantive due process claim as a § 1983 municipal liability claim but treated her procedural due process claim as a standalone claim not tethered to any liability framework. On appeal, Lavigne appears to have abandoned her procedural due process claim, only addressing her substantive due process argument. We therefore deem any due process claim waived. See Mayendía-Blanco, 905 F.3d at 32.
- 12 - Accordingly, the district court dismissed Lavigne's complaint, and
she timely appealed.
II. Standard of Review
"We review the district court's grant of [the] motion to
dismiss de novo." Wadsworth v. Nguyen, 129 F.4th 38, 61 (1st Cir.
2025) (cleaned up) (quoting Torres-Estrada, 88 F.4th at 23). To
assess whether a complaint can withstand a Rule 12(b)(6) motion,
we "must accept as true all well-pleaded facts 'indulging all
reasonable inferences in [appellant's] favor.'" Fantini v. Salem
State Coll., 557 F.3d 22, 26 (1st Cir. 2009) (quoting Nisselson v.
Lernout, 469 F.3d 143, 150 (1st Cir. 2006)). Our federal pleading
standard "requires more than labels and conclusions, and a
formulaic recitation of the elements of a cause of action will not
do." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). And,
importantly, "assertions nominally cast in factual terms but so
general and conclusory as to amount merely to an assertion that
unspecified facts exist to conform to the legal blueprint" are
insufficient to state a cognizable claim. Menard v. CSX Transp.,
Inc., 698 F.3d 40, 45 (1st Cir. 2012).
Accordingly, "we will not accept a complainant's
unsupported conclusions or interpretations of law." Wash. Legal
Found. v. Mass. Bar Found., 993 F.2d 962, 971 (1st Cir. 1993)
(citing United States v. AVX Corp., 962 F.2d 108, 115 (1st Cir.
1992)). But "[b]ecause a dismissal terminates an action at the
- 13 - earliest stages of litigation without a developed factual basis
for decision, we must carefully balance the rule of simplified
civil pleading against our need for more than conclusory
allegations." Id.
III. Discussion
Municipalities cannot be held liable for the conduct of
their employees unless the municipality itself is also responsible
in some way for that conduct. See Monell v. Dep't of Soc. Servs.
of N.Y., 436 U.S. 658, 691 (1978) ("[A] municipality cannot be
held liable solely because it employs a tortfeasor -- or, in other
words, a municipality cannot be held liable under § 1983 on a
respondeat superior theory."). As the Supreme Court has explained,
"[a] municipality or other local government may be liable under
[§ 1983] if the governmental body itself 'subjects' a person to a
deprivation of rights or 'causes' a person 'to be subjected' to
such deprivation." Connick v. Thompson, 563 U.S. 51, 60 (2011)
(citing Monell, 436 U.S. at 692). Indeed, "it is only when the
governmental employees' 'execution of a government's policy or
custom . . . inflicts the injury' and is the 'moving force' behind
the constitutional violation that a municipality can be liable."
Young v. City of Providence ex rel. Napolitano, 404 F.3d 4, 25
(1st Cir. 2005) (omission in original) (quoting Monell, 436 U.S.
at 694). Thus, the "two basic elements" of the inquiry are whether
Lavigne's "harm was caused by a constitutional violation" and
- 14 - whether the municipal entity, in this case the Board, can be held
"responsible for that violation." Id. at 25-26. We address only
the second element because if Lavigne has failed to allege facts
sufficient to show that Great Salt is in some way responsible for
any constitutional violation, there can be no municipal liability.
Under that element, as relevant here, a plaintiff must show either
the existence of a municipal policy or custom directing or
requiring the allegedly unconstitutional actions or that the
municipality ratified the alleged actions of a subordinate after
the fact. See Welch v. Ciampa, 542 F.3d 927, 941-42 (1st Cir.
2008).
On appeal, Lavigne argues that the district court erred
in dismissing her claim because (1) her allegations sufficiently
establish the existence of a policy or custom of withholding;
(2) the district court erred in declining to address the first
element of municipal liability; and (3) her allegations
established that the Board violated her right to direct the
education of her child. Like the district court, we resolve this
case by addressing only the second element of municipal liability,
concluding that Lavigne's allegations fail to plausibly show that
either the Board had a policy of withholding or that the Board
- 15 - later ratified the individual defendants' decisions to withhold
information from Lavigne.4
A. Structure of Monell Liability Analysis
We begin by addressing Lavigne's contention that the
district court erred in beginning -- and ending -- its analysis
with the second element of municipal liability. Lavigne has not
directed our attention to a single case requiring a district court
to begin its municipal liability analysis with the constitutional
question, nor are we aware of any such cases. Indeed, our case
law indicates that the opposite is true. See Freeman v. Town of
Hudson, 714 F.3d 29, 38 (1st Cir. 2013) (affirming dismissal of
complaint against city solely because "[t]he
4 During the pendency of this appeal, this court released our decision in Foote v. Ludlow Sch. Comm., 128 F.4th 336 (1st Cir. 2025) (per curiam). In that case, we addressed a similar claim involving parental rights protected by the Due Process Clause, concluding that a school's admitted policy of withholding from parents a student's decision to "go by a different name and to use different pronouns than those given to them at birth" did not "restrict any fundamental parental right protected by the Due Process Clause." Id. at 340, 355-56. Following that decision, we ordered supplemental briefing from the parties in this case to address Foote's impact on their arguments. Lavigne contended that Foote was not controlling despite the similarities. For its part, the Board maintained that Foote need not be considered because, unlike in Foote, there was no policy of withholding alleged here. The Board also contended that if we were to disagree and conclude that Lavigne's complaint satisfied the second element of municipal liability, Foote would be controlling as to the question of whether defendants violated Lavigne's constitutional rights. Because we agree with the Board that Lavigne's complaint does not satisfy the second element of municipal liability, we need not consider Foote's applicability to this case.
- 16 - complaint . . . references no state or local laws establishing the
policymaking authority of any individual or group of individuals"
and "gives no guidance about which acts are properly attributable
to the municipal authority"); Collins v. City of Harker Heights,
503 U.S. 115, 123 (1992) (in municipal liability case, assuming
constitutional violation and addressing second element); see also
Sony BMG Music Ent. v. Tenenbaum, 660 F.3d 487, 511 (1st Cir. 2011)
("It is bedrock that the 'long-standing principle of judicial
restraint requires that courts avoid reaching constitutional
questions in advance of the necessity of deciding them.'" (quoting
Lyng v. Nw. Indian Cemetery Protective Ass'n, 485 U.S. 439, 445
(1988))). Accordingly, we see no error in the district court's
decision to address only the second element, and we do the same
ourselves.
Thus, we turn to whether Lavigne's allegations
demonstrate either: (1) the existence of an unwritten policy of
withholding information about students' gender identity and gender
expression from parents or (2) that the Board later ratified the
individual defendants' decisions to withhold such information from
Lavigne.5
5 Before the district court, in addition to arguing the existence of an unwritten policy or custom and liability via ratification, Lavigne argued that defendants' acts stemmed from a persistent practice of failing to properly train staff on the rights of parents. But the district court rejected this argument, concluding that the allegations only suggested an insufficient
- 17 - B. Monell's Second Element: Policy or Custom of Withholding
At this stage of litigation, with respect to the second
element of municipal liability, a plaintiff must plausibly allege
that the "municipal action at issue . . . constitute[s] a 'policy
or custom' attributable to" the municipality, that "the municipal
policy or custom actually . . . caused the plaintiff's injury,"
and "the municipality possessed the requisite level of fault."
Young, 404 F.3d at 26. Here, we begin -- and end -- our inquiry
with the question of whether Lavigne has plausibly alleged the
existence of any policy or custom at all.
An official municipal policy can take the form of either
an "officially adopted" policy statement or regulation, Monell,
436 U.S. at 690, or an informal custom amounting to a widespread
practice that, although "not authorized by written law," is "so
permanent and well settled as to constitute a 'custom or usage'
with the force of law," Abdisamad, 960 F.3d at 60 (quoting Monell,
436 U.S. at 691). The Supreme Court has also held that if
"authorized policymakers approve a subordinate's decision and the
basis for it," that ratification is chargeable to the municipality
as an official policy or custom "because their decision is final."
City of St. Louis v. Praprotnik, 485 U.S. 112, 127 (1988)
training program, which was not enough to establish liability. Lavigne has not advanced this theory in her opening brief, so, to the extent she seeks to raise that argument on appeal, it is waived. See Mayendía-Blanco, 905 F.3d at 32.
- 18 - (plurality opinion); see Connick, 563 U.S. at 61 ("Official
municipal policy includes the decisions of a government's
lawmakers, the acts of its policymaking officials, and practices
so persistent and widespread as to practically have the force of
law.").
Lavigne argues that she has satisfied Monell's policy or
custom requirement by alleging facts that compel the inference
that (1) an unwritten but official policy or custom of withholding
existed or (2) the Board ratified the individual defendants'
choices to withhold information from her. We reject these
contentions and thus conclude that Lavigne has not pleaded facts
sufficient to establish the existence of a permanent and
well-settled policy or custom of withholding and concealing
information.
1. Unwritten Policy or Custom
In support of the first theory, Lavigne directs our
attention to various statements from the Board and school officials
defending the legality of defendants' conduct, arguing that each
denial of wrongdoing compels the inference that the Board did
indeed maintain a policy of withholding information from parents.
Specifically, Lavigne argues that because Superintendent Johnston
told Lavigne that "no policy was violated" by the defendants'
actions, "the logical conclusion is that the[] actions were the
policy." Lavigne cites the Board's January 14, 2023 statement
- 19 - that "[n]either the Board nor school administration are aware of
any violation of policy or law [that] requires further action at
this time" as supporting the same inference. She also points to
Principal Schaff's February 26, 2023 statement attributing recent
threats against the school to "[a] misunderstanding of [the] laws
pertaining to gender identity and privileged communication between
school social workers and minor clients," which Lavigne says
amounts to a statement that defendants' conduct was consistent
with school policies. Finally, she alleges that social worker
Roy's conduct violated written school policies and yet the Board
decided to renew his contract, arguing that the "obvious
explanation" for this decision is that Roy's conduct complied with
an unwritten policy of withholding.
However, none of these allegations support the inference
that the Board maintained an unwritten custom or policy of
withholding information from parents. As Lavigne herself
emphasizes, the Board's written policies encourage the opposite:
the Guidelines state that "[a] plan should be developed by the
school, in consultation with the student, parent(s)/guardian(s)
and others as appropriate, to address the [transgender] student's
particular needs," and the Staff Conduct Policy prohibits
"[a]sking a student to keep a secret." But Lavigne argues that
defendants' alleged misconduct "should amount to violations" of
these policies. In other words, Lavigne concedes that the Board
- 20 - maintained written policies that apply to the conduct in question.
Common sense thus dictates that it was these written policies to
which the Board and school officials were referring in the
statements cited by Lavigne.
Contrary to Lavigne's contentions on appeal, there need
not have been some superseding unwritten custom of active
concealment for the Board and school officials to conclude that
the alleged misconduct did not run afoul of the Board's existing
written policies. While the Guidelines state that school personnel
"should" consult with parents "as appropriate" in addressing the
needs of transgender students, they also expressly note that they
are to be "interpreted in light of applicable federal and state
laws and regulations." This would include the Maine state law
protecting the confidentiality of communications between students
and school social workers, Me. Rev. Stat. Ann. tit. 20-A, § 4008,
which both the Board and Principal Schaff cite in their statements
alluding to the issues raised by Lavigne. Defendants' repeated
references to the protections provided to student and counselor
relationships under state law suggest that they interpreted state
law to either support the individual defendants' alleged decision
to withhold information from Lavigne or believed there was enough
ambiguity to make it unclear whether that decision violated Board
policy. Indeed, Lavigne acknowledged that it is not entirely clear
whether the actions of the individual defendants would violate the
- 21 - Board's express policies when she correctly alleged that the
Guidelines do not explicitly address "the giving of chest binders
or any other devices to students," nor do they affirmatively
"mandate the involvement of parents at any point in the process of
deciding whether to use alternate names and pronouns."
"We have explained that assessing plausibility is 'a
context-specific task that requires the reviewing court to draw on
its judicial experience and common sense.'" Frith v. Whole Foods
Mkt., Inc., 38 F.4th 263, 270 (1st Cir. 2022) (quoting
Rodríguez-Reyes v. Molina-Rodríguez, 711 F.3d 49, 53 (1st Cir.
2013)). Here, there are "obvious alternative explanation[s]," id.
(quoting Twombly, 550 U.S. at 567)), for Superintendent Johnston's
statement to Lavigne that "no policies had been violated" and the
similar sentiments expressed in the Board's January 14, 2023
statement that belie the suggestion of an unwritten policy of
withholding. The same is true for the school's decision to renew
Roy's contract. We likewise see no basis to infer the existence
of an unwritten withholding policy from the statement Principal
Schaff addressed to the wider school community in response to
threats to the school, which provides only a general summation of
relevant "laws pertaining to gender identity and privileged
communication between school social workers and minor clients" and
makes no reference to any policies and practices of the school.
Finally, nothing about the staff's conduct itself allows for the
- 22 - inference that they were acting pursuant to a known and
well-settled policy.6
Without this factual support, Lavigne's contention that
the school acted pursuant to an unwritten "blanket policy, pattern,
and practice of intentional withholding and concealment of such
information from all parents" is based solely on her "information
and belief." But the phrase "information and belief" does not
excuse "pure speculation," Menard, 698 F.3d at 45, and a "legal
conclusion couched as a factual allegation" is not entitled to a
6 In addition to the actions of social worker Roy, Lavigne also alleges that other "school officials had been calling A.B. by a name not on A.B.'s birth certificate and were referring to A.B. with gender-pronouns not typically associated with A.B.'s biological sex" and did not inform Lavigne of these facts. At times, where there is other evidence of a custom or policy, concerted actions by municipal employees may provide "some proof of the existence of the underlying policy or custom." See Bordanaro v. McLeod, 871 F.2d 1151, 1157 (1st Cir. 1989). However, Lavigne has not pled any facts to suggest that these officials intentionally withheld information from her, encouraged A.B. to do so, or were even aware of Lavigne's lack of involvement in the school's treatment of her child. And given the lack of any other indicia of a custom or policy as explained above, these meager pleadings, which ultimately suggest only the isolated actions of one employee, do not allege a "well settled and widespread" practice of withholding information from parents. Cf. id. at 1156 (noting that all involved "acted in concert" in determining that plaintiff had established existence of a policy); see also Thomas v. Neenah Joint Sch. Dist., 74 F.4th 521, 524-25 (7th Cir. 2023) (affirming dismissal of Monell claim where "allegations of two isolated incidents fail[ed] to plausibly allege that the [school district] ha[d] a widespread practice of using excessive force to punish students with behavioral disabilities").
- 23 - presumption of truth, Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(quoting Twombly, 550 U.S. at 555).7
2. Board Ratification
Lavigne also contends that regardless of whether the
Board maintained a policy of withholding, it is liable based on
its later ratification of the individual defendants' choices to
withhold information from Lavigne. We disagree.
"[I]t is plain that municipal liability may be imposed
for a single decision by municipal policymakers under appropriate
circumstances." Welch, 542 F.3d at 942 (quoting Pembaur v. City
of Cincinnati, 475 U.S. 469, 480 (1986)). Where "authorized
policymakers approve a subordinate's decision and the basis for
it, their ratification [is] chargeable to the municipality because
their decision is final." Praprotnik, 485 U.S. at 127. Although
this court has yet to fully delineate the "precise contours of
this ratification doctrine," we have explained the requirement
that municipal approval must be active, not passive. Saunders v.
7 To the extent Lavigne suggests that discovery will reveal the necessary facts, we note that, given the complaint's shortcomings, discovery would be nothing more than "a fishing expedition." DM Rsch., Inc. v. Coll. of Am. Pathologists, 170 F.3d 53, 55 (1st Cir. 1999) ("Conclusory allegations in a complaint, if they stand alone, are a danger sign that the plaintiff is engaged in a fishing expedition."). Further, Lavigne's suggestion underscores that her allegations of the existence of a policy are unsupported by facts and thus are based on "pure speculation." Menard v. CSX Transp., Inc., 698 F.3d 40, 44 (1st Cir. 2012).
- 24 - Town of Hull, 874 F.3d 324, 330 (1st Cir. 2017). We have also
explained that the active approval must be with respect to both
the "subordinate's decision and the basis for it." Id. (emphasis
omitted) (quoting Praprotnik, 485 U.S. at 126). And, as the
Supreme Court set out in Praprotnik, "[s]imply going along with [a
subordinate's] discretionary decisions" or "mere[ly] fail[ing] to
investigate the basis of a subordinate's discretionary decisions"
does not equal ratification. 485 U.S. at 130.
Lavigne relies primarily on the Board's January 14
statement that it was unaware of any policy violation requiring
further action, arguing that from this statement one can
"reasonabl[y] infer[] that the Board ratified the challenged
conduct." She also points to the Board's decision to approve a
second contract for Roy, arguing that by doing so the Board
ratified Roy's conduct.
We agree with the district court that the Board's "vague
expression" does not "identify[] any particular decision or
decisions of a subordinate" and thus does not plausibly show that
the Board ratified the individual decisions to not tell certain
information about A.B. to Lavigne. Nothing in the Board's
statement expressed approval for any of the alleged conduct or any
reasoning behind it. The statement only explained that no policy
was violated. This is nothing like the type of actively approving
statement that the Praprotnik Court considered as the basis for
- 25 - ratification. And, moreover, Lavigne has not pointed us to any
cases, nor are we aware of any, that extended Praprotnik's holding
to vague statements like the one made by the Board here. Nothing
about the Board's decision to grant Roy another contract, without
more, expresses active approval of Roy's alleged conduct with
respect to A.B. and Lavigne. Accordingly, we agree with the
district court that Lavigne has failed to plausibly allege that
the Board's "'execution of a [municipal] policy or
custom . . . inflict[ed] the [alleged] injury' and [was] the
'moving force' behind the constitutional violation." Young, 404
F.3d at 25 (omission in original) (quoting Monell, 436 U.S. at
694).
IV. Conclusion
For these reasons, we affirm the dismissal.
- 26 -