Land v. State

943 S.W.2d 144, 1997 Tex. App. LEXIS 1678, 1997 WL 141575

• Court: Court of Appeals of Texas
• Decided: March 27, 1997
• Docket: 01-96-00254-CR
• Status: Published

Opinions

OPINION

TAFT, Justice.

Appellant, Gerald Eugene Land, was charged in two paragraphs with aggravated assault by causing bodily injury with a deadly weapon; one paragraph alleged an automobile as the deadly weapon, and the other alleged a tire tool. The offense was enhanced by allegations of two prior felony convictions for aggravated assault and robbery. In a general verdict, a jury found appellant guilty and, having found the enhancement allegations true, assessed punishment at 60 years in prison. We address whether the trial court erred in: (1) not submitting unrequested jury instructions on self-defense and voluntariness of his oral statement; (2) not filing written findings of fact and conclusions of law on the voluntariness of his oral statement; and (3) admitting his oral statement in evidence. We also decide whether trial counsel was ineffective for failing to request jury instructions on self-defense and voluntariness of appellant’s statement. We affirm.

Facts

Donald Bruggeman had been staying with Donnie May for several weeks. Bruggeman was helping May move to another home which was not ready yet. There were still a few things at the old house and Bruggeman decided to stay there, while May stayed at a nearby motel. Early the following morning, Bruggeman was awakened by a loud crash. He looked outside and saw a minivan that he recognized as belonging to appellant’s girlfriend. Bruggeman observed an unknown male sitting in the front passenger’s seat. Bruggeman entered the garage and saw appellant removing the tires from a truck inside the garage. After appellant said he had May’s permission to take the tires, Brugge-man told appellant he was going to call May to verify.

From a pay phone across the street, Brug-geman saw appellant drive away in the minivan. Bruggeman was unable to reach May by telephone and he began walking to the motel where May was staying. On the way, Bruggeman saw the minivan driven by appellant approaching. Appellant drove over the curb of the feeder road where Bruggeman was walking and struck him head-on with the middle of the front bumper. The impact knocked Bruggeman over the top of the minivan. He landed in the feeder road. Appellant put the minivan in reverse and again struck Bruggeman, nearly severing his little finger, as he tried to roll out of the way.

Bruggeman managed to get up and run into the lobby of the nearby motel. Appellant got out of the minivan and chased Brug-geman into the motel lobby with a tire tool. Appellant struck Bruggeman in the head with the tire tool, knocking him unconscious. Bruggeman woke up in the hospital. His little finger had to be amputated and the injuries to his skull and sinuses required surgery. Bruggeman has a scar on his forehead in the shape of a lug wrench.

Several months later, Detective Norman Welsh picked up appellant for questioning. Welsh told appellant his rights. Appellant denied having anything to do with the incident, even after being informed Bruggeman had picked his picture from a photo spread. Appellant finally admitted, however, that he had been at the scene on the night of the offense. On the advice of an assistant district attorney, Welsh arrested appellant. While being transported to the inmate processing center in handcuffs in the back of Detective Welsh’s car, appellant said he did it because Bruggeman pulled a knife on him; he also said he had wanted to turn himself in for a long time.

Omission of Unrequested Self-Defense Charge

In point of error one, appellant contends the trial court erred by failing to submit a jury charge on self-defense. Appellant acknowledges he did not request a self-defense instruction, but argues that where the evidence raised the issue, the trial court erred in not submitting it. Appellant claims harm resulted because he was deprived of the only defensive theory available, and the harm was aggravated by the prosecutor’s argument urging the jury not to consider the law of self-defense because it was not included in the jury charge.

A. Standard of Review

Article 36.14 of the Code of Criminal Procedure provides, in pertinent part:

... the trial judge shall, before the argument begins, deliver to the jury ... a written charge distinctly setting forth the law applicable to the case.... Before said charge is read to the jury, the defendant or his counsel shall have a reasonable time to examine the same and he shall present his objections thereto in writing, distinctly specifying each ground of objection. Said objections may embody errors claimed to have been committed in the charge, as well as errors claimed to have been committed by omissions therefrom or in failing to charge upon issues arising from the facts, and in no event shall it be necessary for the defendant or his counsel to present special requested charges to preserve or maintain any error assigned to the charge, as herein provided. The requirement that the objections to the court’s charge be in writing will be complied with if the objections are dictated to the court reporter in the presence of the court and the state’s counsel, before the reading of the court’s charge to the jury. Compliance with the provisions of this Article is all that is necessary to preserve, for review, the exceptions and objections presented to the charge and any amendment or modification thereof....

Tex.Code Crim. Proo. Ann. art. 36.14 (Vernon Supp.1997).

Article 36.19 of the Code of Criminal Procedure provides:

Whenever it appears by the record in any criminal action upon appeal that any requirement of Articles 36.14, 36.15, 36.16, 36.17 and 36.18 has been disregarded, the judgment shall not be reversed unless the error appearing from the record was calculated to injure the rights of the defendant, or unless it appears from the record that the defendant has not had a fair and impartial trial. All objections to the charge and to the refusal of special charges shall be made at the time of the trial.

TexCode Crim. Proo. Ann. art. 36.19 (Vernon 1981).

In Almanza v. State, 686 S.W.2d 157 (Tex.Crim.App.1984), the Court of Criminal Appeals interpreted article 36.19 regarding unobjected-to jury charge error as follows:

[I]f no proper objection was made at trial and the accused must claim that the error was “fundamental,” he will obtain a reversal only if the error is so egregious and created such harm that he “has not had a fair and impartial trial” — in short “egregious harm.”

... the actual degree of harm must be assayed in light of the entire jury charge, the state of the evidence, including the contested issues and weight of probative evidence, the argument of counsel and any other relevant information revealed by the record of the trial as a whole.

Id. at 171.

Appellant assumes that the standard of reviewing error in the jury charge established in Almanza applies to omissions of unrequested jury instructions. He relies upon this Court’s opinion applying Almanza to this situation in Posey v. State, 916 S.W.2d 88 (Tex.App.—Houston [1st Dist.] 1996, pet. granted). On the other hand, the State relies upon pre-Almanza cases,¹ and this Court’s opinion applying them, to argue waiver of any error in omitting an unrequested jury instruction. See Marlow v. State, 886 S.W.2d 314, 319 (Tex.App.—Houston [1st Dist.] 1994, pet. ref'd).

It does not appear that any case has squarely addressed the conflict between the pre-Almanza eases holding any error in the omission of unrequested instructions is waived and post-Almanza cases engaging in a determination of whether the error is egregious. However, in Saunders v. State, 817 S.W.2d 688, 690 (Tex.Crim.App.1991), the Court of Criminal Appeals stated that the holding of Almanza applied to error by the trial court in not charging the jury concerning law applicable to the case. The court in Saunders proceeded to apply an Almanza analysis to the omission of an unrequested jury instruction. Saunders, 817 S.W.2d at 692. The court’s holding in Saunders clearly depended on the application of Almanza to omissions of unrequested jury instructions. Therefore, we are bound to follow the example of the Court of Criminal Appeals and apply Almanza in this ease.

Where the evidence fairly raises the issue of self-defense, the defendant is entitled to have this defensive issue submitted to the jury. Riddle v. State, 888 S.W.2d 1, 6 (Tex.Crim.App.1994). This is true whether the evidence is strong or weak, unimpeaehed or contradicted, and regardless of what the trial court may think about the credibility of the evidence. Hayes v. State, 728 S.W.2d 804, 807 (Tex.Crim.App.1987). An instruction on self-defense is not required, however, if the evidence, viewed in the light most favorable to the defendant, does not establish a case of self-defense. Dyson v. State, 672 S.W.2d 460, 463 (Tex.Crim.App.1984).

B. Error

The evidence which appellant argues entitled him to a charge on self-defense is the testimony of Detective Norman Welsh that appellant admitted he did it because the complainant pulled a knife on him. The State argues this evidence did not even raise the issue of self-defense because there was no showing when Bruggeman pulled a knife on appellant in relation to the alleged offense; the knife-pulling incident may have occurred on some previous occasion.

Appellant directs us to several cases which he claims control resolution of whether the evidence in this case was sufficient to support submission of a jury charge on self-defense. See Booth v. State, 679 S.W.2d 498, 500 (Tex.Crim.App.1984); Smith v. State, 676 S.W.2d 584, 587 (Tex.Crim.App.1984); Misner v. State, 610 S.W.2d 502, 504 (Tex.Crim.App.1981); Rodriquez v. State, 544 S.W.2d 382, 384 (Tex.Crim.App.1976); Reich-Bacot v. State, 914 S.W.2d 666, 668 (Tex.App.—Texa-kana 1996), vacated at 936 S.W.2d 961 (Tex.Crim.App.1996). We have examined each of these cases, all of which contain facts clearly showing the contemporaneous nature of the acts of self-defense and the provocation for those acts. We conclude these cases do not control here because no evidence establishes the temporal proximity of Bruggeman’s knife-pulling and appellant’s assaults. Even considering appellant’s statement in the light most favorable to, and making every inference in favor of, appellant’s position that self-defense was raised, we have difficulty holding self-defense was raised under these facts. Nevertheless, we decline to decide the issue and choose instead to assume sufficient evidence to support the submission of a self-defense instruction.

C. Egregious Harm

Almanza requires that the actual degree of harm be assayed in light of the entire jury charge, the state of the evidence, including the contested issues and weight of probative evidence, the argument of counsel and any other relevant information revealed by the whole record. 686 S.W.2d at 171.

Obviously, the court intended for the error to be analyzed in light of the various factors set out in Almanza. The nature of the error itself is the logical first step in such an analysis. Assuming the trial court erred in this case by not submitting an instruction on self-defense in the jury charge, the nature of the error is particularly problematical. As the State points out, in order for the trial court to avoid committing the error, it would have been necessary to inject itself into an area of defense trial strategy.² The State also points out that the error here is clearly distinguishable from most “fundamental” error in jury charge cases, such as Almanza, in which the charge contained actual error within it. Here, the error was omitting an additional instruction.

In regard to the development of the evidence and the contested issues at trial, contrary to appellant’s position on appeal, self-defense was not appellant’s sole defensive theory at trial. Indeed, appellant did not rely on self-defense at all. The record reflects that appellant’s defensive theory was that he did not commit the offense altogether. While the State questioned prospective jurors about self-defense during jury selection, defense counsel did not mention it. Neither side made an opening statement. The argument of defense counsel at the close of the guilt/innocence stage did not mention self-defense, but only attempted to downplay the importance and credibility of the officer’s testimony that appellant had made an admission.

Under these conditions, the omission of self-defense from the jury charge did not harm appellant at all, much less egregiously. It could well be argued that the submission of self-defense in this case would have harmed appellant. Had the trial court asked whether defense counsel wanted a self-defense instruction, it appears that competent counsel would have declined. Had the trial court insisted on instructing the jury, pursuant to article 36.14, on self-defense based on the defense having been raised by the evidence, competent counsel likely would have objected.

Having reviewed the totality of the circumstances to determine the impact of the asserted error, we conclude appellant has utterly failed to show egregious harm from the omission of a self-defense instruction. Accordingly, we overrule point of error one.

Omitted Voluntariness of Confession Instruction

In point of error two, appellant argues the trial court erred in failing to submit a jury charge on the voluntariness of his oral statement. Although appellant did not request an instruction on the voluntariness of his oral statement, he argues that the trial court was required by article 38.22 of the Code of Criminal Procedure to give an instruction when an issue of the voluntariness of a defendant’s statement is raised. The State argues that: (1) appellant waived any error by failing to request the charge; (2) failure to give the instruction was not fundamental error; and (3) the evidence did not raise the issue of voluntariness.

Detective Welsh spoke with appellant by telephone on August 3, 1994. The next day, Welsh picked up appellant and took him to his office at the Sheriffs Department to “find out [appellant’s] side of what happened.” Detective Welsh gave appellant his warnings prior to the interview. Although it is not clear if appellant was told he was not under arrest, Welsh testified that in fact he was not. Appellant told Welsh that he had nothing to do with the assault, and stuck to his claim of innocence even after being told that the complainant had picked his picture out of a photo spread. Eventually, appellant admitted that he was at the scene the night of the offense. After consulting with an assistant district attorney, Welsh handcuffed appellant, placed him in the back of a patrol car, and transported him to the custodial processing facility. Welsh did not re-read appellant’s warnings after he was formally arrested. While driving to the location where appellant was to be processed, appellant told Welsh he did it because the complainant pulled a knife on him. Appellant also said he had wanted to turn himself in for a long time. Detective Welsh had not asked appellant any questions eliciting appellant’s statements.

The trial court did not enter written findings of fact and conclusions of law regarding the voluntariness of appellant’s statements. However, at the conclusion of the hearing, the trial court did state on the record that the statements were made voluntarily, were not made in response to direct questioning, and were not made in response to statements designed to elicit an incriminating response. Appellant does not challenge the trial court’s finding that his oral statement did not stem from custodial interrogation.

Article 38.22, section five of the Code of Criminal Procedure states, “Nothing in this article precludes the admission of ... a statement that does not stem from custodial interrogation ...” Tex.Code Crim. Proo. Ann. art. 38.22, § 5 (Vernon 1979). Accordingly, courts have held that the requirements of sections six and seven regarding instructing the jury on the voluntariness of a statement do not apply where it did not stem from custodial interrogation. Garza v. State, 915 S.W.2d 204, 210 (Tex.App.—Corpus Christi 1996, pet. ref'd); White v. State, 874 S.W.2d 229, 236 (Tex.App.—Houston [14th Dist.] 1994), pet. dism’d, 890 S.W.2d 69 (Tex.Crim.App.1994); Inman v. State, 683 S.W.2d 40, 42 (Tex.App.—Eastland 1984, no pet.).

We agree with the holding of these courts that the article 38.22 requirements, such as submitting voluntariness issues to the jury, attaching to statements resulting from custodial interrogation do not apply to those which are admissible under section five because they do not stem from custodial interrogation. Accordingly, we overrule point of error two.

No Findings Regarding Voluntariness

In point of error three, appellant argues the trial court erred by failing to file written findings of fact and conclusions of law as to the voluntariness of the oral statement. In that regard, appellant requests the case be abated so that the trial court may properly enter its findings of fact and conclusions of law on the disputed issues surrounding the admission of appellant’s oral statement.

For the same reasons stated in our analysis of point two, the requirement to make findings regarding voluntariness does not apply to appellant’s oral statement because it did not stem from custodial interrogation. Therefore, we overrule point of error three.

Rights Not Re-Read Upon Arrest

In point of error four, appellant contends the trial court erred in admitting appellant’s oral statement to Detective Welsh on the way to jail. Appellant argues the oral statement was inadmissible because appellant was not re-read his Miranda rights³ after he was formally arrested. Appellant acknowledges Welsh’s explanation for not re-reading appellant’s rights was because he was not taking a statement from him. Appellant claims this is at odds with Welsh’s subjective intent to obtain a confession.

For the same reasons stated in our analysis of point two, the requirement to read an accused his legal rights does not apply to appellant’s oral statement because it did not stem from custodial interrogation. Therefore, we overrule point of error four.

Ineffective Assistance of Counsel

In points of error five and six, appellant argues his trial counsel was ineffective because (1) he failed to request a jury instruction on self-defense and (2) he failed to request a jury instruction on the voluntariness of the oral statement.

The test for evaluating claims of ineffective assistance of counsel during the guilt-innocence phase of a criminal trial is whether an accused was denied reasonably effective assistance of counsel and whether counsel’s errors were so serious as to deprive him of a fair trial, that is, one whose result is reliable. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984); Ex parte Menchaca, 854 S.W.2d 128, 131 (Tex.Crim.App.1993).

Because we have determined in point of error one that trial counsel’s having not requested a charge on self-defense was likely a matter of trial strategy which resulted in no harm to appellant, we overrule point of error five. Because we have determined in point of error two that appellant was not entitled to a jury instruction regarding the voluntariness of a statement not stemming from custodial interrogation, we overrule point of error six.

Conclusion

We affirm the trial court’s judgment.

TAFT, Justice, concurs.

1 . White v. State, 495 S.W.2d 903, 904 (Tex.Crim.App.1973); Elmo v. State, 476 S.W.2d 296, 297 (Tex.Crim.App.1972); Rogers v. State, 420 S.W.2d 714, 715 (Tex.Crim.App.1967).

2 . Self-defense is a justification for having committed the alleged conduct. Thus, self-defense would have been inconsistent with appellant's strategy in this case, which was to deny having committed the alleged conduct.

3 . In Texas, we have a statute requiring that an accused be informed of his rights to remain silent, to have a lawyer present to advise during questioning, and to terminate the interview at any time. Tex.Code Crim. Proc. Ann. art. 38.22 § 2 (Vernon 1979). These rights are slightly different from, and more protective to the criminal defendant than, those required by Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Thus, it is inaccurate to call the rights that should be read to a criminal defendant in Texas "Miranda rights." We understand appellant to mean his "article 38.22 rights.”