Lance E. Farr v. Nc MacHinery Co., a Washington Corporation

186 F.3d 1165, 1999 A.M.C. 2409, 99 Daily Journal DAR 8063, 99 Cal. Daily Op. Serv. 6298, 1999 U.S. App. LEXIS 18289, 1999 WL 587571
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 6, 1999
Docket97-36021
StatusPublished
Cited by20 cases

This text of 186 F.3d 1165 (Lance E. Farr v. Nc MacHinery Co., a Washington Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lance E. Farr v. Nc MacHinery Co., a Washington Corporation, 186 F.3d 1165, 1999 A.M.C. 2409, 99 Daily Journal DAR 8063, 99 Cal. Daily Op. Serv. 6298, 1999 U.S. App. LEXIS 18289, 1999 WL 587571 (9th Cir. 1999).

Opinions

Opinion by Judge KLEINFELD; Dissent by Judge RYMER.

KLEINFELD, Circuit Judge:

This is an admiralty case involving comparative negligence and superseding intervening cause.

FACT

Captain Farr, the master of a fishing vessel, hired NC Machinery to repair an engine. The job was done in Dutch Harbor, Alaska, a busy place during the fishing season, so NC agreed to send a mechanic provided that the ship’s crew would furnish necessary assistance. Though the crew and captain assisted, NC’s mechanic directed them.

NC’s mechanic tried to lift the engine out of the vessel through a hatch, using a [1167]*1167single contact with the engine to bear the half ton of weight. The contact was a bolt screwed a little over half an inch into a threaded opening on the engine. The engine had to be guided up from below as it went through the tight space. Captain Farr was at the bottom of the stairs, making sure the engine did not get hung up, and making sure it did not hit the vessel’s alarm panel. When the engine was about six feet in the air, the bolt sheared, and the engine fell from the cable. It seriously injured Captain Farr, who was below and adjacent to it guiding it up. It hit him in the face, knocking out a tooth, broke a rib, bruised his thigh, and crushed his foot.

Captain Farr sued NC Machinery in admiralty for negligence. His theory was that NC’s mechanic should have used a safer means of lifting the engine, such as a second lift point or safety harness around the engine. The district judge tried the case, and rendered judgment in favor of NC Machinery. The district judge made no finding about why the bolt had pulled out of the engine, which had been the subject of extensive expert witness testimony on both sides. He determined that he did not have to make any findings about the negligence if any of NC Machinery “because I find that plaintiffs actions in stepping immediately adjacent to the engine block while it was being lifted could not have been anticipated and were the sole proximate cause of the accident.” Captain Farr appeals.

ANALYSIS

The district judge decided against Captain Farr based on the doctrine of superseding intervening cause. In his findings of fact, he found that Captain Farr’s “actions in stepping immediately adjacent to the engine block while it was being lifted could not have been anticipated and were the sole proximate cause of the accident.” In his conclusions of law, the district judge held that Captain Farr’s actions “were the sole cause of his injuries” under the recent Supreme Court decision in Exxon Company v. Sofec, Inc., 517 U.S. 830, 116 S.Ct. 1813, 135 L.Ed.2d 113 (1996).

But for the way the engine was lifted out of the ship, the accident would not have occurred, and if negligence in the means used allowed the engine to fall, that negligence was a substantial factor in causing the accident, so causation in fact was established.1 The doctrine of assumption of the risk does not apply in admiralty, and “contributory negligence, however gross, is not a bar to recovery but only mitigates damages.”2

Exxon Co. v. Sofec, Inc.3 holds that recovery was barred by the plaintiffs own conduct as superseding intervening cause. We therefore understand the district judge to mean that Captain Farr’s conduct in standing below the engine adjacent to where it would fall was a superseding intervening cause that made it unnecessary to decide whether NC Machinery’s mechanic was negligent, or to apportion damages according to the relative degrees of NC Machinery’s fault and Captain Farr’s own failure to exercise reasonable care for his own safety.

In Sofec, an Exxon oil tanker broke free of a mooring system manufactured by So-fec. After it broke free, the captain struggled for almost three hours to deal with the problem, but neglected to have anyone plot where the ship was. Because he did not know where he was, the captain ran the ship onto a reef. Exxon sued the manufacturer of the mooring system for the damage to its vessel from being run up on the reef. It lost, at trial and in the [1168]*1168Supreme Court, on the theory that the captain’s negligence was a superseding intervening cause that prevented the manufacturing defect if any from being the proximate cause of the accident.

Exxon argued in the Supreme Court that superseding intervening cause doctrine does not apply in admiralty. Its theory was that because United States v. Reliable Transfer Co. held that liability for damages “is to be allocated among the parties proportionately to the comparative degree of fault,”4 superseding cause doctrine must have been implicitly abolished in admiralty as inconsistent with this principle. The Court rejected this argument, and held that superseding intervening cause doctrine does apply in admiralty. The doctrine relates to proximate cause, not allocation of damages. Superseding intervening cause doctrine and pure comparative negligence are not inconsistent with each other, because “a later cause of independent origin that was not foreseeable” cuts off the proximate causation of the defendant’s negligence.5

Sofec says that in ruling upon proximate cause and superseding intervening cause, admiralty courts “may draw guidance from, inter alia, the extensive body of state law applying proximate causation requirements and from treatises and other scholarly sources,” as “ ‘illustrations of situations which judicious men upon careful consideration have adjudged to be on one side of the line or the other.’ ”6 Sofec was a claim against a manufacturer for a product defect. The Court noted that because the breach of warranty claim against the manufacturer was contractual, foreseeability doctrine “may be more stringent” than in tort, and the limited review of application of law to fact did not justify reversal of the superseding intervening cause finding.

In the case at bar, the district court erred in its application of Sofec. The trial judge found that Captain Farr was negligent, that is, that he failed to exercise reasonable care for his own safety, by stepping into a position immediately adjacent to the engine when it apparently snagged on something. We do not set aside that finding as clearly erroneous. But as a matter of law, Captain Farr’s failure to exercise reasonable care for his own safety cannot in this case be a superseding intervening cause.7

One reason that Captain Farr’s stepping adjacent to the engine as it was being hoisted cannot be a superseding intervening cause is that it did not happen subsequent to NC’s mechanic’s negligence, but at the same time. A superseding cause generally has to happen after the negligence of the defendant. Sofec describes superseding intervening cause as “a later cause of independent origin that was not foreseeable.”8 The word “later” means that the superseding intervening cause has to occur after the defendant’s negligence. The Restatement likewise says that the defendant’s negligence, to be cut off as a proximate cause by a supersed[1169]*1169ing intervening cause, has to be “antecedent” to the superseding intervening cause.

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186 F.3d 1165, 1999 A.M.C. 2409, 99 Daily Journal DAR 8063, 99 Cal. Daily Op. Serv. 6298, 1999 U.S. App. LEXIS 18289, 1999 WL 587571, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lance-e-farr-v-nc-machinery-co-a-washington-corporation-ca9-1999.