Lance Coal Corporation/Golden Oak Mining v. Phillip Caudill

636 F. App'x 355
CourtCourt of Appeals for the Sixth Circuit
DecidedMarch 22, 2016
Docket15-3008
StatusUnpublished
Cited by1 cases

This text of 636 F. App'x 355 (Lance Coal Corporation/Golden Oak Mining v. Phillip Caudill) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lance Coal Corporation/Golden Oak Mining v. Phillip Caudill, 636 F. App'x 355 (6th Cir. 2016).

Opinion

CLAY, Circuit Judge.

Lance Coal Corporation/Golden Oak Mining Company, Inc. (“Lance Coal”) petitions for review of the Benefits Review Board’s (the “Board”) decision affirming the Administrative Law Judge’s (“ALJ”) award of black lung benefits to Respondent Phillip Caudill, a former coal miner. The ALJ awarded benefits under the Black Lung Benefits Act (the “Act”), 30 U.S.C. § 901, et seq., based on his conclusion that Caudill was totally disabled due to legal pneumoconiosis arising from coal mine employment. For the following reasons, we DENY Lance Coal’s petition for review.

I. Factual Background

In order to qualify for federal benefits under the Act, the claimant must demonstrate that he or she is a miner or former miner and totally disabled due to pneumo-coniosis arising from coal mine employment. 20 C.F.R. § 725.202(d); Cent. Ohio Coal Co. v. Dir., Office of Workers’ Comp. Programs, 762 F.3d 483, 486 (6th Cir.2014). The Act and its corresponding regulations recognize two forms of pneumoco-niosis: clinical and legal pneumoconiosis. Brandywine Explosives & Supply v. Dir., Office of Workers’ Comp. Programs, 790 F.3d 657, 661 (6th Cir.2015). “Clinical pneumoconiosis refers to a specific set of enumerated diseases, while legal pneumo-coniosis ‘is a broader and less definite term that refers to any chronic lung disease that was caused ... by exposure to [coal mine] dust.’” Id. (quoting Cent. Ohio Coal, 762 F.3d at 486). Between March 2010 and December 2011, Caudill was examined by four physicians tasked with assessing whether he was totally dis *357 abled due to pneumoconiosis of either form.

The first examination, which was sponsored by the Department of Labor (“DOL”), was conducted by Dr. Katie De-Fore, a physician board-certified in internal medicine, on March 24, 2010. 1 Dr. DeFore physically examined Caudill, documented his social and work history, administered a pulmonary function test (“PFT”) and arterial blood gas study, and recorded the results of an x-ray performed and read by a board-certified radiologist. In her report, Dr. DeFore credited Caudill with 20 years of coal mine employment, observed that he was a lifelong non-smoker, and noted that he had a family history of cardiac disease. She recorded his height as 71.25 inches, his weight as 274 pounds, and noted that Caudill’s main complaints were occasional sputum production, dysp-nea 2 with minimal exertion, orthopnea that required him to sit up at night or sleep in his recliner, 3 and paroxysmal nocturnal dyspnea. 4 Caudill claimed that each of these issues had been affecting him for the past one to two years and told Dr. DeFore that his main limitation was his breathing.

Based on the negative interpretation by the radiologist who performed the x-ray, Dr. DeFore concluded that there was no evidence that Caudill had clinical pneumo-coniosis. However, Dr. DeFore determined that Caudill had legal pneumoconio-sis based on his qualifying FEV1 5 value of 54%, which did not improve with broncho-dilator therapy, and his abnormal physiological response to exercise, which resulted in a decrease in his p02. She also noted that Caudill had hypoxemia 6 on room air and a moderate restrictive defect affecting his lung capacity. Overall, Dr. DeFore concluded that Caudill was “totally impaired from a pulmonary standpoint,” and that his legal pneumoconiosis “likely entirely contribute^] to his [pulmonary] impairment” because he had “no history of smoking and no other known exposures that w[ould] lead him to have this impairment.” (J.A., PagelD# 52, 276).

On August 19, 2010, Dr. Gregory Fino, a physician board-certified in both internal and pulmonary medicine, examined Caudill for a second time at Lance Coal’s request. In a corresponding medical report dated September 15, 2010, Dr. Fino noted the following. Caudill reported using both a nebulizer and supplemental oxygen and stated that he had been experiencing shortness of breath for the past six years when walking on level ground, ascending stairs or hills, or performing manual labor. *358 Caudill also complained of a daily cough and mucus production that began when he was working as a coal miner. The report credited Caudill with working in the coal mine industry for 20 years, noted his history of heart problems, and recorded his height and weight, respectively, as 72 inches and 260 pounds.

After conducting a physical examination of Caudill, Dr. Fino concluded that his lungs were clear with no wheezes, rales, rhonchi, or rubs. Dr. Fino also interpreted Caudill’s chest x-ray- as negative for clinical pneumoconiosis. Ultimately, his report found that Caudill’s spirometry, 7 diffusing capacity, and lung volume values were “invalid,” but concluded that the PFT performed by Dr. DeFore was valid.

Dr. Fino’s report noted that Caudill had mild hypoxemia and hypercarbia 8 but opined that these conditions were “due to [Caudill’s] body habitus.” 9 {Id. at 104-05, 277). Overall, the report concluded that (1) Caudill’s pulmonary system was normal “[f]rom a functional standpoint,” (2) “[t]here [wa]s insufficient objective medical evidence to justify a diagnosis of clinical or legal ... pneumoconiosis,” and (3) there was “no intrinsic lung abnormality present that would prevent him from returning to his last mining or a job requiring similar effort.” {Id.).

In addition to sponsoring Dr. Fino’s September 15, 2010 medical report, Lance Coal took his deposition on January 23, 2012. In his deposition, Dr. Fino observed that Caudill’s coal mine employment “required heavy and ... maybe very heavy manual labor,” and that Caudill “certainly had enough coal dust exposure [over the course of his career] to cause a coal dust related disease.” {Id. at 251-52). However, he opined, coal dust exposure alone was not enough to warrant a diagnosis of pneu-moconiosis, and the fact that Caudill had only begun experiencing shortness of breath approximately 17 years after his coal mine employment ended “kind of [went] against the coal dust related etiology.” 10 {Id. at 252, 278). Finally, Dr. Fino opined that Caudill did not have pneumo-coniosis because some of his arterial blood gas studies improved over time and pneu-moconiosis is “irreversible” and “doesn’t improve.” {Id. at 256, 258).

Dr.

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636 F. App'x 355, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lance-coal-corporationgolden-oak-mining-v-phillip-caudill-ca6-2016.