Laffit Pincay, Jr. Christopher J. McCarron v. Vincent S. Andrews Robert Andrews Vincent Andrews Management Corp.

351 F.3d 947, 2003 Cal. Daily Op. Serv. 10626, 57 Fed. R. Serv. 3d 546, 2003 U.S. App. LEXIS 24811, 2003 WL 22902636
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 10, 2003
Docket02-56577
StatusPublished
Cited by12 cases

This text of 351 F.3d 947 (Laffit Pincay, Jr. Christopher J. McCarron v. Vincent S. Andrews Robert Andrews Vincent Andrews Management Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Laffit Pincay, Jr. Christopher J. McCarron v. Vincent S. Andrews Robert Andrews Vincent Andrews Management Corp., 351 F.3d 947, 2003 Cal. Daily Op. Serv. 10626, 57 Fed. R. Serv. 3d 546, 2003 U.S. App. LEXIS 24811, 2003 WL 22902636 (9th Cir. 2003).

Opinions

NOONAN, Circuit Judge.

Lafitt Pincay, Jr. and Christopher J. McCarron (“Pincay”) appeal the order of the district court retroactively extending the time in which Vincent S. Andrews, Robert L. Andrews, and Vincent Andrews Management Corp. (“Andrews”) might appeal from an adverse judgment of the district court. Holding that the district court made a mistake of law, we reverse the order of the district court.

PROCEEDINGS

In litigation that began in 1989, Pincay sued Andrews for financial injuries in violation of RICO and California law. In 1992, a jury returned verdicts in Pincay’s favor on both the RICO and California counts. Pincay was ordered to elect one remedy or the other; he chose the RICO judgment. On appeal, this judgment was reversed on the basis of the federal statute of limitations. Pincay v. Andrews, 238 F.3d 1106 (9th Cir.2001). On remand, Pin-cay elected the state remedy. Judgment was entered in his favor on July 3, 2002.

On July 10, the nonlawyer calendaring clerk in the large law firm representing Andrews faxed the lawyer supervising the [949]*949case a copy of the judgment. This lawyer was not in the office, and an exchange of emails resulted:

Lawyer to calendaring clerk:
PS what’s going on with that Andrews judgment? Was there a proposed form of judgment submitted that we missed? Don’t we get a chance to object? And when does our time run to notice the appeal? I know you’re out today, but please call on Friday to discuss.

Calendaring clerk to lawyer:

As for Andrews, a proposed judgment was served and filed on 10/11/01. We have it in our files. I’ll have to check to see if we objected, but I don’t see anything. I’ll check our motion papers on their motion for entry of judgment. According to FRAP rule 4, we get 60 days from date of entry of judgment, which was 7/3/02. 60 days would run us to 9/1, which is a Sunday. So 9/2 would be the last date to file a Notice of Appeal.

To this message, the clerk added:

Oops, September 2 is Labor Day, so make it Sept. 3.

Lawyer to calendaring clerk:

To be safe, let’s calendar it for the Thursday before Labor Day [i.e., August 29].

The clerk replied he had done so. According to the lawyer’s declaration in this case, he “later confirmed that the accelerated deadline was on the calendar.”

On August 22, the lawyer received a message from counsel acting for Andrews in his bankruptcy case in Connecticut. The message informed him that Pincay, a claimant in the bankruptcy, had filed a notice that the California judgment against Andrews was final as the appeal period had expired. On August 25, Andrews filed notice of a motion for an extension of time in which to file an appeal from the judgment of July 3. As the district court put Andrews’ argument, “Defense counsel explains that he relied on the calendar clerk at his law firm to calculate the deadline, and the clerk made a mistake.” Andrews contended that this mistake constituted “excusable neglect.”

On August 27, Andrews filed his appeal. On August 30, the district court found Andrews’ appeal to have been delayed by excusable neglect and granted the motion to extend so that the August 27 notice of appeal became timely.

Pincay appeals the order extending the time.

ANALYSIS

The Federal Rules of Appellate Procedure provide:

Rule 4. Appeal as of Right — When Taken
(a) Appeal in a Civil Case.
(1) Time for Filing a Notice of Appeal.
(A) In á civil case, except as provided in Rules 4(a)(1)(B), 4(a)(4), and 4(c), the notice of appeal required by Rule 3 must be filed with the district clerk within 30 days after the judgment or order appealed from is entered.

Under the rule, Andrews’ appeal should have been filed by August 2 and was in fact 25 days late.

Section (a)(5) of Rule 4, however, provides as follows:

(5) Motion for Extension of Time.
(A) The district court may extend the time to file a notice of appeal if:
(i) a party so moves no later than 30 days after the time prescribed by this Rule 4(a) expires; and
(ü) ... that party shows excusable neglect or good cause.

Andrews’ counsel did not show good cause for his failure to file on time, nor can his action be classified as excusable neglect. [950]*950What counsel did was to delegate a professional task to a nonprofessional to perform. Knowledge of the law is a lawyer’s stock in trade. Bureaucratization of the law such that the lawyer can turn over to nonlawyers the lawyer’s knowledge of the law is not acceptable for our profession.

Authoritative guidance as to the meaning of “neglect” has been provided by the Supreme Court construing a bankruptcy rule permitting late filing on a showing of excusable neglect. The Court stated:

The ordinary meaning of “neglect” is “to give little attention or respect” to a matter, or, closer to the point for our purposes, “to leave undone or unattended to especially] through carelessness.” Webster’s Ninth New Collegiate Dictionary 791 (1988) (emphasis added). The word therefore encompasses both simple, faultless omissions to act and, more commonly, omissions caused by carelessness .... Congress plainly contemplated that the courts would be permitted, where appropriate, to accept late filings caused by inadvertence, mistake, or carelessness, as well as by intervening circumstances beyond the party’s control.

Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd. P’ship, 507 U.S. 380, 388, 113 S.Ct. 1489, 123 L.Ed.2d 74 (1993). Commenting further on “excusable neglect” in Fed.R.Civ.P. 6(b), the Court added:

Although inadvertence, ignorance of the rules, or mistakes construing the rules do not usually constitute “excusable” neglect, it is clear that “excusable neglect” under rule 6(b) is a somewhat “elastic concept” and is not limited strictly to omissions caused by circumstances beyond the control of the movant.

Id. at 392, 113 S.Ct. 1489 (footnote omitted).

In Kyle v. Campbell Soup Co., 28 F.3d 928 (9th Cir.1994), we considered “excusable neglect” in Fed.R.Civ.P. 6(e) in a case where a motion for attorneys’ fees was days late and the district court had founa excusable neglect because the plaintiffs attorney had misinterpreted a local rule to incorporate a federal rule of procedure. We found the misinterpretation of the rules to be an inexcusable mistake of law and reversed the district court. We said:

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351 F.3d 947, 2003 Cal. Daily Op. Serv. 10626, 57 Fed. R. Serv. 3d 546, 2003 U.S. App. LEXIS 24811, 2003 WL 22902636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/laffit-pincay-jr-christopher-j-mccarron-v-vincent-s-andrews-robert-ca9-2003.