Labor & EmploymentSick and Safe Leave – Whether Employers May Apply Absence Control Policies to Prevent Abuse of Sick and Safe Leave

CourtMaryland Attorney General Reports
DecidedSeptember 10, 2019
Docket104 OAG 62
StatusPublished

This text of Labor & EmploymentSick and Safe Leave – Whether Employers May Apply Absence Control Policies to Prevent Abuse of Sick and Safe Leave (Labor & EmploymentSick and Safe Leave – Whether Employers May Apply Absence Control Policies to Prevent Abuse of Sick and Safe Leave) is published on Counsel Stack Legal Research, covering Maryland Attorney General Reports primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Labor & EmploymentSick and Safe Leave – Whether Employers May Apply Absence Control Policies to Prevent Abuse of Sick and Safe Leave, (Md. 2019).

Opinion

62 [104 Op. Att’y

LABOR & EMPLOYMENT SICK AND SAFE LEAVE – WHETHER EMPLOYERS MAY APPLY ABSENCE CONTROL POLICIES TO PREVENT ABUSE OF SICK AND SAFE LEAVE

September 5, 2019 The Honorable Dereck E. Davis Maryland House of Delegates You have asked for our opinion about the extent to which the Maryland Healthy Working Families Act (the “Act”), see Md. Code Ann., Labor & Empl. (“LE”) §§ 3-1301 to 3-1311, permits certain employers to apply absence control policies to prevent abuse of “sick and safe” leave under the Act. Absence control policies, sometimes called attendance management or absence management policies, are a tool that many employers use to deter absenteeism. These policies come in different forms, but the term often refers to policies that assign employees a “point” or an “occurrence” for each absence and that can lead to discipline if an employee accumulates a certain number of points within a certain period. Although the Act prohibits an employer from “apply[ing] an absence control policy that includes earned sick and safe leave absences as an absence that may lead to or result in an adverse action being taken against an employee,” LE § 3-1309(c)(3), the Act also states in a separate provision that it “may not be construed” to “prohibit an employer from adopting and enforcing a policy that prohibits the improper use of earned sick and safe leave, including prohibiting a pattern of abuse of earned sick and safe leave.” LE § 3-1302(b)(5). In essence, as we understand it, your question is how those two provisions should be read together.

In our opinion, the Act does not permit an employer to apply an absence control policy, including one that assigns points to an employee’s absence, in a way that could lead to or result in adverse action for the legitimate use of sick and safe leave taken in accordance with the Act. An employer may, however, apply an absence control policy (or some other disciplinary policy) to penalize the actual abuse or improper use of leave under the Act, such as when the employer can demonstrate that the employee used leave for reasons not permitted under the Act or that the employee otherwise engaged in a pattern of abuse of leave under the Act. Gen. 54] 63

I Background A. Statutory Background During the 2017 legislative session, the General Assembly passed the Maryland Healthy Working Families Act. See H.B. 1, 2017 Leg., Reg. Sess. After the Governor vetoed the bill, the General Assembly overrode the veto at the beginning of the 2018 legislative session, and the statute went into effect on February 11, 2018. See 2018 Md. Laws, ch. 1; see also Md. Const., Art. II, § 17(d). We summarized the provisions of the Act in detail in an opinion issued just last year. See 103 Opinions of the Attorney General 18 (2018). Rather than repeat that summary here, we focus on the provisions most relevant to your inquiry. Under the Act, an employer with 15 or more employees generally must provide its employees with paid “sick and safe leave,” while an employer with 14 or fewer employees is instead generally required to provide unpaid leave. LE § 3-1304(a). 1 That leave, both paid and unpaid, “shall accrue at a rate of at least 1 hour for every 30 hours an employee works.” LE § 3-1304(b). Employees may then use accrued leave for one of a series of enumerated purposes that are outlined in LE § 3-1305(a), including to treat the employee’s own illness, to care for an ill family member, or to obtain preventive medical care. See 103 Opinions of the Attorney General at 21 (listing those purposes). When an employer’s “existing paid leave policy” provides for paid time off (such as vacation days, sick days, parental leave, etc.) that can be used for sick and safe leave and also “permits an employee to accrue and use leave under terms and conditions that are at least equivalent to the earned sick and safe leave provided for under” the Act, the Act may not be construed to “require an employer to modify [that] existing paid leave policy.” LE § 3-1302(b)(2). 2

1 Some employers and employees are excluded from the scope of the Act. See 103 Opinions of the Attorney General at 22-23 (summarizing some of those exclusions). When we refer to employers and employees in this opinion, we do not mean to include those to whom the Act does not apply. 2 In addition, “if a unit of State or local government’s sick leave accrual and use requirements meet or exceed the sick and safe leave provided for under [the Act],” the State or local government employees “who are part of the unit’s personnel system are subject to the 64 [104 Op. Att’y

The Act places an obligation on the employee to provide advance notice to the employer when the need for the leave is “foreseeable”; when the need for leave is not foreseeable, the employee need only provide notice as soon as practicable. LE § 3- 1305(b)(2). If an employee “fails to provide” the required notice, the employer may deny the employee’s request to use accrued sick and safe leave if “the employee’s absence will cause a disruption to the employer.” LE § 3-1305(b)(3). The employer may not, however, require that an employee provide verification that the sick and safe leave was used appropriately unless the employee uses the leave for more than two consecutive shifts. LE § 3-1305(g)(1)(i). 3 If an employee refuses to provide the required verification, the employer may deny a subsequent request to use earned sick and safe leave for the same reason. LE § 3-1305(g)(2).

Of particular relevance here, the Act provides that it “may not be construed” to “prohibit an employer from adopting and enforcing a policy that prohibits the improper use of earned sick and safe leave, including prohibiting a pattern of abuse of earned sick and safe leave.” LE § 3-1302(b)(5). But, as noted above, an employer may not “apply an absence control policy that includes earned sick and safe leave absences as an absence that may lead to or result in an adverse action being taken against an employee.” LE § 3-1309(c)(3). 4 An employer also may not “take adverse action or discriminate against an employee because the employee exercises in good faith the rights protected under” the Act and may not “interfere with, restrain, or deny the exercise by an employee of any right provided for under” the Act. LE § 3-1309(c)(1), (2). For purposes of those anti-retaliation provisions, “adverse action” is defined to include “discharge,” “demotion,” “threatening the

[governmental] unit’s law, regulations, policies, and procedures” for “accrual and use of sick leave,” “grievances,” and “disciplinary actions,” rather than subject to the relevant provisions in the Act. LE § 3-1303(c). 3 The law also provides that an employer may require an employee to provide verification that leave was used appropriately if the employee used the leave between the first 107 and 120 days that the employee worked for the employer and the employee agreed to provide such verification at the time of hire. LE § 3-1305(g)(1)(ii). During the “first 106 calendar days the employee works for the employer,” an employer is not required to allow an employee to use sick and safe leave. LE § 3- 1304(c)(4). 4 There are at least a few other states that have similar prohibitions on the use of “absence control polic[ies]” to penalize employees for using sick leave. See Ariz. Rev. Stat. Ann. § 23-374; Cal. Lab. Code § 234; D.C. Code Ann. § 32-531.08; Or. Rev. Stat. Ann. § 653.641. Gen. 54] 65

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Labor & EmploymentSick and Safe Leave – Whether Employers May Apply Absence Control Policies to Prevent Abuse of Sick and Safe Leave, Counsel Stack Legal Research, https://law.counselstack.com/opinion/labor-employmentsick-and-safe-leave-whether-employers-may-apply-absence-mdag-2019.