L. R. Smith v. Carl Thomas, County of Dallas, Texas

687 F.2d 113, 1982 U.S. App. LEXIS 25180
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 30, 1982
Docket82-1089
StatusPublished
Cited by16 cases

This text of 687 F.2d 113 (L. R. Smith v. Carl Thomas, County of Dallas, Texas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
L. R. Smith v. Carl Thomas, County of Dallas, Texas, 687 F.2d 113, 1982 U.S. App. LEXIS 25180 (5th Cir. 1982).

Opinion

PATRICK E. HIGGINBOTHAM, Circuit Judge:

While the dust has settled in this fight between a Texas sheriff and his deputy, who, if anyone, was the winner, as measured by the Civil Rights Attorneys’ Fees Awards Act of 1976, 42 U.S.C. § 1988, remains obscure. The trial court found that the deputy had won and awarded counsel fees. Because we are unable to find any winner or, more precisely put, to find that Smith was a “prevailing party,” we reverse.

In the spring of 1980, the then sheriff of Dallas County, Carl Thomas, was engaged in a reelection campaign when he learned that one of his deputies, L. R. Smith, not only supported his opponent, but displayed his preference with placards placed on his automobile. The sheriff summoned Deputy Smith and told him he was fired. Smith, in the true tradition of the modern west, promptly filed suit in federal court contending that this firing violated his rights under the first amendment. The next day, the trial court granted a temporary restraining order blocking the sheriff’s action. 1 No evidence was taken but the order issued at the conclusion of a conference in chambers on the strength of the complaint and a supporting affidavit. Nine days later, the parties agreed in writing in a “Consent and Stipulation” to continue the restraining order until “... a hearing is scheduled and *115 held on plaintiffs request for preliminary injunctive relief.” The usual pleadings followed including motions to dismiss and answers, and in turn on September 29,1980, a motion for summary judgment.

No hearing or other application for preliminary or permanent injunctive relief was ever held. In the meantime, the question of Sheriff Thomas’ right to fire Deputy Smith was effectively settled by the voters in the 1980 election when Sheriff Thomas was defeated for reelection. There the matter remained until February 27, 1981 when Smith applied for attorneys’ fees and costs. On March 10, 1981, defendants’ motion for summary judgment was denied.

Following a hearing on the application for attorneys’ fees, the trial court on December 29, 1981 (approximately one year after Sheriff Thomas’ departure) entered a judgment awarding attorneys’ fees in the amount of $14,375 against the named defendants, including Dallas County, providing “this judgment shall be enforceable against the Treasury of Dallas County, Texas.” This judgment, now the subject of this appeal, decided no issue regarding the substantive rights of Deputy Smith, made no mention of injunctive relief, and granted Smith no relief except counsel fees.

Dallas County claims on appeal that Smith was not a prevailing party because (1) he was never formally terminated by Sheriff Thomas and his civil rights were thus not violated, (2) the “Consent and Stipulation” filed April 9,1980 was not a settlement of Smith’s claims, and (3) the grant of the temporary restraining order was, at best, a procedural victory. Smith replies that he prevailed in obtaining the temporary restraining order or, at the least, that the case was effectively settled.

The trial court, noting that “attorneys’ fees may be awarded to the plaintiff whose civil rights have been vindicated by settlement,” found “the settlement in which the defendants agreed to reinstate the plaintiff was a direct result of the filing of this suit and the granting of the application for temporary restraining order.”

We have no quarrel with that principle. It was established explicitly by the Supreme Court in Maher v. Gagne, 448 U.S. 122, 100 S.Ct. 2570, 65 L.Ed.2d 653 (1980). The difficulty is that there is no record support for the conclusion that any settlement of Smith’s claims was ever reached. Nor does the record support a characterization of the Consent and Stipulation as a settlement agreement. To the contrary, the letter by which the proposed order was transmitted by defense counsel stated, “I am enclosing a file-marked copy of the stipulation extending the T. R. O. Thank you for your cooperation. I think at this point, it behooves us to get together and talk about a possible settlement of this action.”

The only sense then in which Smith arguably “prevailed” is in obtaining a temporary restraining order issued without contest to maintain the status quo. Yet, the grant of the temporary restraining order did not determine the merit of any of Smith’s claims. It served to “preserve the status quo pending a trial on the merits ...” Collum v. Edwards, 578 F.2d 110, 113 (5th Cir. 1978). In Hanrahan v. Hampton, 446 U.S. 754, 100 S.Ct. 1987, 64 L.Ed.2d 670 (1979), the Supreme Court instructed:

It seems apparent from these passages that Congress intended to permit the interim award of counsel fees only when a party has prevailed on the merits of at least some of his claims. For only in that event has there been a determination of the “substantial rights of the parties.”

Id. at 757-58, 100 S.Ct. at 1989.

At the same time, this court has suggested that a party can prevail even if his relief was only preliminary, at least when the preliminary relief leads a defendant to remedial action, Iranian Students Ass’n v. Edwards, 604 F.2d 352 (5th Cir. 1979), or grants the primary relief sought, Doe v. Marshall, 622 F.2d 118 (5th Cir. 1980). Moreover, that remedial action need only be actively caused by the suit or arguably a result for which the suit was a catalyst.

At least implicit in this approach is a rejection of any notion that prevailing par *116 ty status is indexed by the label of the order. Instead, the answer to the question of who has prevailed is best obtained by focus upon the achievements of the suit’s prosecution juxtaposed to its central purpose, at whatever stage of the suit the inquiry is made. A three-judge court of this circuit, convened in a voting rights case, has plowed similar terrain. We are persuaded by its reasoning:

It is necessary to distinguish between two forms of interim or preliminary relief. On the one hand, interim relief can serve as, or be predicated upon, an adjudication on the merits. Thus, in Williams v. Alioto, [625 F.2d 845, 847-8 (9th Cir. 1980), cert. denied, [450] U.S. [1012], 101 S.Ct. 1723 [68 L.Ed.2d 213] (1981)], the district court entered a preliminary injunction enjoining certain police investigative procedures. Although defendants never had the opportunity to appeal the injunction because the case was mooted by the investigation’s completion, see [450] U.S. [1012], 101 S.Ct.

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Bluebook (online)
687 F.2d 113, 1982 U.S. App. LEXIS 25180, Counsel Stack Legal Research, https://law.counselstack.com/opinion/l-r-smith-v-carl-thomas-county-of-dallas-texas-ca5-1982.