Bly v. McLeod

605 F.2d 134, 1979 U.S. App. LEXIS 11895
Court of Appeals for the Fourth Circuit·Decided September 12, 1979·No. No. 77-2371·Published·Cited by 50 cases

Opinion

WIDENER, Circuit Judge:

The state defendants appeal from the district court’s order awarding attorneys’ fees and costs to plaintiffs as prevailing parties pursuant to the Civil Rights Attorneys’ Fees Awards Act of 1976, 42 U.S.C. § 1988, the Voting Rights Act of 1965, § 14(e) as amended, 42 U.S.C.A. § 19737(e),1 [136] and Federa] Rule of Civil Procedure 54(d).2 We reverse.

The plaintiffs, a group of chemistry professors who planned to be out of the state on election day attending a professional convention, applied for absentee ballots to vote in the 1972 Democratic primary. Their applications were denied based on an opinion of the South Carolina Attorney General which construed the language “physically unable to present himself” in the then absentee ballot statute to include those who were physically unable to appear due to ill health but not those who would be otherwise physically absent from the geographic boundaries of the state.3 After the Democratic Party denied their applications, the plaintiffs filed a class action suit in the district court alleging that the statute as construed by the South Carolina Attorney General violated their constitutional rights to vote and travel. The plaintiffs requested and received a temporary restraining order which allowed them to vote in the 1972 primary. The South Carolina Attorney General subsequently filed a collateral proceeding in the South Carolina Supreme Court seeking a binding interpretation of the previously unconstrued statute. The South Carolina Supreme Court upheld the Attorney General’s interpretation, but did not reach the federal constitutional question. State ex rel. McLeod v. Ellisor, 259 S.C. 364, 192 S.E.2d 188 (1972). Shortly after the state court decision, the federal district judge dismissed the federal proceedings. Plaintiffs appealed, and we vacated and remanded the case because we could not determine the basis for the district judge’s decision, expressing no opinion on the merits.

On remand, the plaintiffs moved for and were granted a three-judge district court to determine the constitutionality of the absentee voting statute as interpreted by the South Carolina Supreme Court. Before any proceedings were held before the three-judge court, however, the South Carolina legislature amended the absentee voting statute. This amendment, among other things, granted the right to vote by absentee ballot to certain persons including those who would be out of their counties of residence on election day due to their employment or certain professions including teaching.4 It is agreed that the 1975 amendment effectively mooted plaintiffs’ case.

[137] In May 1977, plaintiffs moved for attorneys’ fees and costs. The district court dismissed the ease as moot but retained jurisdiction over plaintiffs’ motion for attorneys’ fees and costs. At a hearing on this motion, the plaintiffs asserted .three reasons why they were the prevailing party in this case. First, the district court had granted their request for a temporary restraining order which allowed them to vote in the Democratic primary. Second, they had received a remand from the Fourth Circuit. Third, they had successfully requested the empaneling of a three-judge district court. Based on these three reasons, the district court, considering the claim under 42 U.S.C. § 19737(e) (voting rights) and 42 U.S.C. § 1988 (civil rights), held that the plaintiffs were the prevailing parties and awarded attorneys’ fees and costs.5

It is settled that in order to be a prevailing party one need not win on every issue in the case. Lytle v. Commissioners of Election of Union County, 541 F.2d 421 (4th Cir. 1976). A party prevails if judgment is entered in his favor even though he did not sustain his entire claim. Lytle, 541 F.2d at 426, n. 6; 10 Wright & Miller, Federal Practice & Procedure, Civil, § 2667. The legislative history of § 19737(e) states that in some circumstances fees may be allowed if the plaintiff prevails “on an important matter in the course of litigation, even when he ultimately does not prevail on all issues.” Senate Report 94-295, 1975 U.S.Code Cong. & Admin.News, pp. 774, 808. But we think that the three points on which plaintiffs prevailed are not sufficient, whether considered separately or together, to give plaintiffs prevailing party status. The granting of a temporary restraining order in the situation presented here was in no way a determination on the merits and merely preserved the status quo when the plaintiffs might be irreparably harmed if temporary relief were not granted. A temporary restraining order may be entered ex parte. FRCP 65. In the case at bar, however, the defendants were present, but the state defendants did not feel they were appropriate parties to a motion requesting the right to vote in a primary election. The Democratic Party also was present but did not oppose the motion; indeed, it apparently acquiesced. In any event, the granting of the temporary restraining order hardly can be said to constitute generally prevailing on the merits. No adjudication of invalidity of the statute was made. See Lytle, p. 425.

Plaintiffs fare no better with their other two arguments. Our decision to vacate and remand the first dismissal of this case expressly stated that we expressed no opinion on the merits, but that we remanded for clarification of the basis for the district court’s decision. Likewise, we do not see how the mere constitution of a three-judge district court can be said to make plaintiffs the prevailing parties. It is clear that if the plaintiffs had ultimately lost on the merits that their three examples of procedural success would not entitle them to an award of attorneys’ fees. Neither the district court nor any other court has ever held the statute in question invalid. In order to recover attorneys’ fees and costs, plaintiffs must show at least some success on the merits. They simply have not done so.

On appeal, plaintiffs argue, for the first time, that they are the prevailing parties because the amendment to the South Carolina absentee ballot law granted them the relief they sought in federal district court, and that they acted as a catalyst which caused or at least hastened the change of law which mooted their case.

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Bly v. McLeod, 605 F.2d 134, 1979 U.S. App. LEXIS 11895 (4th Cir. 1979).

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