Knight First Amendment Institute at Columbia University v. CIA

11 F.4th 810
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 27, 2021
Docket20-5045
StatusPublished
Cited by30 cases

This text of 11 F.4th 810 (Knight First Amendment Institute at Columbia University v. CIA) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Knight First Amendment Institute at Columbia University v. CIA, 11 F.4th 810 (D.C. Cir. 2021).

Opinion

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued January 12, 2021 Decided August 27, 2021

No. 20-5045

KNIGHT FIRST AMENDMENT INSTITUTE AT COLUMBIA UNIVERSITY, APPELLEE

COMMITTEE TO PROTECT JOURNALISTS, APPELLANT

v.

CENTRAL INTELLIGENCE AGENCY, ET AL., APPELLEES

Appeal from the United States District Court for the District of Columbia (No. 1:18-cv-02709)

Alexandra P. Swain argued the cause for appellant. With her on the briefs were Jeremy Feigelson and Timothy K. Beeken.

Bruce D. Brown and Katie Townsend were on the brief for amici curiae the Reporters Committee for Freedom of the Press, et al. in support of appellant. 2 David A. Schulz and Mara Gassmann were on the brief for amici curiae Human Rights Watch, et al. in support of appellant.

Sharon Swingle, Assistant Director, U.S. Department of Justice, argued the cause for appellees. On the brief were Jeffrey Bossert Clark, Acting Assistant Attorney General, and H. Thomas Byron III and Sonia Carson, Attorneys.

Before: MILLETT, KATSAS, and WALKER, Circuit Judges.

Opinion for the Court filed by Circuit Judge KATSAS.

KATSAS, Circuit Judge: Jamal Khashoggi, a prominent Saudi journalist, was murdered in a Saudi consulate in 2018, apparently on orders of the Saudi Crown Prince. Under the Freedom of Information Act, the plaintiffs here sought records about whether four United States intelligence agencies knew, before the murder, of an impending threat to Khashoggi. The agencies refused to confirm or deny whether they have any responsive records, on the ground that the existence or nonexistence of such records is classified information. We consider whether FOIA permitted this response.

I

FOIA generally requires federal agencies to disclose their records upon request, 5 U.S.C. § 552(a)(3)(A), subject to nine exemptions. Exemption 1 covers matters that are “specifically authorized under criteria established by an Executive order to be kept secret in the interest of national defense or foreign policy” and are “properly classified pursuant to such Executive order.” Id. § 552(b)(1). The relevant executive order permits classification of information that “could reasonably be expected to cause identifiable or describable damage to the 3 national security” if disclosed, and that “pertains to” either “intelligence activities” or “intelligence sources or methods.” Exec. Order No. 13,526 § 1.4(c), 75 Fed. Reg. 707, 709 (Dec. 29, 2009).

To claim a FOIA exemption, an agency ordinarily must “acknowledge the existence of information responsive to a FOIA request and provide specific, non-conclusory justifications for withholding that information.” Roth v. DOJ, 642 F.3d 1161, 1178 (D.C. Cir. 2011). But if “the fact of the existence or nonexistence of agency records” itself falls within a FOIA exemption, the agency may “refuse to confirm or deny the existence” of the requested records. Wolf v. CIA, 473 F.3d 370, 374 (D.C. Cir. 2007) (cleaned up). This is now known as a Glomar response, after the Central Intelligence Agency successfully refused to confirm or deny whether it had records about a ship called the Glomar Explorer. See Phillippi v. CIA, 546 F.2d 1009 (D.C. Cir. 1976). In considering a Glomar response, courts apply the “general exemption review standards established in non-Glomar cases.” Wolf, 473 F.3d at 374. An agency thus bears the burden to sustain a Glomar response. 5 U.S.C. § 552(a)(4)(B).

If an agency has “officially acknowledged otherwise exempt information through prior disclosure,” it has “waived its right to claim an exemption with respect to that information.” ACLU v. CIA, 710 F.3d 422, 426 (D.C. Cir. 2013). A plaintiff urging official acknowledgment must point to “specific information in the public domain that appears to duplicate that being withheld.” Id. at 427 (quoting Wolf, 473 F.3d at 378). The prior disclosure must match the information requested, must be as specific, and must have been “made public through an official and documented disclosure.” Fitzgibbon v. CIA, 911 F.2d 755, 765 (D.C. Cir. 1990). To constitute official acknowledgment in the Glomar context, the 4 prior disclosure must confirm the existence or nonexistence of records responsive to the FOIA request. ACLU, 710 F.3d at 427.

II

A

Jamal Khashoggi, a Saudi national and United States resident, frequently and prominently criticized the Saudi government. On October 2, 2018, Khashoggi visited the Saudi consulate in Istanbul to obtain documents for his upcoming marriage. Inside the consulate, fifteen assailants injected him with a sedative, suffocated him to death, and dismembered his corpse with a bone saw. The murder provoked international outrage. The CIA and the United Nations both investigated it. 1 On December 4, 2018, the CIA briefed Senate leaders. Shortly thereafter, Congress passed a joint resolution stating its belief that the Saudi Crown Prince had ordered the murder.

Soon after the murder, a State Department spokesman fielded questions at a press conference. A reporter asked whether “the U.S. had intelligence, overheard or intercepted communications, suggesting that there was a threat to Mr. Khashoggi.” The spokesman responded: “[A]lthough I cannot comment on intelligence matters, I can say definitively the United States had no advanced knowledge of Jamal Khashoggi’s disappearance.” Press Briefing, Dep’t of State (Oct. 10, 2018), 2017-2021.state.gov/briefings/department- press-briefing-october-10-2018. Asked a second time whether

1 We base our account of Khashoggi’s death on findings from the United Nations investigation. See Human Rights Council, Annex to the Report of the Special Rapporteur on Extrajudicial, Summary or Arbitrary Executions: Investigation into the Unlawful Death of Mr. Jamal Khashoggi, U.N. Doc. A/HRC/41/CRP.1 (June 19, 2019). 5 “you” had prior knowledge of a threat, the spokesman answered that “we” had no such knowledge. Id. Asked a third time whether “the administration” had prior knowledge, the spokesman answered: “[A]lthough I can’t go into intelligence matters, I can definitively say that we had no knowledge in advance of Mr. Khashoggi’s disappearance.” Id.

B

This case concerns a FOIA request for records bearing on whether the intelligence community had prior knowledge of the threat. The intelligence community includes eighteen executive agencies that “conduct intelligence activities necessary for the conduct of foreign relations and the protection of the national security of the United States.” Exec. Order No. 12,333 § 1.4, 46 Fed. Reg. 59,941, 59,943 (Dec. 4, 1981); see also 50 U.S.C. § 3003(4) (listing intelligence- community agencies). The Director of National Intelligence is the head of the intelligence community, id. § 3023(b)(1), and so may direct how the community “carries out its mission,” DiBacco v. U.S. Army, 795 F.3d 178, 198 (D.C. Cir. 2015).

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