Kirby v. City of Elizabeth City

388 F.3d 440
Court of Appeals for the Fourth Circuit·Decided November 3, 2004·No. 03-2035·Published·Cited by 99 cases

Opinion

Affirmed by published opinion. Chief Judge WILKINS wrote the opinion, in which Judge WILLIAMS and Senior Judge HANSEN joined.

OPINION

WILLIAM W. WILKINS, Chief Judge:

Carl Edward Kirby appeals a district court order granting summary judgment against him in his action against the City of Elizabeth City, North Carolina (“City”); City Police Chief Trevor Hampton; and City Police.Lieutenant Frank Koch (collectively, “Appellees”) in which Kirby asserts that he was retaliated against based on the content of his truthful testimony at a public hearing and based on his subsequent challenges to that alleged retaliation. We affirm'the district court -order, although partly on grounds different from those relied on by the district court.

I.

Kirby is employed by the City as a police officer. On July 19, 2001, Kirby testified at a hearing before a City Personnel Appeals Committee concerning a grievance filed by fellow City police officer James Henning. The grievance challenged discipline imposed against Henning for damaging a patrol vehicle (“Car 127”) by driving it with too little transmission fluid. At the hearing, Kirby recounted the maintenance history and transmission fluid capacity of Car 127, provided his opinion of Henning’s maintenance and driving habits, and explained how transmission leaks are diagnosed. Kirby maintains that Hampton and Koch were angered by his testimony, *444 which they perceived to undercut Hampton’s position and support Henning’s.

Following his testimony, Kirby left the police station at about 1:30 p.m. to begin a previously scheduled vacation. When Kirby returned to work, he learned that he had received an “oral reprimand” for “[f]ailure to support the Department’s Administration.” J.A. 44. Kirby claims that he was reprimanded because his hearing testimony conflicted with Hampton’s. However, Appellees insist that the reprimand was based not on the substance of Kirby’s testimony but on Kirby’s failure to follow proper procedures before testifying. Specifically, Appellees assert that an employee scheduled to be on duty when he will be testifying is required to provide advance notice to the City’s Human Resources Department so that another officer may be assigned to cover the employee’s duties. Kirby denies that he had any duty to notify Human Resources. On this basis, he filed a grievance challenging the punishment. 1 He also initiated the present action on August 31, 2001, alleging that the reprimand was in retaliation for his testimony.

On September 4, 2001, Kirby received notice that Hampton had demoted him from Sergeant to Police Officer III. Appel-lees claim that the demotion was because of Kirby’s poor job performance and that an audit of cases assigned to Kirby’s Investigative Bureau over the first six months of 2001 showed that in 61 of the 377 cases, the investigation did not comply with applicable policies and procedures. In particular, several case files did not contain supplements updating progress in the investigations even though such supplements were required to be completed weekly. Kirby contends that the supplement policy had not previously been enforced and that supplements in some of the identified eases were not required by the policy or could not be completed. Kirby thus amended his complaint in the present action on September 21, 2001, to add claims related to his demotion.

As amended, Kirby’s complaint alleges that Appellees’ retaliation based on his testimony violated his constitutional rights to free expression and association, as well as his right to freedom from the imposition of unconstitutional conditions on his public employment. 2 The complaint further asserts that the retaliation violated his Fourteenth Amendment liberty interest in testifying truthfully and denied him equal protection under the law. It also alleges that the reprimand violated Kirby’s equal protection rights because it constituted disparate treatment with no rational basis. Finally, the complaint alleges that Kirby’s demotion in retaliation for his filing the grievance and initial complaint violated his freedom to petition for redress of grievances.

After hearing Kirby’s grievance of his demotion, the City’s Personnel Appeals Committee (“PAC”) concluded that Kirby had indeed violated department policy, but it recommended that Kirby’s sanction be reduced. Specifically, the PAC recommended that Kirby retain his rank of Sergeant for a one-year probationary term and that his hourly salary be set at $15.90 per hour — a rate lower than his pay prior to the demotion but higher than he had received since. Following his review of the PAC’s findings and recommendations, the City Manager accepted the finding *445 that Kirby had violated departmental policy but decided that Kirby would remain at the lower rank of Police Officer III for a six-month probationary period at the rate of pay that the PAC recommended. 3 Kirby was reinstated to his former Sergeant position at the expiration of the probationary period. He nevertheless maintains that Appellees have continued their retaliation against him by assigning him to perform secretarial duties such as handling telephone inquiries.

Appellees moved for summary judgment, and Kirby filed a cross-motion for partial summary judgment. The district court granted Appellees’ motion and denied Kirby’s. Regarding Kirby’s freedom of expression claim, the court ruled that testimony in a public hearing is not constitutionally protected unless the testimony relates to a matter of public concern. The court ruled that the speech at issue here was not protected because it concerned only one particular employee in a matter that was not of general concern to the public. The court ruled that Kirby’s claims alleging violation of his freedom to associate and asserting the imposition of unconstitutional conditions on his public employment also failed because the claims alleged retaliation for matters not of public concern. The district court also rejected Kirby’s Fourteenth Amendment liberty claim on the ground that it was simply a rewording of his freedom of expression claim and that any residual liberty protection given to free speech under the Fourteenth Amendment could not exceed the protection that the First Amendment affords.

The district court divided Kirby’s equal protection claims into two categories— those claims alleging that he was treated differently in retaliation for his testimony and his claim that there was no rational basis for the treatment he received. The court disposed of the first group on the basis that generic free-speech retaliation does not constitute an equal protection violation. And, the rational basis claim was disposed of on the ground that Kirby failed to forecast evidence negating the existence of any facts from which a conceivable rational basis justifying the treatment he received could be derived.

Finally, the district court ruled that Kirby’s petition claim failed because his grievance and lawsuit did not involve matters of public concern and thus were not constitutionally protected.

II.

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Kirby v. City of Elizabeth City, 388 F.3d 440 (4th Cir. 2004).

388 F.3d 440 (Kirby v. City of Elizabeth City) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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