Kevin Dunston v. Warden
This text of Kevin Dunston v. Warden (Kevin Dunston v. Warden) is published on Counsel Stack Legal Research, covering District Court, C.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 1 of 40 Page ID #:1613
1 2 3 4 5 6 7
8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 11 KEVIN DUNSTON, Case No. 2:20-cv-05665-SHK 12 Petitioner, 13 ORDER DENYING SECOND v. AMENDED PETITION AND 14 DISMISSING CASE WITH WARDEN, PREJUDICE 15 Respondent. 16 17 Pending before the Court is Petitioner’s Second Amended Petition for Writ 18 of Habeas Corpus (“Second Amended Petition” or “SAP”), filed pursuant to 28 19 U.S.C. § 2254, challenging his 2018 California state court conviction of two counts 20 of second-degree robbery. Both Petitioner and Respondent have consented to 21 proceed before a United States Magistrate Judge. Electronic Case Filing Number 22 (“ECF No.”) 22, 25. Because Petitioner has failed to demonstrate that the 23 California state courts unreasonably denied the claims raised in the SAP and 24 because Ground 3(c) is procedurally defaulted, the undersigned Magistrate Judge 25 DENIES Petitioner’s request for habeas relief on the merits, in its entirety, and 26 ORDERS the action dismissed with prejudice. 27 / / / 28 / / / Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 2 of 40 Page ID #:1614
1 I. PROCEDURAL HISTORY 2 In December 2018, Petitioner was convicted in Los Angeles County 3 Superior Court of two counts of second-degree robbery. ECF No. 28-1, Clerk’s 4 Transcript (“CT”) at 95.1 The trial court sentenced Petitioner to five years in state 5 prison. Id. at 128-133. 6 Petitioner filed a direct appeal to the California Court of Appeal raising the 7 Third Ground, and subparts (c), (d), and (e) of the Fourth Ground alleged in the 8 Second Amended Petition. ECF No. 28-7, Appellant’s Opening Brief (“AOB”). 9 The California Court of Appeal affirmed the judgment in its entirety. ECF No. 8- 10 1. Petitioner’s ensuing Petition for Review to the California Supreme Court, 11 raising the same claims, was denied on May 13, 2020. ECF Nos. 8-2, 8-3. During 12 these federal proceedings, Petitioner filed a habeas petition in the California 13 Supreme Court raising claims generally corresponding to the first, second, fourth, 14 and fifth claims raised in the SAP. ECF No. 28-10. The California Supreme Court 15 summarily denied the Petition without comment or citation of authority on March 16 24, 2021. ECF No. 28-11. 17 On June 25, 2020, Petitioner filed a Petition for Writ of Habeas Corpus 18 (“Petition”) in this Court, pursuant to 28 U.S.C. § 2254. ECF No. 1. Respondent 19 filed a Motion to Dismiss the Petition on the grounds that only Grounds Three and 20 Four, subclaim (d) had been exhausted. ECF No. 7. Petitioner thereafter filed an 21 Opposition to the Motion to Dismiss. ECF No. 9. On January 11, 2021, the Court 22 issued an Order to Show Cause (“OSC”) why the Petition should not be dismissed 23 as a mixed petition. ECF No. 13. In the OSC, Petitioner was given the option to 24 show that Grounds One, Two, Four, and Five (in their entirety) were exhausted; to 25
26 1 The referenced page number for the state court records, filings, and opinions lodged by 27 Respondent will be the number assigned in those documents and not the page number associated with the document through the ECF system. With respect to Petitioner’s filings, including the 28 Petition and Traverse, the referenced page numbers will be those assigned by the Court’s ECF system. 2 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 3 of 40 Page ID #:1615
1 proceed only on the exhausted grounds: Ground Three, and subclaims (c), (d), and 2 (e) of Ground Four; or to request a stay under Rhines v. Weber, 544 U.S. 269 3 (2005) or Kelly v. Small, 315 F.3d 1063 (9th Cir. 2003). Id. 4 Petitioner filed a motion to stay under Rhines, or alternatively, under Kelly, 5 along with a First Amended Petition for Writ of Habeas Corpus. ECF No. 14. The 6 Court then issued an Order denying Respondent’s motion to dismiss as moot, 7 denying Petitioner’s request for a stay under Rhines, and granting Petitioner’s 8 request for a stay under Kelly. ECF No. 16. On April 9, 2021, Petitioner filed a 9 motion seeking leave to file a Second Amended Petition after all grounds 10 contained in the original petition had been denied by the California Supreme Court. 11 ECF No. 17. Concurrently therewith, Petitioner filed a Second Amended Petition, 12 which is the operative petition in this matter. ECF No. 18. The Court granted 13 Petitioner’s motion, filed the SAP, and ordered the stay in the action lifted in an 14 Order issued on April 29, 2021. ECF No. 19. In a separate order issued the same 15 day, the Court ordered Respondent to file a response to the SAP. ECF No. 20. 16 Following an extension of time, Respondent filed an Answer (“Answer”) to the 17 SAP, along with a supporting Memorandum of Points and Authorities (“Answer 18 Mem.”) on August 12, 2021. ECF No. 27. Petitioner filed a Traverse on 19 September 7, 2021. ECF No. 32. Petitioner’s subsequent motion for the 20 appointment of counsel, ECF No. 33, was denied in a minute order issued on 21 September 16, 2021. ECF No. 34. 22 II. PETITIONER’S CLAIMS 23 The Petition raises the following grounds for relief: 24 1. Petitioner’s convictions were obtained in violation of due process 25 because (a) the jury was not asked to clarify which charge Petitioner was 26 convicted of in count 1; (b) the jury was not given the written instruction 27 on the lesser included offense of petty theft; (c) the trial court’s 28 instruction on robbery failed to specify Petitioner’s culpability for the 3 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 4 of 40 Page ID #:1616
1 crime; and (d) Petitioner was actually convicted of second-degree 2 robbery under Cal. Penal Code § 212.5. 3 2. Petitioner was denied a fair trial because (a) counsel was not given 4 adequate time to prepare for trial; (b) the trial court improperly held a 5 lengthy conversation involving evidentiary issues in front of victim 6 Emily Sanchez; and (c) the judge failed to rule on a moral turpitude issue 7 involving the victim in count 2, Enrique Enriquez. 8 3. The prosecutor committed error in closing argument by: (a) misstating 9 testimony or evidence; (b) impugning defense counsel’s integrity; and (c) 10 appealing to the passion and sympathy of the jury. 11 4. Defense counsel was ineffective for failing to: (a) move for dismissal 12 based on constitutional violations raised during trial; (b) request an 13 instruction on the subjective and objective components of robbery; (c) 14 preserve an instructional error claim; (d) object to prosecutorial errors; 15 (e) request a continuance to prepare for trial; (f) properly argue a writ of 16 mandamus/motion to recuse; (g) argue Petitioner’s ability to pay fines 17 and fees at the sentencing hearing; and (h) request a curative instruction 18 after the trial court had a lengthy conversation in front of victim Sanchez. 19 5. The trial court improperly denied Petitioner’s Marsden motion. 20 6. Petitioner’s due process rights were violated when the California Court of 21 Appeal made certain findings on direct appeal. 22 ECF No. 18, SAP at 5-10; ECF No. 18-1, Attachment to Petition (“Pet. Att.”). 23 Respondent argues that subclaims (b) and (c) of Ground Four are procedurally 24 barred; that Ground Five and subclaim (g) of Ground Four are not cognizable; and 25 that the state court’s denial of all claims was neither contrary to nor involved an 26 unreasonable application of clearly established Supreme Court law. ECF No. 27, 27 Answer Mem. at 5-40. 28 / / / 4 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 5 of 40 Page ID #:1617
1 III.
Free access — add to your briefcase to read the full text and ask questions with AI
Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 1 of 40 Page ID #:1613
1 2 3 4 5 6 7
8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 11 KEVIN DUNSTON, Case No. 2:20-cv-05665-SHK 12 Petitioner, 13 ORDER DENYING SECOND v. AMENDED PETITION AND 14 DISMISSING CASE WITH WARDEN, PREJUDICE 15 Respondent. 16 17 Pending before the Court is Petitioner’s Second Amended Petition for Writ 18 of Habeas Corpus (“Second Amended Petition” or “SAP”), filed pursuant to 28 19 U.S.C. § 2254, challenging his 2018 California state court conviction of two counts 20 of second-degree robbery. Both Petitioner and Respondent have consented to 21 proceed before a United States Magistrate Judge. Electronic Case Filing Number 22 (“ECF No.”) 22, 25. Because Petitioner has failed to demonstrate that the 23 California state courts unreasonably denied the claims raised in the SAP and 24 because Ground 3(c) is procedurally defaulted, the undersigned Magistrate Judge 25 DENIES Petitioner’s request for habeas relief on the merits, in its entirety, and 26 ORDERS the action dismissed with prejudice. 27 / / / 28 / / / Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 2 of 40 Page ID #:1614
1 I. PROCEDURAL HISTORY 2 In December 2018, Petitioner was convicted in Los Angeles County 3 Superior Court of two counts of second-degree robbery. ECF No. 28-1, Clerk’s 4 Transcript (“CT”) at 95.1 The trial court sentenced Petitioner to five years in state 5 prison. Id. at 128-133. 6 Petitioner filed a direct appeal to the California Court of Appeal raising the 7 Third Ground, and subparts (c), (d), and (e) of the Fourth Ground alleged in the 8 Second Amended Petition. ECF No. 28-7, Appellant’s Opening Brief (“AOB”). 9 The California Court of Appeal affirmed the judgment in its entirety. ECF No. 8- 10 1. Petitioner’s ensuing Petition for Review to the California Supreme Court, 11 raising the same claims, was denied on May 13, 2020. ECF Nos. 8-2, 8-3. During 12 these federal proceedings, Petitioner filed a habeas petition in the California 13 Supreme Court raising claims generally corresponding to the first, second, fourth, 14 and fifth claims raised in the SAP. ECF No. 28-10. The California Supreme Court 15 summarily denied the Petition without comment or citation of authority on March 16 24, 2021. ECF No. 28-11. 17 On June 25, 2020, Petitioner filed a Petition for Writ of Habeas Corpus 18 (“Petition”) in this Court, pursuant to 28 U.S.C. § 2254. ECF No. 1. Respondent 19 filed a Motion to Dismiss the Petition on the grounds that only Grounds Three and 20 Four, subclaim (d) had been exhausted. ECF No. 7. Petitioner thereafter filed an 21 Opposition to the Motion to Dismiss. ECF No. 9. On January 11, 2021, the Court 22 issued an Order to Show Cause (“OSC”) why the Petition should not be dismissed 23 as a mixed petition. ECF No. 13. In the OSC, Petitioner was given the option to 24 show that Grounds One, Two, Four, and Five (in their entirety) were exhausted; to 25
26 1 The referenced page number for the state court records, filings, and opinions lodged by 27 Respondent will be the number assigned in those documents and not the page number associated with the document through the ECF system. With respect to Petitioner’s filings, including the 28 Petition and Traverse, the referenced page numbers will be those assigned by the Court’s ECF system. 2 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 3 of 40 Page ID #:1615
1 proceed only on the exhausted grounds: Ground Three, and subclaims (c), (d), and 2 (e) of Ground Four; or to request a stay under Rhines v. Weber, 544 U.S. 269 3 (2005) or Kelly v. Small, 315 F.3d 1063 (9th Cir. 2003). Id. 4 Petitioner filed a motion to stay under Rhines, or alternatively, under Kelly, 5 along with a First Amended Petition for Writ of Habeas Corpus. ECF No. 14. The 6 Court then issued an Order denying Respondent’s motion to dismiss as moot, 7 denying Petitioner’s request for a stay under Rhines, and granting Petitioner’s 8 request for a stay under Kelly. ECF No. 16. On April 9, 2021, Petitioner filed a 9 motion seeking leave to file a Second Amended Petition after all grounds 10 contained in the original petition had been denied by the California Supreme Court. 11 ECF No. 17. Concurrently therewith, Petitioner filed a Second Amended Petition, 12 which is the operative petition in this matter. ECF No. 18. The Court granted 13 Petitioner’s motion, filed the SAP, and ordered the stay in the action lifted in an 14 Order issued on April 29, 2021. ECF No. 19. In a separate order issued the same 15 day, the Court ordered Respondent to file a response to the SAP. ECF No. 20. 16 Following an extension of time, Respondent filed an Answer (“Answer”) to the 17 SAP, along with a supporting Memorandum of Points and Authorities (“Answer 18 Mem.”) on August 12, 2021. ECF No. 27. Petitioner filed a Traverse on 19 September 7, 2021. ECF No. 32. Petitioner’s subsequent motion for the 20 appointment of counsel, ECF No. 33, was denied in a minute order issued on 21 September 16, 2021. ECF No. 34. 22 II. PETITIONER’S CLAIMS 23 The Petition raises the following grounds for relief: 24 1. Petitioner’s convictions were obtained in violation of due process 25 because (a) the jury was not asked to clarify which charge Petitioner was 26 convicted of in count 1; (b) the jury was not given the written instruction 27 on the lesser included offense of petty theft; (c) the trial court’s 28 instruction on robbery failed to specify Petitioner’s culpability for the 3 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 4 of 40 Page ID #:1616
1 crime; and (d) Petitioner was actually convicted of second-degree 2 robbery under Cal. Penal Code § 212.5. 3 2. Petitioner was denied a fair trial because (a) counsel was not given 4 adequate time to prepare for trial; (b) the trial court improperly held a 5 lengthy conversation involving evidentiary issues in front of victim 6 Emily Sanchez; and (c) the judge failed to rule on a moral turpitude issue 7 involving the victim in count 2, Enrique Enriquez. 8 3. The prosecutor committed error in closing argument by: (a) misstating 9 testimony or evidence; (b) impugning defense counsel’s integrity; and (c) 10 appealing to the passion and sympathy of the jury. 11 4. Defense counsel was ineffective for failing to: (a) move for dismissal 12 based on constitutional violations raised during trial; (b) request an 13 instruction on the subjective and objective components of robbery; (c) 14 preserve an instructional error claim; (d) object to prosecutorial errors; 15 (e) request a continuance to prepare for trial; (f) properly argue a writ of 16 mandamus/motion to recuse; (g) argue Petitioner’s ability to pay fines 17 and fees at the sentencing hearing; and (h) request a curative instruction 18 after the trial court had a lengthy conversation in front of victim Sanchez. 19 5. The trial court improperly denied Petitioner’s Marsden motion. 20 6. Petitioner’s due process rights were violated when the California Court of 21 Appeal made certain findings on direct appeal. 22 ECF No. 18, SAP at 5-10; ECF No. 18-1, Attachment to Petition (“Pet. Att.”). 23 Respondent argues that subclaims (b) and (c) of Ground Four are procedurally 24 barred; that Ground Five and subclaim (g) of Ground Four are not cognizable; and 25 that the state court’s denial of all claims was neither contrary to nor involved an 26 unreasonable application of clearly established Supreme Court law. ECF No. 27, 27 Answer Mem. at 5-40. 28 / / / 4 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 5 of 40 Page ID #:1617
1 III. FACTUAL SUMMARY 2 Because Petitioner has not rebutted the correctness of the findings of fact 3 made by the California Court of Appeal regarding Petitioner’s appeal in state court 4 by clear and convincing evidence, the Court adopts the factual summary set forth 5 in the California Court of Appeal’s opinion affirming Petitioner’s conviction. 6 Tilcock v. Budge, 538 F.3d 1138, 1141 (9th Cir. 2008); 28 U.S.C. § 2254(e)(1). 7 To the extent that an evaluation of Petitioner’s claims depends on an examination 8 of the trial record, the Court has made an independent evaluation of the record. 9 The relevant factual summary, as set out in the California Court of Appeal’s 10 Opinion, provides: 11 The evidence at trial established that at approximately 7:00 p.m. on September 5, 2018, while working as a cashier at a Smart & Final 12 store in Los Angeles, Emily Sanchez (Sanchez) noticed appellant when 13 he stood near her register and “calmly” said, “I can’t find my card.” As she was ringing up another customer, Sanchez told appellant she 14 could not help him. Appellant then reached over with his left hand and 15 took a $100 bill from atop Sanchez’s register—she had forgotten to put the bill inside her register. Sanchez asked for the money back but 16 appellant loudly shouted, repeatedly cursed, and kept saying “fuck 17 this” and “I can’t find my card.” Sanchez asked for assistance from her coworkers, Passion (last 18 name unreported) and Enrique Enriquez (Enriquez). Passion asked 19 appellant to give back the $100 bill, but appellant replied, “No. Fuck that.” He appeared “angry,” was “flexing,” and kept dropping “F 20 bombs.” Sanchez was afraid for her own safety and for the safety of 21 her coworkers because “[a]nything could have happened within those moments.” Sanchez had never experienced a robbery; she described it 22 as “a scary moment” and “pretty traumatic.” She began to move 23 towards the door and noticed patrons at the store backing away from appellant as well. 24 Enriquez, a supervisor at Smart & Final, was about to walk out 25 to lunch when he noticed appellant being “loud” and shouting, “I want my fucking card.” Enriquez “tried to calm him down” and told 26 appellant to “return the hundred-dollar bill and maybe we can help 27 you.” But Appellant replied, “Fuck your hundred-dollar bill,” and pointed toward the cameras and told Passion and Enriquez to “go look 28 at the cameras so we can find out who took it or where it is.” 5 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 6 of 40 Page ID #:1618
Both Passion and Enriquez positioned themselves between 1 appellant and the doorway to prevent him from leaving the store with 2 the $100 bill. Appellant was “all over the place” and told Passion to move out of the way; he “g[o]t in front of Passion using his body, 3 trying to make himself seem bigger,” kept flexing and trying to show 4 “his macho-ness,” and puffed out his chest and shoulders. He was wearing short sleeves and “all his veins and his muscles” were visible. 5 Enriquez noticed appellant clenching something with a handle 6 that “resembled a hammer,” but he was not sure since it was wrapped in a plastic bag. Sanchez also noticed appellant carrying something in 7 his hand; she could not, however, discern what the item was, as it was 8 “wrapped in white.” 9 Passion informed appellant she was calling 911, to which he replied, “Report it. Thank you, I’m staying right here.” Passion told 10 the 911 operator appellant was acting “very violent, belligerent.” 11 Appellant again repeated, “Find my card. I don’t give a fuck about no hundred dollars.” Although Passion told him, “That’s not how this 12 works,” appellant disagreed and replied, “That is how this works.” 13 After Passion ended the call, appellant attempted to leave and Passion and Enriquez attempted to stall him. Enriquez felt like 14 appellant was “sizing [him] up.” Appellant “kept moving and moving 15 until he finally got around” Enriquez and Passion. Enriquez did not use any force to keep appellant in the store or hold him down because 16 Enriquez was afraid things would escalate if he did, and he “was not 17 about to risk [himself].” Enriquez was in fear for himself and for his co-workers; he believed appellant would physically harm him if he 18 approached closer. According to Enriquez, appellant’s body language 19 seemed like he was “trying to intimidate or scare.” Appellant left the store with the $100 bill. A pickup truck pulled 20 up. Appellant got into the back of the truck and left. The police arrived 21 and arrested appellant “somewhere down the street” from the store. The entire incident had lasted about 10 to 15 minutes. 22
23 ECF No. 8-1, California Court of Appeal’s Opinion in The People v. Kevin 24 Dunston, Case No. B295178 (“Cal. CoA Op.”) at 2-5. 25 / / / 26 / / / 27 / / / 28 / / / 6 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 7 of 40 Page ID #:1619
1 IV. STANDARD OF REVIEW 2 The standards in the Anti-Terrorism and Effective Death Penalty Act of 3 1996 (the “AEDPA”) and 28 U.S.C. § 2254 govern this Court’s review of this 4 SAP. As a result, and because the California Supreme Court summarily denied 5 Ground Three and subparts (c), (d), and (e) of Ground Four of the SAP, this Court 6 reviews the reasoning of the California Court of Appeal decision as to these 7 claims. See ECF Nos. 15-13 and 15-17; Wilson v. Sellers, 138 S. Ct. 1188, 1192 8 (2018) (holding “that the federal court should ‘look through’ the unexplained 9 decision to the last related state-court decision that does provide a relevant 10 rationale” and “should then presume that the unexplained decision adopted the 11 same reasoning”). As for Grounds One, Two, Five, and subparts (a), (b), (f), (g), 12 and (h) of Ground Four of the SAP, although there is no reasoned opinion denying 13 these claims, the Court is still required to uphold the California Supreme Court’s 14 summary denial so long as there is any reasonable basis in the record to support it. 15 See Harrington v. Richter, 562 U.S. 86, 102 (2011) (holding that a reviewing court 16 “must determine what arguments or theories supported or . . . could have supported 17 [ ] the state court’s decision” and “whether it is possible fairminded jurists could 18 disagree that those arguments or theories are inconsistent with” existing Supreme 19 Court precedent). 20 V. DISCUSSION 21 A. Habeas Relief Is Not Warranted With Respect to Petitioner’s Due 22 Process Claims (Ground One). 23 In Ground One, Petitioner claims that his right to due process was denied 24 when: (a) the jury was not asked to clarify which charge Petitioner was convicted 25 of in count 1; (b) the jury was not given the written instruction on the lesser 26 included offense of petty theft; (c) the trial court’s instruction on robbery failed to 27 specify Petitioner’s culpability for the crime; and (d) Petitioner was actually 28 / / / 7 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 8 of 40 Page ID #:1620
1 convicted of second-degree robbery under Cal. Penal Code § 212.5. ECF No. 18, 2 SAP at 5, 7. 3 1. Ground 1(a): The jury was not asked to clarify which 4 charge Petitioner was convicted of in count 1. 5 Petitioner contends that the record shows that the jury foreperson, Juror No. 6 2, signed a verdict form reflecting Petitioner was guilty of the lesser offense of 7 petty theft and that the jury was not asked to clarify whether it was convicting 8 Petitioner of robbery or petty theft. ECF No. 18, SAP at 5. 9 The Clerk’s Transcript reflects that the jury foreperson signed and dated the 10 verdict forms for “GUILTY of the crime of SECOND DEGREE ROBBERY” for 11 counts 1 and 2. ECF No. 28-1, CT at 95-96.2 On the verdict form for “Guilty of 12 the crime of Petty Theft,” “jury #2” is written on the foreperson signature line and 13 the form is dated; there is no signature. ECF No. 28-1, CT at 97. 14 After reviewing the verdict forms, the trial court found that the verdict forms 15 appeared to be correctly filled out and asked the clerk to read the verdicts. ECF 16 No. 28-6, 3 Reporter’s Transcript [“RT”] at 699. The clerk read as follows: We, the jury in the above-entitled action, find the [Petitioner], 17 Kevin Dunston, guilty of the crime of second degree robbery, in 18 violation of Penal Code section 211, a felony, as charged in count 1 of the information. [π] Dated December 4, 2018. Signed jury foreperson, 19 seat number 2. [ . . . ] We, the jury in the above-entitled action, find the 20 [Petitioner], Kevin Dunston, guilty of the crime of second degree robbery in violation of Penal Code section 211, a felony, as charged in 21 count 2 of the information. [π] Dated December 4, 2018. Signed Jury 22 foreperson, seat number 2. 23 ECF No. 28-6, 3 RT at 699. The trial court then polled the jury – asking each 24 member to answer “yes” or “no” to the question “are these your verdicts?” Id. at 25 700. Each member of the jury responded “yes.” Id. at 700-701. 26 / / / 27
28 2 The foreperson’s signature has been “whited out” on the verdict forms, presumably to protect that person’s identity. 8 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 9 of 40 Page ID #:1621
1 To be a valid conviction, the Constitution requires that all twelve jurors find 2 that the Government proved each element of the offense beyond a reasonable 3 doubt. Ramos v. Louisiana, 140 S. Ct. 1390, 1397 (2020). Here, although the 4 foreperson apparently dated and wrote in “jury #2” on one of the petty theft verdict 5 forms, the trial court found that the verdict forms had been filled out correctly. 6 The verdicts were read out loud, reflecting Petitioner’s guilt of two counts of 7 second-degree robbery, and the jurors were polled if those were in fact their 8 verdicts, to which all jurors responded “yes.” Thus, contrary to Petitioner’s 9 contention that the jury was not asked to clarify whether it was convicting 10 Petitioner of petty theft or of second-degree robbery, the jury did unanimously 11 confirm its intent to convict Petitioner of second-degree robbery. Petitioner 12 received all that the Constitution requires and habeas relief is denied on this claim. 13 2. Ground 1(b): The jury was not given the written instruction 14 on the lesser included offense of petty theft. 15 Petitioner contends that the jury was verbally instructed on the lesser 16 included offense of “petty theft” but that the instruction was not included with the 17 written instructions provided to the jurors, and that the written instructions that 18 were provided do not explain the culpability required for the crime. ECF No. 18, 19 SAP at 5. 20 a. The record below 21 Prior to reading the jury instructions out loud, the trial court passed out 22 individual copies of the instructions to each of the jurors. ECF No. 28-6, 3 RT at 23 626-627. The jurors were advised that they could write their initials on their own 24 copies and would be permitted to take the instructions into the jury room to use. 25 Id. Regarding petty theft, the trial court verbally instructed the jury as follows, in 26 pertinent part: Petty theft is a lesser included offense of robbery in the second 27 degree. [. . .] Every person who steals, takes, carries, leaves or drives 28 away the personal property of another, with the specific intent to 9 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 10 of 40 Page ID #:1622
deprive the owner permanently of his or her property, is guilty of the 1 crime of theft by larceny. [. . . ] 2 [π] If you are not satisfied beyond a reasonable doubt that the 3 defendant is guilty of the crime charged, you may nevertheless convict 4 him of any lesser crime if you are convinced beyond a reasonable doubt that the defendant is guilty of the lesser crime. 5
6 Id. at 643-644. 7 The state court record does not contain a complete copy of the written jury 8 instructions. See ECF No. 28-1, 1 CT at 81-94. Although Petitioner’s counsel on 9 direct appeal moved to augment the state court record with a complete copy of the 10 instructions, ECF No. 28-2, Supplemental CT (“SCT”) at 4-5, a deputy clerk for 11 the Los Angeles County Superior Court responded that the deputy clerk had 12 checked the original documents of the jury instructions given in the court file and 13 they are the same documents provided in the Clerk’s Transcript on Appeal, ECF 14 No. 28-2, SCT at 3. 15 b. Analysis 16 The record is clear that the jury was verbally instructed on the definition and 17 elements of petty theft. The record is also clear that the jury was provided with the 18 written form of the instructions that the trial court read. Indeed, the trial court 19 advised the jury to “turn to page 3 of the jury instructions” as it began reading the 20 instructions out loud. ECF No. 28-6, 3 RT at 627. Had the written instructions on 21 petty theft been missing from the written form of the instructions provided, it is 22 unfathomable that no one in the court room would have drawn that to the trial 23 court’s attention. Instead, the record supports the finding that the verbal 24 instructions given to the jury were provided in written form despite their absence 25 from the Clerk’s Transcript. 26 Even if this Court were to find that the written jury instruction on petty theft 27 was omitted from the instructions provided to the jury, the Supreme Court has 28 never held that a criminal defendant has a constitutional right to have the jury 10 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 11 of 40 Page ID #:1623
1 provided with written jury instructions when the jury has already been provided 2 verbal jury instructions. See United States v. Jones, 353 F.3d 816, 819 (9th Cir. 3 2003) (“[w]hile providing the jury with written instructions has become 4 increasingly common in the past decades, it is not automatically required”); Turner 5 v. Diaz, 2021 U.S. Dist. LEXIS 113989, at *35-*36 (C.D. Cal. April 1, 2021) 6 (“Neither the United States Supreme Court nor we have ever held that oral jury 7 instructions are ineffectual unless augmented by written copies of the same 8 instructions[.]”) (citation omitted). 9 Therefore, the state court’s rejection of this claim could not have been 10 contrary to or involved an unreasonable application of clearly established Supreme 11 Court law and habeas relief is denied on this claim. Brewer v. Hall, 378 F.3d 952, 12 955 (9th Cir. 2004) (“If no Supreme Court precedent creates clearly established 13 federal law relating to the legal issue the habeas petitioner raised in state court, the 14 state court’s decision cannot be contrary to or an unreasonable application of 15 clearly established federal law.”); Wright v. Van Patten, 552 U.S. 120, 126 (2008) 16 (per curiam) (“Because our cases give no clear answer to the question presented, 17 let alone one in [the petitioner’s] favor, it cannot be said that the state court 18 unreasonabl[y] appli[ed] clearly established Federal law.” (internal quotation 19 marks and citation omitted)). 20 3. Ground 1(c): The trial court’s instruction on robbery failed 21 to specify Petitioner’s culpability for the crime 22 Petitioner claims that the written jury instructions do not include the 23 culpability required to convict Petitioner of robbery under Cal. Penal Code § 211. 24 ECF No. 18, SAP at 5. Petitioner’s claim is not supported by the record. 25 The trial court instructed the jury as follows with respect to the “Culpability 26 For Crime” (CALJIC No. 3.31) of robbery: In the crimes charged in counts 1 and 2, namely, robbery in the 27 second degree and petty theft, which is a lesser crime thereto, there 28 must exist a union or joint operation of act or conduct and a certain 11 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 12 of 40 Page ID #:1624
specific intent in the mind of the perpetrator. Unless this specific intent 1 exists, the crime to which it relates is not committed. [π] The specific 2 intent required is included in the definitions of the crimes set forth elsewhere in these instructions. 3
4 ECF No. 28-6, 3 RT at 639; ECF No. 28-1, 1 CT at 89. 5 The jury was also instructed on the specific intent for robbery under CALJIC 6 No. 9.40.2: To constitute the crime of robbery, the perpetrator must have 7 formed the specific intent to permanently deprive an owner of his or her 8 property before or at the time that the act of taking the property occurred. [π] If this intent was not formed until after the property was 9 taken from the person, or [in the] immediate presence of the victim, the 10 crime of robbery has not been committed. 11 ECF No. 28-6, 3 RT at 641; ECF No. 28-1, 1 CT at 90. 12 Thus, the record reflects that the jury was instructed on the culpability 13 required to convict Petitioner of robbery and habeas relief is denied on this claim. 14 4. Ground 1(d): Petitioner was actually convicted of second- 15 degree robbery under Cal. Penal Code § 212.5 16 Petitioner contends he was charged with violating Cal. Penal Code § 211 but 17 was convicted of violating Cal. Penal Code § 212.5. ECF No. 18, SAP at 5. 18 Petitioner provides no evidence in support of this claim, and it is in fact 19 contradicted by the record. 20 The court clerk read the verdicts allowed, as set forth above in the Court’s 21 analysis of Ground 1(a), and those verdicts reflected two convictions of Cal. Penal 22 Code § 211. ECF No. 28-6, 3 RT at 699. The jurors were polled as to whether 23 those verdicts were correct and all jurors answered yes. Id. at 700-701. The 24 verdict forms in the Clerk’s Transcript also reflect convictions under Cal. Penal 25 Code § 211, ECF No. 28-1, 1 CT at 95-96, and the trial court sentenced Petitioner 26 for convictions of robbery under Cal. Penal Code § 211. ECF No. 28-6, 3 RT at 27 917-918; ECF No. 28-1, 1 CT at 131. As the record wholly contradicts Petitioner’s 28 allegations, habeas relief is denied on this claim. 12 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 13 of 40 Page ID #:1625
1 B. Habeas Relief Is Not Warranted With Respect To Petitioner’s 2 Claim That He Was Denied A Fair Trial (Ground Two). 3 In Ground Two, Petitioner makes several allegations in support of his claim 4 that he was denied a fair trial: (a) counsel was not given adequate time to prepare 5 for trial; (b) the trial court improperly held a lengthy discussion regarding 6 evidentiary issues with the attorneys in front of victim Emily Sanchez, and (c) the 7 trial court failed to rule on a moral turpitude issue involving victim Enrique 8 Enriquez. 9 1. Ground 2(a): counsel was not given adequate time to 10 prepare for trial 11 In Ground 2(a), Petitioner claims that he was denied a fair trial because 12 defense counsel was not given adequate time to prepare for trial. ECF No. 18, 13 SAP at 5-6. 14 The state court record reflects that on November 27, 2018, Petitioner’s 15 attorney (Deputy Public Defender Omid Haghighat) advised the trial court that he 16 was not available for trial on November 29, 2018. ECF No. 28-1, 1 CT at 75. 17 Petitioner refused to waive time for his trial to start and the case was sent to the 18 department that assigns a trial court. Id. On November 29, 2018, Petitioner was 19 represented by Deputy Public Defender Michael J. King, who, along with the 20 prosecutor, announced “ready” for trial. Id. at 76. 21 The same day, before the trial court, Petitioner stated, “in order for me to 22 receive a fair trial, which is guaranteed to me under the Constitution, he has to be 23 given adequate time to study the case. In order for him to do that, I have to waive 24 my constitutional right to a fair and speedy trial . . . .” ECF No. 28-5, 2 RT at 6. 25 Petitioner then requested that the trial court dismiss his case on those grounds, 26 among others. Id. The trial court denied the motion and the trial proceeded. Id. 27 There is no evidence before this Court (and none before the state court) that 28 Petitioner’s counsel was not prepared for trial. While it is unclear exactly when 13 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 14 of 40 Page ID #:1626
1 Petitioner’s counsel was appointed, it is clear that he felt he had adequate time to 2 prepare for this relatively straight-forward case involving a single incident and 3 only two state witnesses. Trial counsel himself did not state that he was 4 unprepared for trial at any time before trial commenced, nor did he request a 5 continuance. Rather, he announced “ready” for trial. On this record, there is 6 simply no basis for finding that the rejection of this claim ran afoul of the AEDPA. 7 Habeas relief is therefore denied on this claim. 8 2. Ground 2(b): the trial court improperly held a lengthy 9 discussion regarding evidentiary issues with the attorneys in 10 front of victim Emily Sanchez 11 Petitioner contends that he was denied a fair trial because the trial court 12 engaged in a lengthy conversation involving “eviden[t]iary factors” in the presence 13 of Count 1 victim Emily Sanchez. ECF No. 18, SAP at 6. 14 a. Proceedings in the trial court 15 During Sanchez’s testimony at trial, the trial court took a break at Sanchez’s 16 request. ECF No. 28-5, 2 RT 353-54. The trial court dismissed the jury for several 17 minutes. Id. at 354. Sanchez stepped outside to use the restroom. Id. Off the 18 record, the trial court and counsel held a discussion regarding § 1101(b) evidence,3 19 which the trial court found admissible. Id. at 355. The trial court then advised 20 defense counsel that he had misstated the law on the intent required for robbery in 21 his opening statement. Id. at 355-356. A discussion ensued about the § 1101(b) 22 evidence and counsel’s thoughts on the intent required for robbery. Counsel first 23 argued that there was inadequate notice given of the prosecution’s intent to use 24 § 1101(b) evidence and that he had inadequate time to investigate whether he can 25 rebut the evidence. Id. at 356-357. Counsel and the trial court then engaged in a 26
27 3 Cal. Evid. Code § 1101(b) addresses the admissibility of evidence that a person committed a 28 crime, civil wrong, or other act when relevant to prove some fact other than his or her disposition to commit such an act. 14 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 15 of 40 Page ID #:1627
1 discussion regarding the “intent” required under robbery. Counsel argued that the 2 use of fear has to be related to the intent to deprive; that the fear is directly related 3 to taking the property. Id. at 357-358. As the discussion continued, counsel 4 interrupted the trial court, stating: “Your Honor, I’m sorry to interrupt, but this is 5 all in front of the witness, so actually I would request to argue this not in front of 6 this witness, because this may be paramount to her testimony as well.” Id. at 358. 7 The trial court stated, “all right. Well, then we will do it later.” Id. 8 b. Analysis 9 Although it is unclear when exactly witness Sanchez returned to the 10 courtroom, it is clear that she was present for at least part of the discussion that 11 occurred between the trial court and counsel. In any event, it is pure speculation 12 on Petitioner’s part that Sanchez’s presence during part of the discussion between 13 the trial court and counsel had any effect whatsoever on the trial. Petitioner does 14 not allege or prove that Sanchez’s testimony was somehow different (exaggerated, 15 perjured, “not the whole truth,” etc.) because of what she might have overheard. 16 Nor was Sanchez—a witness (not a juror)—directly involved in deciding 17 Petitioner’s guilt of the crimes; thus, her overhearing a discussion regarding the 18 intent required for robbery could not have impacted the deliberations or the verdict. 19 There is simply no evidence that Sanchez’s presence for part of the discussion— 20 assuming she overhead anything—had any effect on the trial. In any event, the 21 Court concurs with Respondent that there is no clearly established Supreme Court 22 law finding that this scenario violates the Constitution. As such, the state court’s 23 rejection of this claim could not have been contrary to or have involved an 24 unreasonable application of clearly established Supreme Court law and habeas 25 relief is denied on this claim. 26 / / / 27 / / / 28 / / / 15 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 16 of 40 Page ID #:1628
1 3. Ground 2(c): the trial court failed to rule on a moral 2 turpitude issue involving victim Enrique Enriquez 3 In Ground 2(c), Petitioner contends that he was denied a fair trial because 4 the trial court failed to rule on a moral turpitude issue involving the victim, Enrique 5 Enriquez, in count two. ECF No. 18, SAP at 6. 6 a. The record below 7 After the jury was empaneled but before the commencement of trial, defense 8 counsel requested that he be permitted to impeach Enriquez with a prior 9 misdemeanor conviction for battery. ECF No. 28-5, 2 RT at 33-34. The trial court 10 responded that it believed battery was a crime of moral turpitude, but indicated it 11 would look it up, and further, that the conviction did not seem to have been too 12 remote in time. Id. The trial court indicated that it would “get back to” defense 13 counsel on whether the witness could be impeached with the battery conviction, 14 and that if it is a crime of moral turpitude, he would allow defense counsel to use it 15 at trial. Id. at 35. The trial court indicated it would address the issue the following 16 Monday. Id. at 36. 17 There was no further discussion regarding the matter the following Monday, 18 ECF No. 28-5, 2 RT at 301-319, and Enriquez was never questioned about the 19 battery. Id. at 391-410, 425-458. As Respondent points out, the record is silent as 20 to whether a ruling may have been issued off the record. ECF No. 27, Answer 21 Mem. at 12 n.6. 22 b. Analysis 23 Challenges to a state trial court’s evidentiary rulings are not cognizable on 24 federal habeas review unless the admission or exclusion of evidence violated a 25 defendant’s due process right to a fair trial. Estelle v. McGuire, 502 U.S. 62, 67-68 26 (1991). Petitioner has failed to show that the exclusion of this misdemeanor 27 battery conviction had any effect on the trial, let alone that it denied him a fair trial. 28 Further, the Supreme Court has expressly found that, no decision of the Court 16 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 17 of 40 Page ID #:1629
1 clearly establishes that the exclusion of extrinsic evidence to impeach a witness’s 2 credibility for reasons such as the unfair embarrassment of the victim, surprise to 3 the prosecution, or unduly prolonging the trial, violates the Constitution. Nevada 4 v. Jackson, 569 U.S. 505, 511 (2013); see also Brown v. Horell, 644 F.3d 969, 983 5 (9th Cir. 2011) (“[T]he Supreme Court has not decided any case either ‘squarely 6 address[ing]’ the discretionary exclusion of evidence and the right to present a 7 complete defense or ‘establish[ing] a controlling legal standard’ for evaluating 8 such exclusions.”) 9 Additionally, this Court has found no Supreme Court holding to the effect 10 that the exclusion of extrinsic evidence to impeach a witness’s credibility because 11 the trial court ultimately failed to rule on the issue and defense counsel failed to 12 bring the issue up again—assuming that is what happened here—violates the 13 Constitution. Again, where there is no clearly established Supreme Court law on 14 the issue, the state court’s rejection of the claim could not have been contrary to or 15 involved an unreasonable application of clearly established Supreme Court law. 16 Therefore, habeas relief is denied on this claim. 17 C. Habeas Relief Is Not Warranted With Respect To Petitioner’s 18 Prosecutorial Misconduct Claims (Ground Three). 19 In Ground Three, Petitioner contends that the prosecutor committed error in 20 the following respects: (a) misstating the testimony of a witness regarding the EBT 21 card; (b) impugning defense counsel’s integrity; and (c) improperly appealing to 22 the jurors’ passions and sympathy. ECF No. 18, SAP at 6, 8. 23 1. Applicable Federal Law 24 Federal habeas review of prosecutorial misconduct claims is limited to the 25 narrow issue of whether the alleged misconduct violated due process. Donnelly v. 26 DeChristoforo, 416 U.S. 637, 642-43 (1974); Thompson v. Borg, 74 F.3d 1571, 27 1576 (9th Cir. 1996) (citation omitted). Misconduct is reviewed in light of the 28 entire trial record, and relief will be granted only if the misconduct by itself 17 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 18 of 40 Page ID #:1630
1 infected the trial with unfairness. Donnelly, 416 U.S. at 639-643; see also Darden 2 v. Wainwright, 477 U.S. 168, 182-83 (1986). 3 The same standard applies to a habeas claim based on prosecutorial 4 misconduct arising from improper argument. Greer v. Miller, 483 U.S. 756, 765- 5 66 (1987); Darden, 477 U.S. at 181-83; Tak Sun Tan v. Runnels, 413 F.3d 1101, 6 1112 (9th Cir. 2005) (“[U]nder Darden, the first issue is whether the prosecutor’s 7 remarks were improper and, if so, whether they infected the trial with 8 unfairness.”). “It ‘is not enough that the prosecutors’ remarks were undesirable or 9 even universally condemned.’” Allen v. Woodford, 395 F.3d 979, 997 (9th Cir. 10 2005) (as amended) (internal quotations and citations omitted); see also Hein v. 11 Sullivan, 601 F.3d 897, 912-913 (9th Cir. 2010) (“In determining whether a 12 comment rendered a trial constitutionally unfair, factors we may consider are 13 whether the comment misstated the evidence, whether the judge admonished the 14 jury to disregard the comment, whether the comment was invited by defense 15 counsel in its summation, whether defense counsel had an adequate opportunity to 16 rebut the comment, the prominence of the comment in the context of the entire trial 17 and the weight of the evidence.), cert. denied, 563 U.S. 935 (2011). 18 2. Petitioner’s Claims 19 a. Ground 3(a): misstating the testimony of a witness 20 regarding the EBT card 21 (i) Petitioner’s argument 22 Petitioner contends that the prosecutor misstated the testimony of a witness 23 when the prosecutor stated, “if the argument is he was just looking for a card you 24 would have heard evidence of that.” ECF No. 18, SAP at 6. Citing the testimony 25 of both prosecution witnesses, Petitioner claims that there was evidence that 26 Petitioner was searching for his EBT card during the incident. Id. 27 On direct appeal, Petitioner argued that the prosecutor developed two 28 “themes” to try to convince the jury that Petitioner was guilty: (1) Petitioner’s 18 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 19 of 40 Page ID #:1631
1 requests for help finding his EBT card were a ruse and (2) a guilty verdict would 2 protect the jurors and public safety. ECF No. 28-7, AOB at 22. Petitioner 3 contended that the prosecutor asked the jury to consider whether Petitioner was 4 simply looking for help or whether he was looking to get away with a hundred 5 bucks, and he urged them to find that his requests for help were a ruse—part of a 6 premeditated plan to steal the $100 bill. Id. The prosecutor, Petitioner argued, told 7 the jury that one of the “biggest problems” with the case was the fact that the only 8 person saying that it was an EBT card was the defense, and that there was not “one 9 iota” of evidence that this was a food stamps card. Id. at 24 (citing 3 RT at 674). 10 The prosecutor argued, per Petitioner, that the testimony was only that “a card” 11 was missing—which, the prosecutor argued, could have been a debit card, a credit 12 card, or “anything.” Id. (citing 3 RT at 674). The prosecutor argued that the 13 defense theory was not credible because the defense had failed to prove that 14 Petitioner had actually obtained an EBT card. Id. Defense counsel objected to the 15 prosecutor’s argument as improper and “burden shifting,” and the trial court 16 overruled the objections. Id. (citing 3 RT at 652-653). 17 Petitioner argued on appeal that the prosecutor erroneously shifted the 18 burden of proof to the defense by urging the jury to find Petitioner guilty because 19 the defense had failed to prove he had an EBT card, and further argued that the 20 prosecutor misstated the evidence by claiming that no evidence showed Petitioner 21 said the card he wanted help finding was an EBT card. ECF No. 28-7, AOB at 27.4 22 (ii) California Court of Appeal Opinion 23 The California Court of Appeal rejected Petitioner’s claim that the 24 prosecutor misstated the evidence. It found that the transcript of the 911 call 25 confirmed that Petitioner never specified the type of card he had lost and that he 26 repeatedly said, “[f]ind my card” or “[f]ind my fucking card” but never said “find 27
28 4 In the SAP, Petitioner does not appear to argue that the prosecutor engaged in burden shifting but rather focuses on the alleged misstatement of the evidence. 19 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 20 of 40 Page ID #:1632
1 my EBT card.” ECF No. 8-1, Cal. CoA Op. at 11. It then rejected Petitioner’s 2 claim that Enriquez repeatedly stated on cross-examination that the card was an 3 EBT card and that he “specifically testified” that Petitioner asked for his EBT card. 4 Id. It found that the exchange on direct exam proceeded as follows: 5 Q: He was asking for a card? Did he say what kind of card? 6 A: I believe it was going to be like an EBT card. Q: And what kind of words was he using, specifically? If you can 7 recall . . . . 8 A: He was shouting, “I want my fucking card.”
9 Id. (italics added in Court of Appeal opinion). 10 The court of appeal did not agree with Petitioner that Enriquez “specifically 11 testified” Petitioner was looking for an EBT card; rather, it interpreted his 12 testimony to reflect that Enriquez later learned or was told Petitioner was referring 13 to his EBT card. Id. It found that when Enriquez was asked to repeat the words 14 Petitioner had “specifically” used, he confirmed that Petitioner had not specified it 15 was an EBT card. 16 (iii) Analysis 17 The Court concurs with the California Court of Appeal’s findings regarding 18 Enriquez’s testimony. Enriquez did not testify that Petitioner used the word 19 “EBT”; rather, his testimony reflected his belief that Petitioner was referring to an 20 EBT card. Enriquez’s belief is not testimony to a fact. The Court has no basis for 21 finding that the trial court and the court of appeal’s finding that the prosecutor did 22 not misstate Enriquez’s testimony was erroneous. 23 Petitioner also argued on direct appeal and argues in the SAP that Emily 24 Sanchez testified that Petitioner was looking for his EBT card. ECF No. 18, SAP 25 at 6. Petitioner admitted on appeal that her testimony on this point was 26 inconsistent. ECF No. 28-7, AOB at 31, 31 n.9. 27 The record reflects the following testimony by Sanchez relevant to this 28 issue, on direct exam: 20 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 21 of 40 Page ID #:1633
Q: When did you first notice Mr. Dunston? – at what point? 1 A: When I saw him in front of me – in front of the register. 2 Q: Did he say anything to you? A: “I can’t find my card.” 3
4 ECF No. 28-5, 2 RT at 345.
5 Q: To this point have you heard him shout: “Help me. I lost my EBT card[?”] Or ask anyone for help at this point? 6 A: I don’t remember. 7 Id. at 350.
8 Q: Did you hear him come up to you and ask you for help before this? 9 A: He did ask, “Where’s my card?” 10 Id. at 350-351.
11 Q: Is he saying anything to you at this point? A: “Fuck that. I can’t find my card.” 12 Q: He kept saying, “I can’t find my card?” 13 A: Hmm-mm. 14 Id. at 352. 15 On cross-examination, the following questioning took place on the issue of 16 the EBT card:
17 Q: At some point Mr. Dunston said that he didn’t give a fuck about 18 the hundred-dollar bill; he wanted to find his EBT card? A: He didn’t tell me that. 19 Q: Do you remember him saying that? 20 A: Yes. 21 Id. at 378. 22 The California Court of Appeal did not refer to Sanchez’s testimony in its 23 denial of this claim. However, the Court finds that its denial of the claim is 24 nonetheless supported because, in this Court’s assessment, the prosecutor did not 25 misstate the testimony regarding the EBT card insofar as Emily Sanchez was 26 concerned.5 Sanchez gave no specific testimony herself that Petitioner was trying 27
28 5 Richter, 562 U.S. at 102 (holding that the reviewing court “must determine what arguments or theories supported or . . . could have supported[] the state court’s decision” and must ask 21 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 22 of 40 Page ID #:1634
1 to find his EBT card. Every time she quoted Petitioner, she stated that he was 2 looking for his “card.” Counsel’s question on cross-examination that elicited a 3 “yes” response from Sanchez was a general question—not a quotation—about 4 Petitioner’s state of mind: “At some point, [Petitioner] said that he didn’t give a 5 fuck about the hundred-dollar bill; he wanted to find his EBT card?” ECF No. 28- 6 5, 2 RT at 378. To that, she responded that he did not tell her that. Id. When 7 asked if she remembered him saying that, she said “yes.” Id. It is not clear to the 8 Court that Sanchez was responding “yes” to Petitioner wanting to find his EBT 9 card as opposed to her confirming the idea that he did not care about the hundred 10 dollars but was focused on finding his “card.” 11 In any event, the Court has no basis for finding that the prosecutor’s 12 argument regarding the lack of evidence that Petitioner was looking for his EBT 13 card rendered the trial fundamentally unfair. The jury heard the evidence itself and 14 could discern whether either witness testified that Petitioner was searching for his 15 EBT card. Further, defense counsel had an opportunity, and did, argue in closing 16 that the evidence showed Petitioner was looking for his EBT card and had no 17 intent to permanently deprive the store of the $100 but was rather using it to 18 “negotiate” for help finding his card. ECF No. 28-6, 3 RT at 671. 19 Finally, the evidence against Petitioner was strong. The testimony showed 20 that he grabbed a $100 bill that was lying on top of the cash register drawer; that 21 Sanchez and her coworker asked him to return the money, and that he responded, 22 “No. Fuck that.” ECF No. 28-5, 2 RT at 351-53, 360. Petitioner got in front of 23 the coworker, shouting and “making himself seem bigger,” and cursed and shouted 24 at the store supervisor (Enriquez) when asked to return the money. Id. at 365, 400- 25 402, 407-08, 447. Sanchez and Enriquez also testified to their fear during the 26 incident, id. at 389, 406, 447, and that Petitioner left the store without returning the 27
28 “whether it is possible fairminded jurists could disagree that those arguments or theories are inconsistent with” existing Supreme Court precedent). 22 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 23 of 40 Page ID #:1635
1 money. Id. at 370, 407. On this record, the Court cannot find that the prosecutor’s 2 argument, even if it did misstate the evidence, amounted to a constitutional 3 violation and habeas relief is denied on this claim. 4 b. Ground 3(b): impugning defense counsel’s integrity 5 In Ground 3(b), Petitioner contends that the prosecutor impugned defense 6 counsel’s integrity by arguing that defense counsel fabricated a sham defense as a 7 ploy to gain the jury’s sympathy. ECF No. 18, SAP at 8. 8 (i) The Record Below 9 During closing argument, the prosecutor argued:
10 One of the biggest problems I have with this case is also the card 11 issue. [ . . .] Go listen to that 9-1-1 call. The only person that is saying it’s an EBT card is the defense, the defense attorney. He never says, 12 “My EBT card” or “my food stamps.” This is a ploy to try to gain 13 sympathy. Just as it’s a ruse to try to distract so he can grab money from a register. Anything to make you feel sympathetic. That’s a good 14 defense attorney’s job, and Mr. King is a great defense attorney. [π] 15 There is no evidence that this was a food stamps card. Not one iota.
16 ECF No. 28-5, 3 RT at 674. 17 Defense counsel objected on the grounds that the argument misstated the 18 evidence. Id. The trial court overruled the objection. 19 (ii) California Court of Appeal Opinion 20 The California Court of Appeal rejected this claim on direct review, finding 21 that the claim had been forfeited because defense counsel failed to object to the 22 argument on the basis that the prosecutor’s argument amounted to impugning 23 defense counsel. ECF No. 8-1, Cal. CoA Op. at 12. The court of appeal also 24 found that defense counsel did not seek a curative admonition at the time of the 25 alleged misconduct. Id. The court of appeal went on to find that the prosecutor 26 did not commit error in making the argument. It reasoned: “[T]he prosecutor’s 27 remark that defense counsel was the ‘only person . . . saying it’s an EBT card’ was 28 true, as [Petitioner] himself was never heard calling his card an EBT card.” Id. at 23 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 24 of 40 Page ID #:1636
1 13. The court of appeal found that rather than accusing defense counsel of 2 fabricating a defense or attacking counsel’s integrity, he was permissibly 3 criticizing defense counsel’s argument. Id. Because the court of appeal found no 4 error, it declined to consider Petitioner’s contention that counsel had performed 5 ineffectively in failing to object. Id. 6 (iii) Analysis 7 (a) Procedural Default 8 Respondent contends that this claim is procedurally defaulted based on the 9 California Court of Appeal’s finding that Petitioner forfeited the argument by 10 failing to object on the same ground at trial. ECF No. 27, Answer Mem. at 21. 11 In order for a claim to be procedurally defaulted for federal habeas corpus 12 purposes, the opinion of the last state court rendering a judgment in the case must 13 “clearly and expressly” indicate that its judgment rests on a state procedural bar. 14 See Harris v. Reed, 489 U.S. 255, 263 (1989) (citation omitted); see also Coleman 15 v. Thompson, 501 U.S. 722, 729-35 (1991), modified by Martinez v. Ryan, 566 16 U.S. 1, 14-17 (2012). “If the intermediate appellate court judgment rests on 17 procedural default and the state supreme court denies review without explanation, 18 the federal courts will consider the claim procedurally defaulted.” Thomas v. 19 Goldsmith, 979 F.2d 746, 749 (9th Cir. 1992), abrogated in part on other grounds 20 by D.A.’s Office v. Osborne, 557 U.S. 52, 68 (2009). Further, “the application of 21 the state procedural rule must provide ‘an adequate and independent state law 22 basis’ on which the state court can deny relief.” Park v. California, 202 F.3d 1146, 23 1151 (9th Cir. 2000) (citation omitted). To be adequate, a state law ground 24 dismissing a habeas petition must be “regularly and consistently applied.” Bennett 25 v. Mueller, 322 F.3d 573, 585-86 (9th Cir. 2003) (as amended). “For a state 26 procedural rule to be ‘independent,’ the state law ground for decision must not be 27 ‘interwoven with the federal law.’” Park, 202 F.3d at 1152. 28 / / / 24 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 25 of 40 Page ID #:1637
1 In Bennett, 322 F.3d at 586, the Ninth Circuit held that, “[o]nce the state has 2 adequately pled the existence of an independent and adequate state procedural 3 ground as an affirmative defense, the burden to place that defense in issue shifts to 4 the petitioner.” A petitioner could satisfy this burden “by asserting specific factual 5 allegations that demonstrate the inadequacy of the state procedure, including 6 citation to authority demonstrating inconsistent application of the rule.” Id. Once 7 the petitioner has placed a procedural rule in issue, “the ultimate burden of proving 8 the adequacy of the [] state bar is upon the [s]tate.” See id. at 585-86. 9 Under California law, the failure to interpose a specific and timely objection 10 in the trial court on the ground advanced for review independently serves as a 11 procedural bar to consideration of the issue by the appellate courts. See, e.g., 12 People v. Alvarez, 14 Cal. 4th 155, 186 (Cal. 1996) (failure to object to admission 13 of evidence); People v. Cleveland, 32 Cal. 4th 704, 736 (Cal. 2004) (failure to 14 object to comment made by prospective juror); People v. Saunders, 5 Cal. 4th 580, 15 590 (Cal. 1993) (failure to object to discharge of jury before it had determined the 16 truth of the alleged prior convictions). It appears that the California Court of 17 Appeal clearly and expressly invoked the foregoing procedural bar when it 18 concluded that Petitioner had forfeited the issue by failing to object to the 19 argument on the basis asserted on appeal. The Ninth Circuit has held that this rule 20 has been consistently applied when a party has failed to make any objection to the 21 admission of the evidence. Melendez v. Pliler, 288 F.3d 1120, 1125 (9th Cir. 22 2002) (citation omitted). Here, Petitioner’s counsel did object to the argument he 23 now challenges, though the objection was not on the basis asserted here. 24 Petitioner, however, makes no “specific factual allegations that demonstrate the 25 inadequacy of the state procedure.” Bennett, 322 F.3d at 586. 26 The failure to comply with a state’s procedural rule results in a default that 27 bars federal consideration of the issue unless the petitioner can demonstrate both 28 / / / 25 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 26 of 40 Page ID #:1638
1 “cause” for the default and actual “prejudice” as a result of the alleged violation of 2 federal law. Coleman v. Thompson, 501 U.S. 722, 750-51 (1991). 3 In Murray v. Carrier, the Supreme Court stated that “constitutionally 4 ineffective assistance of counsel . . . is cause for a procedural default.” 477 U.S. 5 478, 488 (1986); see also Bonin v. Calderon, 77 F.3d 1155, 1158 (9th Cir. 1996). 6 However, the Supreme Court also stated that “[a]ttorney error short of ineffective 7 assistance of counsel does not constitute cause for a procedural default.” Murray, 8 477 U.S. at 492; see also Cooper v. Neven, 641 F.3d 322, 327 (9th Cir. 2011) (“An 9 objective factor outside of a petitioner’s control (e.g., ineffective assistance of 10 counsel or a basis for the claim that was previously unavailable) could constitute 11 cause.”); Bonin, 77 F.3d at 1158 (“counsel’s ineffectiveness will constitute cause 12 only if it amounts to an ‘independent constitutional violation’”). The Supreme 13 Court has also stated that a claim of ineffective assistance of counsel must be 14 presented to the state courts as an independent claim before it may be used to 15 establish cause for a procedural default, see Murray, 477 U.S. at 489, and must not 16 itself be procedurally defaulted. See Edwards v. Carpenter, 529 U.S. 446, 450-454 17 (2000). 18 In Ground Four of the SAP, Petitioner claims that defense counsel was 19 ineffective in failing to object to the prosecutor’s argument on the ground that he 20 was impugning defense counsel’s integrity. ECF No. 18, SAP at 6; ECF No. 8-3. 21 This ineffective assistance of counsel claim was alleged (and summarily denied) in 22 the Petition for Review to the California Supreme Court. ECF No. 8-2, Petition for 23 Review at 36-37. The Court need not decide this procedural default issue in the 24 interests of judicial economy where, as here, the procedural default issue is 25 complex—and would require the Court to assess the merits of the claim to decide 26 the ineffective assistance of counsel argument in any event—and the claim clearly 27 fails on its merits. See Lambrix v. Singletary, 520 U.S. 518, 525 (1997). 28 / / / 26 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 27 of 40 Page ID #:1639
1 (b) The merits 2 1) Prosecutorial Misconduct 3 The Court concurs with the court of appeal that the prosecutor did not 4 commit error or impugn defense counsel’s integrity, and that instead, he was 5 permissibly commenting on the lack of evidence that Petitioner was searching for 6 his EBT card. The Court has reviewed the record and neither prosecution witness 7 quoted Petitioner as having asked for help looking for his EBT card; rather, it was 8 stated that Petitioner was looking for his (unspecified) “card.” The prosecutor’s 9 comment that this was the defense attorney’s ploy to gain sympathy was not 10 improper, let alone an argument that infected the trial with unfairness. That 11 Petitioner might have panicked if he lost his EBT card—also known as food 12 stamps—did present him in a more favorable and sympathetic light to the jury, and 13 might have lent credence to the defense position that he was, in an act of 14 desperation, using the $100 bill to “negotiate” for help finding his EBT card. 15 Notably, though, the prosecutor was not incorrect in stating that there was no 16 evidence that Petitioner even had an EBT card, let alone that that was the card he 17 lost. Prosecutors are generally given “wide latitude” in making closing arguments. 18 See United States v. Wilkes, 662 F.3d 524, 538 (9th Cir. 2011). Moreover, they 19 have considerable leeway to strike “hard blows” based on the evidence and all 20 reasonable inferences that may be drawn from the evidence. See United States v. 21 Henderson, 241 F.3d 638, 652 (9th Cir. 2000) (citing Berger v. United States, 295 22 U.S. 78, 88 (1935)). Finally, the jury was instructed that statements made by the 23 attorneys during trial are not evidence. ECF No. 28-1, 1 CT at 85. Jurors are 24 presumed to have followed the instructions given to them. Weeks v. Angelone, 25 528 U.S. 225, 234 (2000), and there is no evidence they failed to do that here. The 26 prosecutor did not commit misconduct (or error). 27 / / / 28 / / / 27 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 28 of 40 Page ID #:1640
1 2) Ineffective Assistance of Counsel 2 The Sixth Amendment right to counsel guarantees not only assistance, but 3 effective assistance, of counsel. See Strickland v. Washington, 466 U.S. 668 4 (1984). In order to prevail on a claim of ineffective assistance of counsel, 5 Petitioner must establish two things: (1) counsel’s performance fell below an 6 “objective standard of reasonableness” under prevailing professional norms; and 7 (2) the deficient performance prejudiced the defense, i.e., “there is a reasonable 8 probability that, but for counsel’s unprofessional errors, the result of the 9 proceeding would have been different.” Id. at 687-88, 694. A claim of ineffective 10 assistance must be rejected upon finding either that counsel’s performance was 11 reasonable or that the alleged error was not prejudicial. Id. at 697; see also Rios v. 12 Rocha, 299 F.3d 796, 805 (9th Cir. 2002) (“Failure to satisfy either prong of the 13 Strickland test obviates the need to consider the other.”). 14 “The inquiry under Strickland is highly deferential and ‘every effort [must] 15 be made to eliminate the distorting effects of hindsight, to reconstruct the 16 circumstances of counsel’s challenged conduct, and to evaluate the conduct from 17 counsel’s perspective at the time.’” Greenway v. Schriro, 653 F.3d 790, 802 (9th 18 Cir. 2011) (quoting Strickland, 466 U.S. at 689). 19 Precisely because the Court has found no prosecutorial misconduct based on 20 impugning defense counsel, defense counsel could not have been ineffective in 21 failing to object on this basis. James v. Borg, 24 F.3d 20, 27 (9th Cir. 1994) 22 (failure to make a futile motion does not constitute ineffective assistance of 23 counsel). 24 c. Ground 3(c): improperly appealing to the jurors’ passions 25 and sympathy 26 In Ground 3(c), Petitioner argues that the prosecutor improperly appealed to 27 the jurors’ passions and sympathy by urging them to convict Petitioner to protect 28 themselves, their family members, and public safety. ECF No. 18, SAP at 8. As 28 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 29 of 40 Page ID #:1641
1 part of Ground Four, Petitioner argues that defense counsel was ineffective in 2 failing to object to the prosecutor’s appeals to irrelevant considerations, and the 3 passions and prejudices of the jurors. Id. at 6, 9. 4 (i) The Record Below 5 During closing argument, the prosecutor stated the following:
6 If you’re paying attention to the news at all, what just happened at Walgreens? This is what these statutes are for, because the moment 7 people become engaged in conflict about stupid things involving 8 property, pride, ego, someone wanting to be a hero jumps in and someone’s potential for harm escalates significantly. And what 9 [Petitioner] did on September 5, 2018 . . . did just that; he put everyone 10 at risk there by his actions. And that is why it matters. Maybe you’re thinking here, you’re going, ‘man we spent three 11 days talking about something where no one got shot or stabbed; what’s 12 the big deal?’ It matters because people should not have to be in danger for something like a hundred bucks, whether it’s the defendant’s life, a 13 clerk’s life, or the patrons at that store. It shouldn’t be that way. You 14 should be safe in your environment where you go to work or where you go shop. That’s why we have these statutes. 15 [π] 16 [T]hese are the places you go shop, these are the places maybe family members work of your own, or you work, and how people act matters, 17 because if it turns into escalated conduct, if it turns into something 18 where somebody might get physical . . . .” [π] 19 Other than that, take it fairly, read it impartially, decide for 20 yourself if the people in that store matter enough to enforce the statute. And I promise you, if you’re taking the law as it’s written and as it’s 21 supposed to be applied, this is a robbery, and it’s that simple. 22 ECF No. 28-6, 3 RT at 654-655, 675, 677. 23 (ii) California Court of Appeal opinion 24 On direct appeal, Petitioner argued that the prosecutor committed 25 misconduct by improperly appealing to the jury’s sympathy or passion in his 26 closing argument and rebuttal when he argued the jury should protect the 27 community by enforcing the state’s robbery statute. ECF No. 28-7, AOB at 36-38. 28 Appellate counsel conceded that defense counsel did not object to these incidents 29 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 30 of 40 Page ID #:1642
1 of misconduct and argued that this failure constituted ineffective assistance of 2 counsel. Id. at 37 n.11. 3 The California Court of Appeal rejected Petitioner’s claim on direct review 4 by finding that, “[t]his was, no doubt, an appeal to irrelevant considerations. It is 5 not proper to ask the jury to base its decision on whether the ‘people in the store 6 matter enough to enforce the statute.’ This borders on inciting the jury against the 7 defendant by asking it to choose who is more important.” ECF No. 8-1, Cal. CoA 8 Op. at 14. However, the court of appeal declined to exercise its discretion to 9 excuse Petitioner’s failure to object, id., and rejected Petitioner’s contention that 10 counsel was ineffective in failing to object, finding that it had “no reason to 11 conclude counsel’s failure to object[] was anything other than a strategic decision.” 12 Id. at 15. 13 The court of appeal reasoned that counsel may have decided against 14 objecting, believing that an objection could have drawn more attention to the 15 prosecutor’s remarks, or that an objection that was overruled might have 16 emboldened the prosecutor to take the remarks even further. Id. It also found that 17 it was not reasonably probable that Petitioner would have obtained a more 18 favorable verdict but for counsel’s failure to object. Id. Citing the evidence 19 against Petitioner, it found that “[t]his case was not so closely balanced that 20 counsel’s failure to object to the prosecutor’s appeal to the jury to protect the 21 public materially affected the verdict.” Id. at 15-16. 22 (iii) Analysis 23 Respondent contends that this claim, like Ground 3(b), is procedurally 24 defaulted based on defense counsel’s failure to object at trial. ECF No. 27, Answer 25 Mem. at 24. Respondent argues that Petitioner has failed to make any of the 26 necessary showings to overcome the default, and that, in any event, he suffered no 27 prejudice, as the court of appeal found. Id. at 24-25. 28 / / / 30 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 31 of 40 Page ID #:1643
1 The standards for assessing procedural default are set forth previously and 2 the Court finds that this claim is procedurally defaulted as Petitioner made no 3 objection the comments at trial. However, Petitioner has alleged ineffective 4 assistance of counsel to excuse the procedural default, which the Court will 5 address. 6 The court of appeal found the prosecutor’s comments to be inappropriate. 7 There is no basis for finding, however, that but for the prosecutor’s improper 8 comments, there is a reasonable probability that the result of the trial would have 9 been different. See Rios, 299 F.3d at 805 (9th Cir. 2002) (“Failure to satisfy either 10 prong of the Strickland test obviates the need to consider the other.”). As set forth 11 in this Court’s analysis of Ground 3(a), the evidence against Petitioner was strong 12 and straightforward and the facts were simple and the evidence compelling. 13 Petitioner has not shown cause and prejudice to overcome the procedural default of 14 this claim. 15 D. Habeas Relief Is Not Warranted With Respect To Petitioner’s 16 Ineffective Assistance Of Counsel Claims (Ground Four). 17 In Ground Four, Petitioner contends that his trial counsel was ineffective for 18 failing to: (a) move for dismissal based on constitutional violations “displayed” 19 during trial; (b) request an instruction on the subjective and objective components 20 of robbery; (c) preserve an instructional error claim; (d) object to prosecutorial 21 errors; (e) request a continuance to prepare for trial; (f) properly argue a writ of 22 mandamus/motion to recuse; (g) request a hearing regarding Petitioner’s ability to 23 pay fines and fees; and (h) request a curative admonition of Emily Sanchez after 24 the trial court had a lengthy conversation in front of her. ECF No. 18, SAP at 6, 9. 25 1. Analysis 26 The standard for the effective assistance of counsel is set forth above in the 27 Court’s analysis of Petitioner’s prosecutorial misconduct claim 3(b). 28 / / / 31 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 32 of 40 Page ID #:1644
1 Preliminarily, the Court concurs with Respondent that Petitioner has 2 proffered only self-serving, conclusory allegations regarding counsel’s allegedly 3 ineffective assistance and has failed to provide any affidavit from his attorney 4 explaining his decisions at trial. ECF No. 27, Answer Mem. at 27-28; Gentry v. 5 Sinclair, 705 F.3d 884, 900 (9th Cir. 2013) (where habeas petitioner presented 6 affidavit of trial counsel that failed to address particular IAC claim, it was not 7 unreasonable of state supreme court to have concluded counsel’s performance was 8 not deficient where there was no evidence to indicate why counsel’s conduct was 9 unreasonable under the circumstances); Rice v. Cooper, 148 F.3d 747, 750 (9th 10 Cir. 1998) (“Rice has not sought an affidavit from the lawyer to explain the 11 lawyer’s strategy”). On this basis, the Court finds that the claims are conclusory 12 and do not warrant habeas relief. See Jones v. Gomez, 66 F.3d 199, 204-05 (9th 13 Cir. 1995). To the extent the Court is able to discern certain of Petitioner’s claims 14 and the allegations in support of the claims, the Court finds that the state courts’ 15 rejection of these claims was neither contrary to nor involved an unreasonable 16 application of clearly established Supreme Court law, as further explained. 17 a. Ground 4(a): move for dismissal based on constitutional 18 violations displayed during trial 19 In Ground 4(a), Petitioner contends that counsel was ineffective in failing to 20 move for a dismissal based on constitutional issues that arose during trial. As 21 Petitioner has wholly failed to identify what constitutional violations allegedly 22 occurred at trial, or how they supported a motion to dismiss, this claim is rejected 23 as conclusory. Jones, 66 F.3d at 205 (“[C]onclusory suggestions that [ ] trial . . . 24 counsel provided ineffective assistance fall far short of stating a valid claim of 25 constitutional violation). 26 / / / 27 / / / 28 / / / 32 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 33 of 40 Page ID #:1645
1 b. Ground 4(b): request an instruction on the subjective and 2 objective components of robbery 3 In Ground 4(b), Petitioner contends that counsel was ineffective in failing to 4 request an instruction regarding the subjective and objective components of 5 robbery. ECF No. 18, SAP at 6. 6 On direct appeal, Petitioner raised a claim alleging that the trial court 7 prejudicially erred by failing to instruct the jury sua sponte on both the subjective 8 and objective components of the “fear” element of robbery. The court of appeal 9 denied this claim, reasoning that, “. . . no such instruction was necessary. 10 California statute or case law does not require a victim’s fear to be objectively 11 reasonable; it only requires that a victim of robbery have actual fear, i.e., subjective 12 in nature.” ECF No. 8-1, Cal. CoA Op. at 17. 13 In light of this finding regarding the state law definition of robbery, by 14 which this Court is bound, Bradshaw v. Richey, 546 U.S. 74, 76 (2006), the Court 15 finds that any request made by counsel to instruct the jury on the subjective and 16 objective components of robbery would have been denied. The failure to make a 17 futile objection does not constitute ineffective assistance of counsel. James, 24 18 F.3d at 27. 19 c. Ground 4(c): preserve an instructional error claim 20 In Ground 4(c), Petitioner contends that counsel failed to preserve an 21 instructional error claim. ECF No. 18, SAP at 6. Petitioner has failed to identify 22 the instructional error claim that counsel allegedly failed to preserve. On this 23 basis, the Court finds that the claim is conclusory and should be denied. Jones, 66 24 F.3d at 205. To the extent that Petitioner is alleging that counsel waived the 25 instructional error claim that is the subject of Ground 4(b), the Court’s rejection of 26 the claim in Ground 4(b) would also require rejection of the claim alleging 27 ineffective assistance of counsel in failing to preserve that instructional error claim 28 as Petitioner can show neither deficient performance nor prejudice. 33 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 34 of 40 Page ID #:1646
1 d. Ground 4(d): object to prosecutorial errors 2 In Ground 4(d), Petitioner claims that counsel was ineffective in failing to 3 object to the alleged prosecutorial misconduct set forth in Grounds 3(b) and 3(c). 4 ECF No. 18, SAP at 6, 9. The Court has already addressed and rejected these 5 ineffective assistance of counsel claims in its analysis of Grounds 3(b) and (c). 6 e. e. Ground 4(e): request a continuance to prepare for trial 7 In Ground 4(e), Petitioner contends that counsel was ineffective in failing to 8 request a continuance to prepare for trial. ECF No. 18, SAP at 9. As previously 9 set forth in the Court’s analysis of Ground 2(a), there was no evidence that counsel 10 was not prepared for trial, and he in fact announced “ready.” In the absence of 11 evidence that counsel proceeded to trial when he was unprepared to do so and in 12 light of the record showing that counsel announced that he was prepared for trial, 13 the Court cannot find that counsel’s failure to request a continuance to prepare for 14 trial was deficient. Further, Petitioner could not have been prejudiced by counsel’s 15 failure to request a continuance he did not need. This claim is denied. 16 f. Ground 4(f): properly argue a writ of mandamus/motion 17 to recuse 18 In Ground 4(f), Petitioner contends that counsel was ineffective in failing to 19 properly argue “the writ of mandamus/motion to recuse,” by arguing only portions 20 of the writ/motion and misconstruing the writ/motion as a motion for retrial. ECF 21 No. 18, SAP at 9. 22 (i) The record below 23 Prior to sentencing, Petitioner filed a pro se writ of mandamus/motion to 24 recuse. ECF No. 28-6, 3 RT at 901-902. In court, Petitioner gave defense counsel 25 a supplemental brief Petitioner wanted filed. Id. When the trial court indicated it 26 had not “do[ne] anything with [the motion that Petitioner had filed]” because 27 Petitioner was not the attorney of record, defense counsel stated that “he” (counsel) 28 was filing the motion then, and that he wanted to “adequately defend” Petitioner, 34 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 35 of 40 Page ID #:1647
1 so he would “accept responsibility for it.” Id. at 902-903. When the trial court 2 heard the motion in court, defense argued that a new trial should be granted based 3 on the fact that the state failed to provide discovery to the defense until after the 4 trial had started, which counsel was unable to review until after the state had rested 5 its case. Id. at 906-907. Counsel further argued that the 911 call was not 6 adequately transcribed. Id. 7 The trial court found that the motion was actually a writ of mandamus/ 8 motion to recuse and not a motion for a new trial, and that it raised three issues: (1) 9 the judge was biased and should be recused; (2) ineffective assistance of counsel; 10 and (3) prosecutorial misconduct. ECF No. 28-6, 3 RT at 908-910. The trial court 11 denied the motion. Id. 12 (ii) Analysis 13 The trial court construed the motion that Petitioner filed as a writ of 14 mandamus/motion to recuse and set forth in its oral ruling what it found to be the 15 claims therein. The trial court indicated that it had read the motion and it expressly 16 found that “there is no support” for the claims. ECF No. 28-6, 3 RT at 910. 17 Whatever counsel would have argued at the hearing, then, would have made no 18 difference. Petitioner cannot show that he was prejudiced by counsel’s failure to 19 adequately argue the motion, even if the Court were to find that that is what 20 happened. Rios, 299 F.3d at 805 (9th Cir. 2002) (“Failure to satisfy either prong of 21 the Strickland test obviates the need to consider the other.”). Habeas relief is 22 denied on this claim. 23 g. Ground 4(g): request an ability to pay hearing regarding 24 the imposition of fines and fees 25 In Ground 4(g), Petitioner contends that counsel was ineffective in failing to 26 request an ability to pay hearing regarding the imposition of fines and fees, which 27 resulted in the forfeiture of the issue on appeal. ECF No. 18, SAP at 9. The Court 28 concurs with Respondent that counsel could have determined that an argument for 35 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 36 of 40 Page ID #:1648
1 an ability to pay hearing would have been futile. ECF No. 27, Answer Mem. at 35. 2 At the time of sentencing, $640 in fees were assessed against Petitioner and he was 3 38 years old. ECF No. 28-1, 1 CT at 128-133. There is no evidence he was not 4 able-bodied. As such, Petitioner would have had the ability to pay this fine with 5 prison wages, over time, and the trial court would have so found. In any event, the 6 Court need not determine counsel’s actual reason for making a particular trial 7 decision so long as that decision falls within the range of reasonable representation. 8 See Morris v. California, 966 F.2d 448, 456-57 (9th Cir. 1992). 9 Here, the Court finds that trial counsel’s decision to not request an ability to 10 pay hearing was reasonable and habeas relief is denied on this claim. 11 h. Ground 4(h): request a curative instruction after the trial 12 court had a lengthy conversation in front of victim 13 Sanchez 14 In Ground 4(h), Petitioner contends that counsel was ineffective in failing to 15 request a curative admonition of witness Emily Sanchez after trial counsel and the 16 court engaged in a lengthy legal conversation regarding Cal. Penal Code § 211 and 17 other legal factors. ECF No. 18, SAP at 9. 18 The Court has already set forth the facts underlying this claim in its analysis 19 of Ground 2(b). As the Court already found, there is no evidence that Sanchez’s 20 presence for part of the discussion—assuming Sanchez overhead anything—had 21 any effect on the trial. Further, counsel was aware that Sanchez was present for at 22 least part of the conversation because counsel was the one who asked to continue it 23 at another time because Sanchez was there. And yet, counsel deliberately did not 24 seek an admonition of the witness. Again, this Court need not speculate as to the 25 actual reason why, Morris, 966 F.2d at 456-457, because “[c]ounsel is strongly 26 presumed to have rendered adequate assistance.” Strickland, 466 U.S. at 690. 27 Counsel’s decision to not seek an admonition of the witness was reasonable, 28 particularly because counsel was in the best possible position to have assessed 36 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 37 of 40 Page ID #:1649
1 whether Sanchez overheard any of the conversation and whether that might have 2 negatively impacted the trial in any way. Habeas relief is denied on this claim. 3 E. Habeas Relief Is Not Warranted With Respect To Petitioner’s 4 Claim Relating To The Denial Of His Marsden Motion (Ground 5 Five). 6 In Ground Five, Petitioner claims that the trial court erroneously denied his 7 Marsden motion. ECF No. 18, SAP at 6, 10.6 8 1. The Record Below 9 Prior to jury selection, Petitioner made a motion pursuant to People v. 10 Marsden to have counsel substituted. ECF No. 28-5, 2 RT at A-2-A-3; Schell v. 11 Witek, 218 F.3d 1017, 1021 (9th Cir. 2000) (“[T]he essence of [a Marsden] motion 12 is that appointed counsel’s representation has in some significant measure fallen 13 below the level required by the Sixth Amendment.”). During the hearing, 14 Petitioner argued that his counsel had “failed to take notice of certain issues in 15 regard to [his] case,” including failing to ask certain questions Petitioner wanted 16 asked of a preliminary hearing witness. ECF No. 28-3, Sealed Proceedings – 17 Marsden Motion (“Marsden Transcript) at A-4. Petitioner additionally argued that 18 they have a “complete conflict of interest” but did not explain the conflict. Id. at 19 A-5. The trial court denied the Marsden motion. Id. at A-6. 20 2. Applicable Federal Law and Analysis 21 To the extent that Petitioner is claiming that his rights under Marsden (i.e., 22 California law) were violated, this claim is not cognizable on federal habeas 23 review. McGuire, 502 U.S. at 68 (“In conducting habeas review, a federal court is 24 25
26 6 Although Petitioner references the “waiver of counsel ‘Faretta rights’” in the SAP, he makes no 27 argument that he was denied his constitutional right to represent himself. ECF No. 18, SAP at 10. Rather, his facts are directed to the trial court’s failure to allow him to adequately argue his 28 Marsden motion, and the fact that he was then forced to go to trial with an attorney who was not prepared. This latter aspect of the claim has already been addressed by the Court in Ground 2(a). 37 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 38 of 40 Page ID #:1650
1 limited to deciding whether a conviction violated the Constitution, laws or treaties 2 of the United States.”). 3 Under federal law, the Sixth Amendment guarantees all criminal defendants 4 the right to the assistance of counsel. Gideon v. Wainwright, 372 U.S. 335, 339 5 (1963). It does not, however, guarantee a “meaningful relationship” between a 6 client and his attorney. Morris v. Slappy, 461 U.S. 1, 14 (1983). A defendant’s 7 constitutional rights are violated if an irreconcilable conflict exists that prevents the 8 effective assistance of counsel. See Stenson v. Lambert, 504 F.3d 873, 886 (9th 9 Cir. 2007). 10 There is no evidence that there was an irreconcilable conflict between 11 Petitioner and his attorney. Although he claimed during the hearing on the 12 Marsden motion that he and his attorney had a “complete conflict of interest,” 13 when the trial court asked what that conflict was based on, Petitioner’s reply was 14 not responsive to the question. ECF No. 28-3, Marsden Transcript at A-5. “In 15 order to demonstrate an actual conflict of interest, the defendant must show that his 16 attorney was actively representing conflicting interests and that the conflict 17 adversely affected the attorney’s performance.” Stenson, 504 F.3d at 886. The 18 record shows only that Petitioner believed that his counsel was not taking notice of 19 certain issues and not asking certain questions that Petitioner wanted him to ask at 20 the preliminary hearing. These types of concerns are “better characterized as 21 [concerns] over trial strategy” and there is “no clearly established Supreme Court 22 precedent holding that this kind of disagreement amounts to an actual conflict of 23 interest.” Id. Habeas relief is denied on this claim. 24 F. Habeas Relief Is Not Warranted With Respect To Petitioner’s 25 Due Process Claim Relating To The State Appellate Court’s 26 Findings On Appeal. 27 In Ground Six, Petitioner contends that he suffered due process violations 28 arising from certain findings and conclusions made by the California Court of 38 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 39 of 40 Page ID #:1651
1 Appeal on direct appeal relating to his prosecutorial misconduct claims and a 2 cumulative error claim. ECF No. 18-1, Attachment to SAP (“SAP Att.”) at 1. 3 As an initial matter, the Court finds that a state court’s fact-finding and 4 analysis do not, in and of themselves, give rise to a due process violation. Rather, 5 where the finding and conclusions are contrary to or involve an unreasonable 6 application of clearly established Supreme Court law, the habeas petitioner is 7 entitled to habeas relief on the constitutional violation—not because the state 8 court’s flawed analysis itself constitutes the constitutional violation. For the 9 reasons discussed in greater detail below, habeas relief is denied on this claim. 10 1. Prosecutorial Misconduct 11 Petitioner takes issue with several of the findings made by the California 12 Court of Appeal relating to his prosecutorial misconduct claims. ECF No. 18-1, 13 SAP Att. at 1. The Court has already addressed the California Court of Appeal’s 14 rejection of Petitioner’s prosecutorial misconduct claims, including his related 15 ineffective assistance of counsel claims, previously, and found that they failed on 16 the merits. 17 2. Cumulative Error 18 “Cumulative error applies where, ‘although no single trial error examined in 19 isolation is sufficiently prejudicial to warrant reversal, the cumulative effect of 20 multiple errors may still prejudice a defendant.’” Mancuso v. Olivarez, 292 F.3d 21 939, 957 (9th Cir. 2002) (as amended) (quoting United States v. Frederick, 78 F.3d 22 1370, 1381 (9th Cir. 1996)); see also Parle v. Runnels, 505 F.3d 922, 928 (9th Cir. 23 2007) (“[T]he Supreme Court has clearly established that the combined effect of 24 multiple trial errors may give rise to a due process violation if it renders a trial 25 fundamentally unfair, even where each error considered individually would not 26 require reversal.”). 27 In the California Court of Appeal and the California Supreme Court, 28 Petitioner argued that the prosecutorial misconduct claims and the instructional 39 Case 2:20-cv-05665-SHK Document 37 Filed 04/08/22 Page 40 of 40 Page ID #:1652
1 error claim relating to the trial court’s failure to instruct with the subjective and 2 objective components of fear in a robbery combined to create a cumulative error. 3 ECF No. 28-7, AOB at 64-65; ECF No. 8-2, Petition for Review at 37-39. The 4 state courts’ rejection of this claim was neither contrary to nor involved an 5 unreasonable application of clearly established Supreme Court law as none of the 6 alleged claims evaluated singularly, or in combination, constitute constitutional 7 error. Thus, Petitioner’s cumulative error claim fails as well. See Mancuso, 292 8 F.3d at 957 (“Because there is no single constitutional error in this case, there is 9 nothing to accumulate to a level of a constitutional violation”). 10 VI. ORDER 11 IT THEREFORE IS ORDERED that Judgment be entered denying the 12 Petition and dismissing this action with prejudice. 13 14 DATED: April 8, 2022
15 HON. SHASHI H. KEWALRAMANI 16 United States Magistrate Judge 17 18
19 20 21 22 23 24 25 26 27 28 40
Related
Cite This Page — Counsel Stack
Kevin Dunston v. Warden, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kevin-dunston-v-warden-cacd-2022.