Kentucky Bar Ass'n v. Franklin

534 S.W.2d 459, 1976 Ky. LEXIS 103
CourtKentucky Supreme Court
DecidedMarch 5, 1976
StatusPublished
Cited by8 cases

This text of 534 S.W.2d 459 (Kentucky Bar Ass'n v. Franklin) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kentucky Bar Ass'n v. Franklin, 534 S.W.2d 459, 1976 Ky. LEXIS 103 (Ky. 1976).

Opinion

PER CURIAM.

This matter comes before us on two disciplinary charges against the respondent, as follows:

1(a) That in the divorce case of Brown v. Brown, Civil Action No. 125849, Jefferson Circuit Court, he had received from Mary Jo Brown (the plaintiff) $185 in full payment of his fee and court costs and had thereafter failed and refused to satisfy a balance of $79.00 due and owing on the court costs.

(b) That after receipt of notice that the Inquiry Tribunal of the bar association would institute proceedings against him if the costs were not paid within 10 days he reported to the bar association by letter that he had remitted the sum of $34.50 as the balance owing on the court costs, but in fact had not paid it.

The foregoing charge was filed on May 2, 1973.

[460]*4602. That in June of 1971 he had accepted a $50 retainer fee to represent Paul Hunziker in the divorce case of Hunziker v. Hun-ziker, Civil Action No. 150574, Jefferson Circuit Court, but after appearing at one hearing on a preliminary matter took no further action and suffered a judgment to be taken against his client awarding alimony, maintenance and fees.

This charge was filed on December 10, 1973, and was later consolidated with the charge filed on May 2, 1973.

After an evidentiary hearing at which the respondent appeared in person and by counsel the trial committee in effect found him guilty on both charges and recommended his suspension from practice for 60 days. The Board of Governors concurred, and so recommends to this court, which has considered the evidence de novo.

We shall discuss the charges in the order in which they are listed above.

Mrs. Brown had brought suit for a divorce in March of 1969, after which, apparently, there were one or more delays by reason of tentative reconciliations. Eventually the untimely death of her attorney, the late E. P. Sawyer, necessitated securing other counsel, and she retained the respondent. She paid him $100 on March 31,1971, $100 on October 15, 1971, $100 on February 3, 1972, and $185 on March 23, 1972. The receipt for the last payment shows that it was “for payment in full & court cost,” etc.

The respondent prepared and filed an amended complaint for Mrs. Brown and on November 16, 1971, appeared in her behalf at a hearing on temporary support. In April of 1972 she and her husband signed a property-settlement agreement, but for some reason the husband’s attorney, Roy Blandford, failed to sign it before it was filed, and shortly thereafter he (Blandford) moved to Texas. According to Mrs. Brown, on May 26, 1972, the respondent told her that the divorce would be final on the following Monday, but she later checked into the records herself and learned that the divorce had not been granted. She made several unsuccessful efforts to get in touch with the respondent and finally, in August of 1972, employed Martin Sullivan, another attorney.

Sullivan checked the records in the clerk’s office and found that everything was in order for the divorce to go through except for three things: (1) the respondent had not signed the amended complaint; (2) Bland-ford had not signed the settlement agreement; and (3) the cost bill had not been satisfied. He called and left a message at the respondent’s home, but on the next day, August 24, 1972, chanced to see him at the court house, at which time they discussed the matter.

Sullivan testified that on this occasion the respondent told him the costs had been paid. The respondent says, however, that what he told Sullivan was that there was “some mix-up,” by which he meant Bland-ford’s failure to sign the agreement, and that he would straighten it out as soon as he could. In any event, after making another inquiry at the clerk’s office Sullivan on the same day (August 24, 1972) sent a letter asking the respondent for a receipted cost bill. Receiving no answer, he wrote again on September 13, 1972. Again there was no response, and on September 19, 1972, Sullivan advised the respondent by letter that he had filed an order substituting counsel, that the costs still had not been paid, and that if they were not satisfied within 10 days he was asking that the matter be referred to the bar association.

On October 1 and 2, 1972, the respondent wrote Sullivan two letters in which, among other things, he stated that the correct amount of the cost balance was $98.75 and that on August 24, 1972, a friend of his had gone to the clerk’s office to tender payment of that amount but had not done so because he was told that this was not the correct figure. In both letters the respondent took Sullivan to task for having alleged that he (the respondent) had been paid and was holding the sum of $185 for court costs.

[461]*461Meanwhile, Sullivan reported the difficulty to the bar association and proceeded to have Mrs. Brown’s divorce granted on October 26,1972, entailing additional court costs of $34.50. Actually the correct amount of costs before Sullivan’s intervention had been $75.75, a bill for that amount had been sent by the clerk on June 15, 1972, and it had been received by the respondent.

On November 17, 1972, the respondent wrote a letter to the bar association explaining that the proof in Mrs. Brown’s case had been filed by the reporter on June 15, 1972, at which point all that remained to be done was to refer the file to the commissioner, pay the costs, and submit the case on a motion for judgment, but that he had been unable to take these steps because (a) the new “no-fault” divorce law had become effective “and the exact procedure was not then clear,” (b) the husband’s attorney, Mr. Blandford, had given up law practice and it had not been until the middle of July, 1972, that the respondent “was able to resolve several necessary matters with Mr. Michael Runner, who replaced Mr. Blandford,” and (c) on June 30, 1972, “the Jefferson Circuit Court began its summer recess and did not reconvene for normal business until September 25, 1972.”

In this letter of November 17, 1972, the respondent further explained that he had experienced extreme difficulty in obtaining the correct costs figure from the clerk, but “The correct amount which was recently determined as $75.75, has been remitted to the Clerk.”

In his answer filed in this proceeding on May 26,1973, the respondent stated that he had made this payment of $75.75 on October 3,1972. According to the clerk’s record it was received on December 7, 1972, but for some unaccountable reason was not posted until January 4, 1973. (Meanwhile, of course, the additional charges of $34.50 heretofore mentioned had been incurred.)

On January 28, 1973, in response to a letter of January 18, 1973, from the bar association requesting him to furnish evidence that the costs had been paid, the respondent reported that he had remitted the balance of $34.50 to the clerk and would forward a certification as soon as he received it. A deputy clerk testified that in March of 1973 he found loose in the Brown file a letter from the respondent dated January 28,1973, stating that he was tendering therewith “under protest, the sum of $34.50, which is said to be the balance of the costs herein. If this amount is in dispute, I request that the costs be refigured and a correct bill certified to me as soon as possible.” There was, however, no record to indicate that any such amount actually had been received by the clerk.

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Bluebook (online)
534 S.W.2d 459, 1976 Ky. LEXIS 103, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kentucky-bar-assn-v-franklin-ky-1976.