Ken Stephens v. Roane State Community College

CourtCourt of Appeals of Tennessee
DecidedAugust 12, 2003
DocketM2001-03155-COA-R3-CV
StatusPublished

This text of Ken Stephens v. Roane State Community College (Ken Stephens v. Roane State Community College) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ken Stephens v. Roane State Community College, (Tenn. Ct. App. 2003).

Opinion

IN THE COURT OF APPEALS OF TENNESSEE AT NASHVILLE November 6, 2002 Session

KEN STEPHENS v. ROANE STATE COMMUNITY COLLEGE

An Appeal from the Chancery Court for Davidson County No. 97-2695-I Irvin H. Kilcrease, Jr., Chancellor

No. M2001-03155-COA-R3-CV - Filed August 12, 2003

This is a sexual harassment case. The plaintiff was a tenured professor at the defendant college. In 1996, one of the professor’s students filed a complaint of sexual harassment with the college, alleging that the professor engaged in unwelcome sexual conduct and created a hostile educational environment. After a hearing, an administrative law judge determined that the professor had committed the acts charged. Consequently, the professor was suspended without pay for six months. The professor appealed the administrative decision to the trial court. The trial court upheld the decision, using a deferential standard of review, and the professor filed the first appeal in this case. On appeal, this Court reversed and remanded for a review de novo on the record. On remand, the trial court reviewed the case de novo on the record and again upheld the ALJ’s decision. The professor now appeals. We affirm, finding that the trial court did not abuse its discretion in refusing to allow the professor to testify in person at the rehearing on remand, and that the trial court did not err in finding that the ALJ’s decision was supported by clear and convincing evidence.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court is Affirmed

HOLLY M. KIRBY, J., delivered the opinion of the court, in which ALAN E. HIGHERS, J., and DAVID R. FARMER , J., joined.

Samuel W. Brown, Knoxville, Tennessee, for the appellant, Ken Stephens.

Paul G. Summers, Attorney General and Reporter, and William J. Marett, Jr., Assistant Attorney General, Nashville, Tennessee, for the appellee, Roane State Community College. OPINION

Plaintiff/Appellant Ken Stephens (“Stephens”) was hired by Defendant/Appellee Roane State Community College (“College”) in 1989 to teach computer programming. 1 He became a tenured professor in 1991.

The Tennessee Board of Regents (“Board of Regents”) has enacted Policy No. 2:02:10:01, Nondiscrimination on the Basis of Sex in Education Programs and Activities, and Policy No. 5:01:02:00, Equal Employment Opportunity, Affirmative Action, Discrimination and Nepotism, which clearly prohibits sexual harassment. To supplement this policy, the Board of Regents issued Guideline P-080, which defines sexual harassment as:

Generally, sexual harassment may be defined as unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature when . . . such conduct has the purpose or effect of unreasonably interfering with an individual’s work performance or educational experience or creating an intimidating, hostile or offensive work or educational environment.

The Board of Regents Guideline included a nonexclusive list of examples of behavior that may constitute sexual harassment, including:

– Refusing to hire, promote, or granting or denying certain privileges because of acceptance or rejection of sexual advances.

– Promising a work-related benefit or a grade in return for sexual favors.

– Suggestive or inappropriate communications, notes, letters, or other written materials displaying objects or pictures which are sexual in nature that would create hostile or offensive work or living environments

– Sexual innuendoes, comments, and remarks about a person’s clothing, body or activities

– Suggestive or insulting sounds

– Humor and jokes about sex that denigrate men or women

– Implied or overt sexual threats

– Suggestive or obscene gestures

1 Many of the pertinent facts can be found in the Opinion issued in the first appeal of this case, Stephens v. Roane State Comm unity College, No. M1998-00125-COA-R3-CV, 2000 WL 192577 (Tenn. Ct. App. Feb. 18, 2000 ).

-2- – Patting, pinching, and other inappropriate touching

– Unnecessary touching or brushing against the body

Board of Regents Guideline P-080.

The College also adopted a policy prohibiting sexual harassment, Policy PA-02-01 which defines that term in language identical to that in the Board of Regents guideline. The College’s policy adds language stating that “[w]hether the alleged conduct constitutes sexual harassment depends upon the record as a whole and the totality of the circumstances, such as the nature of sexual advances in the context within which the alleged incident occurred.”

The College conducts sexual harassment training sessions at its annual faculty in-service training and at other times of the year. The President of the College issues memos annually, informing staff members of the policy of prohibiting sexual harassment. Stephens does not contend that he was not aware of the sexual harassment policies or that he was not governed by them.

Layla Williams (“Williams”) was a seventeen-year-old female student at the College. She was enrolled in professor Stephens’ spring 1996 FORTRAN class.2 In 1996, Williams filed a formal complaint with the College, claiming that Stephens engaged in unwelcome sexual conduct and created a hostile educational environment while acting in his official capacity as a professor. Williams’ complaint was investigated by the College’s Affirmative Action Officer, Kathy Gethers. Gethers determined that there was sufficient evidence to support Williams’ allegations. Based on Gethers’ report and recommendation, the President of the College imposed a sanction against Stephens of suspension without pay for one academic year, from August 12, 1996, through May 9, 1997. Stephens appealed to the Board of Regents and requested an administrative hearing, pursuant to the Tennessee Uniform Administrative Procedures Act, Tennessee Code Annotated § 4-5-101, et seq. (“UAPA”).

Hearings were held before the administrative law judge (“ALJ”) on October 16 and 17, 1996, and on January 13, 1997. Williams testified at the hearings. She said that, on approximately February 26, 1996, she had an appointment with Stephens at 1:00 p.m. to discuss one of his lectures on the concept of memory locations. When she realized that she had a scheduling conflict, Williams went to Stephens’ office at about 12:30 p.m. to reschedule her appointment. While she was there, Williams said that Stephens asked her to have a seat. Stephens asked her to explain the topic of the appointment, and Williams responded that it was memory locations. Stephens responded by utilizing an analogy concerning women’s bras and panties. Williams testified that when Stephens made the remark about women’s undergarments, he slumped down in his chair, spread his legs apart, and rubbed his upper thighs. His remark and his behavior made Williams uncomfortable, so she attempted to leave his office. Stephens detained Williams, asking her how many toothbrushes were in her bathroom. Williams interpreted this question as being designed to discover her living

2 FO RT RAN is a comp uter programming language, and the purp ose o f the class was to learn that language.

-3- arrangements. She told Stephens that she had two toothbrushes, one for her and one for her daughter. Stephens then commented that he liked little girls, and remarked that his wife had a miscarriage when she was pregnant with a daughter. Williams said that when she tried again to leave, Stephens physically stopped her, turned her around by placing his hands on her shoulders, put his arm around her neck, pulled her face to within two inches of his face and said, “[Y]ou cannot go around here with this kiss-my-ass attitude.

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Ken Stephens v. Roane State Community College, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ken-stephens-v-roane-state-community-college-tennctapp-2003.