Kanter v. Warner-Lambert Co.

122 Cal. Rptr. 2d 72, 99 Cal. App. 4th 780, 48 U.C.C. Rep. Serv. 2d (West) 544, 2002 Cal. Daily Op. Serv. 5720, 2002 Daily Journal DAR 7185, 2002 Cal. App. LEXIS 4322
CourtCalifornia Court of Appeal
DecidedJune 25, 2002
DocketA094975
StatusPublished
Cited by36 cases

This text of 122 Cal. Rptr. 2d 72 (Kanter v. Warner-Lambert Co.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kanter v. Warner-Lambert Co., 122 Cal. Rptr. 2d 72, 99 Cal. App. 4th 780, 48 U.C.C. Rep. Serv. 2d (West) 544, 2002 Cal. Daily Op. Serv. 5720, 2002 Daily Journal DAR 7185, 2002 Cal. App. LEXIS 4322 (Cal. Ct. App. 2002).

Opinion

Opinion

MARGULIES, J.

Plaintiffs Susan Kanter and Sharlon Plunk sued defendants Warner-Lambert Company, Pfizer Inc., and Care Technologies, Inc., the manufacturers of NIX, RID, and CLEAR, over-the-counter drugs for the treatment of head lice. Framed as a class action, the complaint alleged that the product labels contain false and misleading statements about the effectiveness of the drugs. The complaint contained several state law claims, including breach of express warranty and false advertising, and a claim for breach of written warranty under the federal Magnuson-Moss Warranty Act. Plaintiffs sought refunds of the purchase price of the drugs, an order banning their sale in their current formulations or requiring their relabeling, and other related relief.

The question in this appeal is not whether the allegations of plaintiffs’ complaint have merit, but whether their claims are preempted by federal law. The trial court granted summary judgment for defendants on the ground that the claims were expressly preempted by title 21 of the United States Code section 379r(a), a provision of the Food and Drug Administration Modernization Act of 1997 (FDAMA) (Pub.L. No. 105-115 (Nov. 21, 1997) 111 Stat. 2296). We agree with the trial court and affirm the judgment.

Factual and Procedural Background

A. Approval of New Drugs by the Food and Drug Administration

Familiarity with the procedures of the federal Food and Drug Administration (FDA) for approving the marketing of drugs is a prerequisite to an understanding of the facts, issues, and arguments in this appeal. Under the Federal Food, Drug, and Cosmetic Act (FDCA) (21 U.S.C. § 301 et seq.), a drug manufacturer is prohibited from marketing a new drug unless the FDA has approved the drug as both safe and effective for its intended use. 1 (§ 355(a); see generally Weinberger v. Hynson, Westcott & Dunning (1973) 412 U.S. 609, 612-613 [93 S.Ct. 2469, 2474-2475, 37 L.Ed.2d 207].)

A manufacturer seeking approval of a new drug must submit a detailed new drug application in accordance with the requirements of the FDCA and related regulations promulgated by the FDA. (§ 355(b)(1); 21 C.F.R. *785 §§ 314.1-314.3, 314.50 (2001).) Among other information, a new drug application must include “substantial evidence” that the drug is safe and effective, meaning “evidence consisting of adequate and well-controlled investigations, including clinical investigations, by experts qualified by scientific training and experience to evaluate the effectiveness of the drug involved, on the basis of which it could fairly and responsibly be concluded by such experts that the drug will have the effect it purports or is represented to have under the conditions of use prescribed, recommended, or suggested in the labeling or proposed labeling thereof.” (§ 355(d); see 21 C.F.R. § 314.126 (2001) [explaining characteristics of “adequate and well-controlled study”].)

A new drug application must also include “specimens” of the labeling proposed for the drug. (§ 355(b)(1)(F); see 21 C.F.R. §§ 314.50(c)(2)(i) (2001) [application must include proposed text of labeling], 201 et seq. (2001) [general labeling provisions].) If the FDA determines that the labeling of a new drug is false or misleading in any particular, the drug is deemed “misbranded.” Whether labeling is false or misleading depends not only on its stated or suggested representations, but also on the extent to which it fails to reveal any material facts. (§§ 352(a), 321(n).) The application will be refused if the FDA determines that the labeling is false or misleading in any particular, if the application contains an untrue statement of a material fact, or if the proposed labeling does not comply with the requirements established in the regulations. (§ 355(d)(7); 21 C.F.R. § 314.125(b)(6), (7), (8) (2001).)

After a new drug application has been approved, any change in the labeling requires a supplement to an application and approval by the FDA, either before or after the change. (21 C.F.R. §§ 314.70(b), (c), 314.71 (2001).) Furthermore, the FDA has the power to withdraw its approval of a drug for reasons related to its safety or effectiveness, including a determination by that agency on the basis of new evidence that the drug does not have the effect represented or suggested on its labeling or that the labeling is false and misleading in any particular. (§ 355(e); 21 C.F.R. § 314.150(a)(2)(iii), (iv), (b)(3) (2001).)

The FDCA expressly prohibits the manufacture and distribution of any misbranded drug (§ 331(a), (b), (c), (g), (k)), and it authorizes the United States to bring enforcement actions seeking injunctive relief and civil or criminal penalties. (§§ 332-334.) But it does not create a private cause of action for violation of its provisions. (§ 337(a); In re Orthopedic Bone Screw Products (3d Cir. 1999) 193 F.3d 781, 788.)

*786 B. Monographs for Over-the-counter Drugs

The FDA has adopted another system for evaluating whether the hundreds of thousands of over-the-counter drugs available to consumers are safe, effective, and not misbranded. Under the over-the-counter drug monograph system, the FDA appoints advisory review panels of qualified experts to evaluate the safety and effectiveness of over-the-counter drugs, to review their labeling, and to advise on the promulgation of monographs establishing conditions under which particular categories of over-the-counter drugs can be marketed. 2 (21 C.F.R. §§ 330.1, 330.10(a) (2001); id., § 330.14(a) (2002); see generally Weinberger v. Bentex Pharmaceuticals, Inc. (1973) 412 U.S. 645, 650-651 [93 S.Ct. 2488, 2492-2493, 37 L.Ed.2d 235]; Cutler v. Hayes (D.C. Cir. 1987) 818 F.2d 879, 882-884.) The FDA publishes proposed and tentative final monographs for public review and comment, and eventually promulgates a final monograph in the form of regulations in the Code of Federal Regulations. Those regulations establish conditions under which a category of over-the-counter drugs is recognized as safe and effective and not misbranded. (21 C.F.R.

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Bluebook (online)
122 Cal. Rptr. 2d 72, 99 Cal. App. 4th 780, 48 U.C.C. Rep. Serv. 2d (West) 544, 2002 Cal. Daily Op. Serv. 5720, 2002 Daily Journal DAR 7185, 2002 Cal. App. LEXIS 4322, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kanter-v-warner-lambert-co-calctapp-2002.