Martin v. Medtronic, Inc.

254 F.3d 573, 2001 WL 682097
CourtCourt of Appeals for the Fifth Circuit
DecidedJune 18, 2001
Docket99-41089, 99-41090
StatusPublished
Cited by102 cases

This text of 254 F.3d 573 (Martin v. Medtronic, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Martin v. Medtronic, Inc., 254 F.3d 573, 2001 WL 682097 (5th Cir. 2001).

Opinion

E. GRADY JOLLY, Circuit Judge:

In this consolidated appeal, 1 we address a question of federal preemption: whether, *575 based on Medtronic’s compliance with the Food and Drug Administration’s (“FDA”) rigorous premarket approval procedure (“PMA”), the plaintiffs’ Texas common law products liability tort claims are preempted by 21 U.S.C. § 360k, the Medical Devices Amendments (“MDA”) to the Food, Drug, and Cosmetic Act (“FDCA”). We have addressed this issue before. In Stamps v. Collagen Corp., 984 F.2d 1416, 1422 (5th Cir.1993), we held that similar state product liability claims were preempted. Since we decided Stamps, however, the Supreme Court has spoken on the issue. See Medtronic, Inc. v. Lohr, 518 U.S. 470, 477, 116 S.Ct. 2240, 135 L.Ed.2d 700 (1996). The Supreme Court did not specifically decide the case before us, yet spoke in a way that overruled Stamps in part. Lohr is a difficult opinion to apply in this case; first, because it involves a process far less specific in its requirements than the PMA process involved in both this case and Stamps, and second, because on points important to this appeal, the Lohr court was fractured. In any event, we ultimately determine that for purposes of deciding this appeal, Stamps is binding precedent that controls the outcome of the case. Accordingly, we hold that the Texas state product liability claims in this case are preempted by the MDA, and we affirm the judgment of the district court dismissing the complaint.

I

Billye Jeanne Martin and Libra Salazar each claim that they were injured by Med-tronic’s defective pacemaker (Model 4004). They allege that the pacemaker contained a defective “ventricular lead,” the wire that carries current into the heart muscle. Their product liability claims include negligence, gross negligence, strict liability, breach of warranty, and violation of the Texas Deceptive Trade Practices Act; all claims are based on alleged deficiencies in the safety and effectiveness of the design, manufacturing process, warnings, and labeling of the lead.

The district court initially granted Med-tronic’s motion for summary judgment only in part, finding that the MDA preempted Salazar’s and Martin’s design, manufacturing process, and warning claims. The district court reasoned that in all these areas, the FDA, through its PMA procedure, 2 had approved Medtronic’s product. The district court, however, denied summary judgment on the plaintiffs’ claims that Medtronic had deviated from FDA requirements. Following further discovery, Medtronic renewed its summary judgment motion. The district court then granted the renewed motion, finding that appellants failed to produce evidence of alleged deviations, and entered judgment dismissing each complaint. These appeals, now consolidated, present the single issue of whether the FDA’s PMA procedure preempts the state law tort claims.

II

We begin our consideration of this question of preemption by making a few preliminary observations that serve to place in context the even more precise issue before *576 us — to what extent is our case today decided by precedents of this court and the Supreme Court. The MDA classifies medical devices into three categories based on the degree of risk they pose to the public. Class I devices pose little or no risk to public health and are subject only to general controls on manufacturing. Class II devices are potentially more harmful and may be subject to regulations and product specifications. Class III devices, the most strictly regulated, are “[djevices that either ‘presenft] a potential unreasonable risk of illness or injury,’ or which are ‘purported or represented to be for a use in supporting or sustaining human life or for a use which is of substantial importance in preventing impairment of human health.’ ” Lohr, 518 U.S. at 477, 116 S.Ct. 2240 (quoting 21 U.S.C. § 360c(a)(l)(C)).

A pacemaker is classified as a “Class III” medical device. As such, it must undergo an indisputably thorough, rigorous, and costly premarket review (some 1,200 FDA man-hours at hundreds of thousands of dollars in cost) by the FDA. Under this PMA process, the manufacturer must give the FDA a “reasonable assurance” that the product is safe and effective. Although this term does not sound excessively demanding, the PMA process is rigorous. It requires manufacturers to submit detailed information regarding the safety and efficacy of their devices. This includes, among other things, full reports of all information that is known by the applicant, samples of both labeling and the device itself, and a full description of the methods and facilities used for manufacturing and installation of the device. See 21 U.S.C. § 360e(e)(l) (describing the components of a PMA application). The FDA then reviews the application, spending an average of 1,200 hours on each submission before granting marketing approval. The statutory basis for this process, and its exceptions, are set forth at length in Lohr, 518 U.S. at 477, 116 S.Ct. 2240, and need not be reiterated here.

It is central to our resolution of this appeal that we have held that § 360k preempts these state products liability claims when the device manufacturer complies with the FDA’s PMA process. See Stamps, 984 F.2d at 1422. In this appeal, it is not disputed that Medtronic has complied with the FDA’s PMA process in the creation of its pacemakers. Thus, based on the holding of Stamps, the claims here should be preempted.

But yet there is a twist. After Stamps, the Supreme Court considered the scope of MDA preemption of state law claims in the “ § 510(k) notification” process, 3 an exception to the far more demanding PMA review process. See Lohr, 518 U.S. 470, 116 S.Ct. 2240, 135 L.Ed.2d 700. The § 510(k) process allows improvements to existing devices to be rapidly introduced into the market by foregoing the extensive review in the PMA process. Id. at 478, 116 S.Ct. 2240. While the PMA process requires an inquiry into the risks and efficacy of each device through a variety of reports and submissions, as described above, the § 501(k) process only requires the manufacturer to show that the device is “substantially equivalent” to devices already on the market.

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Bluebook (online)
254 F.3d 573, 2001 WL 682097, Counsel Stack Legal Research, https://law.counselstack.com/opinion/martin-v-medtronic-inc-ca5-2001.