Goodlin v. Medtronic, Inc.

167 F.3d 1367, 1999 U.S. App. LEXIS 2507, 1999 WL 77205
Court of Appeals for the Eleventh Circuit·Decided February 18, 1999·No. 97-5801·Published·Cited by 59 cases

Opinion

KRAVITCH, Senior Circuit Judge:

This appeal requires us to determine the preemptive effect of the Medical Device Amendments (“MDA”), 21 U.S.C. § 360e et seq., to the Federal Food, Drug and Cosmetic Act (“FDCA”), 21 U.S.C. § 301 et seq. Lisa Goodlin brought suit against Medtronic, Inc. (“Medtronic”), alleging that her Med-tronic cardiac pacemaker lead was defective in a way that gave rise to two causes of action under Florida common law. Medtronic argues that because the United States Food and Drug Administration (the “FDA”) approved the device pursuant to the MDA’s premarket approval process, section 360k(a) of the MDA preempts Goodlin’s state law claims. The district court agreed and granted summary judgment to Medtronic. We reverse.

BACKGROUND

In January 1991, Goodlin received a Med-tronic pacemaker and its related components, including Medtronic’s 4004/M lead. The pacemaker lead is a wire that transmits the heartbeat-steadying electrical impulse from the pulse generator to the heart. Goodlin depends on the pacemaker to support her life. >

The FDA approved Medtronic’s 4004/M lead for use in the United States on February 10, 1989. Sometime after Goodlin received her pacemaker, however, an FDA inspection revealed a significant risk that the 4004/M lead would fail due to degradation of the lead’s polyurethane insulating material. *1369 The FDA, therefore, instructed Medtronic to issue a Health Safety Alert letter to inform physicians about the risk of defect in the lead. The letter advised physicians to consider prophylactic replacement for pacemaker dependent patients and advised them to replace the lead if the risk of its continued use outweighed the risks associated with its replacement. Upon the advice of her physician, Goodlin underwent open-heart surgery to replace the lead. The lead that the surgeons removed from Goodlin showed no signs of failure.

Goodlin brought suit against Medtronic in 1997. Her amended complaint asserts claims for negligent design and strict product liability, both of which arise under Florida common law. Medtronic moved for summary judgment on the basis of federal preemption, arguing that section 360k(a) of the MDA expressly preempted Goodlin’s claims. The district court found that because the FDA had reviewed and approved the safety and effectiveness of the 4004/M device pursuant to its premarket approval process, the MDA preempted Goodlin’s claims. The court, therefore, entered summary judgment in Medtronic’s favor. We review the district court’s decision to grant summary judgment on the issue of preemption de novo and apply the same standards that bound the district court. See Lewis v. Brunswick Corp., 107 F.3d 1494, 1498 (11th Cir.), cert. granted, — U.S. -, 118 S.Ct. 439, 139 L.Ed.2d 337 (1997), cert. dismissed, - U.S. -, 118 S.Ct. 1793, 140 L.Ed.2d 933 (1998).

DISCUSSION

I. Regulatory Overview

Despite the historical prominence of the states in matters concerning the health and safety of their citizens, the federal government has expanded its role in this field over the past century. See Medtronic, Inc. v. Lohr, 518 U.S. 470, 475, 116 S.Ct. 2240, 2245-56, 135 L.Ed.2d 700 (1996) (providing a survey of the federal government’s legislation in this area). In the 1970s, against the backdrop of several highly publicized events involving defective medical devices, including the tragedies connected to the Daikon Shield intrauterine device, Congress turned its attention to the regulation of medical devices. Id. at 476, 116 S.Ct. at 2246. In 1976, Congress passed the MDA, the statute at issue here, which categorizes medical devices according to the risk they pose to the public. The MDA classifies devices that either “present a potential unreasonable risk of illness or injury” or that are “purported or represented to be for a use in supporting or sustaining human life or for a use which is of substantial importance in preventing impairment of human health” as Class III devices. Id. at 477, 116 S.Ct. at 2246 (quoting 21 U.S.C. § 360c(a)(l)(C))(internal quotation omitted). Pacemakers, such as the one at issue here, are Class III devices. See 21 C.F.R. § 870.3610(b).

A. The Premarket Approval Process

Before a manufacturer can introduce a new Class III medical device into the marketplace, the manufacturer must provide the FDA with a “reasonable assurance” that the device is both safe and effective. 21 U.S.C. § 360c(a)(l)(C). Manufacturers may furnish this assurance through the FDA’s premarket approval process, commonly referred to as the “PMA” process. 1 As the Supreme Court observed in Lohr, and as Medtronic has reminded us in its briefs, the PMA process is rigorous because it permits the FDA to demand the submission of detailed information *1370 regarding the safety and effectiveness of the device under review. 2 See 21 U.S.C. § 360e(c)(l) (describing the required contents of a PMA application). The FDA then spends substantial time and resources reviewing these applications; indeed, the average submission requires 1,200 hours of review. See Lohr, 518 U.S. at 477, 116 S.Ct. at 2246-47. Ordinarily, the FDA refers the device to an independent panel of experts, which prepares a report and recommendation on whether to approve the device. See 21 U.S.C. § 360e(c)(2). The FDA may also advise an applicant of deficiencies in the PMA application and notify the applicant of any measures necessary to put the application in approvable form. Id. § 360e(d)(2). Once the FDA determines that the manufacturer has provided the required reasonable assurances, the agency issues an order that permits the manufacturer to market the device, exactly as approved. Thereafter, the manufacturer may not change the approved labeling, product design, or manufacturing process in any way that would affect the safety or effectiveness of the device. See 21 C.F.R. § 814.80. The FDA may withdraw its marketing approval if the manufacturer makes any such changes without prior approval. See 21 U.S.C. § 360e(e)(l); 21 C.F.R.

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Goodlin v. Medtronic, Inc., 167 F.3d 1367, 1999 U.S. App. LEXIS 2507, 1999 WL 77205 (11th Cir. 1999).

167 F.3d 1367 (Goodlin v. Medtronic, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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