Justices to the Governor

364 Mass. 838
CourtMassachusetts Supreme Judicial Court
DecidedMarch 1, 1974
StatusPublished
Cited by18 cases

This text of 364 Mass. 838 (Justices to the Governor) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Justices to the Governor, 364 Mass. 838 (Mass. 1974).

Opinion

On October 5, 1973, the Justices submitted the following reply to questions propounded to them by the Governor.

To His Excellency, the Governor of the Commonwealth:

The Justices of the Supreme Judicial Court submit the following in reply to the questions set forth in your request [839]*839dated July 27, 1973.

The request recites that the Secretary of Environmental Affairs and the Secretary of Consumer Affairs are in disagreement as to the scope of the authority and responsibility granted to the Secretary of Environmental Affairs by G. L. c. 30, §§ 61-62 (the so called environmental policy act).1 Pursuant to § 62, the Executive Office of Environmental Affairs has issued regulations which are intended to provide general guidelines for the environmental regulations which each executive office is required to promulgate. The immediate cause of the present dispute is § 2.4 of the environmental affairs regulations which, in effect, requires that the environmental regulations to be issued by each executive department must apply to all actions of those departments which involve “(c) . . . the issuance of a lease, permit, license, certificate, or any entitlement for use.” In a letter (attached to the Governor’s request) to the Secretary of Environmental Affairs, the Secretary of Consumer Affairs objected that § 2.4 (c) is not authorized by §§ 61 and 62 in that it purports to extend to administrative functions, such as licensing, which are beyond the scope of the statute. He indicated that he could not submit his own departmental regulations for approval by the Secretary of Environmental Affairs until this question is resolved, and he requested that “firm legal opinion” as to the proper interpretation of §§ 61 and 62 be obtained.

[840]*840The Secretary of Environmental Affairs thereupon wrote a memorandum to the Governor (also attached to the request) stating his disagreement with the Secretary of Consumer Affairs and requesting, pursuant to G. L. c. 30, § 5, that the Governor resolve their dispute. The Governor, in turn, determined that the questions presented to him are “important” [841]*841and “essentially legal,” and thus exercised his authority under Part II, c. 3, art. 2, of the Massachusetts Constitution, as amended by art. 85 of the Articles of Amendment, to request the advice of the Justices.

The questions as to which the Governor has requested our opinion are:

“1. Is the Secretary of Environmental Affairs required by G. L. c. 30, §§ 61 and 62 to disapprove proposed rules and regulations which do not apply to actions which are essentially private but in which the state has a limited involvement through the issuance of a lease, permit, license, certificate, or any entitlement for use?

“2. If your answer to Question 1 is in the negative, is it within the discretion of the Secretary of Environmental Affairs to disapprove proposed rules and regulations which do not apply to actions in which the state has a limited involvement through the issuance of a lease, permit, license, certificate, or any entitlement for use solely on the ground that they fail to apply to such actions?”

We must respectfully decline to answer. Although we agree that these are “important questions of law,” the Constitution does not permit us to answer even important questions unless they are presented to us in the context of “solemn occasions.” We believe that the present dispute does not present such an occasion.

Not every request to the Governor under G. L. c. 30, § 5, to resolve disagreements within the executive branch presents a “solemn occasion.” On only one prior occasion has the Governor requested the Justices to determine a question which was presented to him under § 5. Opinion of the Justices, 354 Mass. 804 (1968). In that opinion the Justices, with little discussion as to the existence of a “solemn occasion,” did answer the Governor’s question. There were several distinguishing aspects of the factual setting in which that question arose, however, which contributed to the solemnity of that occasion and which are not present on this occasion.

[842]*842First, the Attorney General was a party to the underlying intra-executive dispute, thus depriving the Governor of the Attorney General’s disinterested legal advice. 354 Mass, at 808. In the present situation, the Attorney General is not one of the disputants and thus is available upon request to provide legal advice to the Governor and to the executive departments. G. L. c. 12, §§ 3, 9. S cq Answer of the Justices, 211 Mass. 630, 631 (1912). Considerations of judicial economy as well as sensitivity to the constitutional requirement of the separation of powers (art. 30 of the Declaration of Rights of the Massachusetts Constitution) suggests that the Governor should look to the Attorney General as his primary legal advisor before submitting a request to the Justices.

Second, an aspect of the earlier answer which distinguishes it from the present situation is the consequences that might have resulted from an incorrect resolution by the Governor of the question then confronting him. At issue was a dispute between the Attorney General and the Commissioner of Corporations and Taxation as to their respective powers to enforce the State income tax laws (G. L. cc. 62, 63). The specific question before the Governor involved the authority of the Commissioner to provide the Attorney General with individual and corporate income tax returns in furtherance of a pending criminal investigation. If the Governor had ordered the Commissioner to turn over to the Attorney General the requested tax returns, he would have been subjecting the Commissioner to the risk of criminal prosecution under the nondisclosure provisions of cc. 62, 63, in the event the Governor’s interpretation of the law proved to be erroneous. In the present situation, on the other hand, a resolution either way by the Governor will merely dictate the scope of the administrative regulations to be issued under G. L. c. 30, § 62. His decision would subject no official to any sort of personal liability. The possible consequences of a decision by the Governor are therefore quite different here from what they were in the earlier situation.

Third, a final distinction between the situation in Opinion of the Justices, 354 Mass. 804, and the present one lies in the [843]*843nature of the basic issues involved. The ultimate issue in the earlier opinion, and the one to which the Justices devoted major attention, was the scope of the authority of the Attorney General to investigate and prosecute violations of the State income tax laws. It was essentially a jurisdictional dispute between the Attorney General and the Commissioner of Corporations and Taxation. It has been suggested that the advisory opinion is a particularly appropriate vehicle for dealing with issues such as that one, i.e., those involving “technical questions concerning the internal structure of government.” 1964 Ann. Surv. of Mass. Law 95, 114. In contrast, the present request, while superficially involving only a dispute between administrative officers as to the scope of their respective authorities and responsibilities, in reality involves factual determinations with possible ramifications extending to every aspect of State involvement in private affairs. The briefs submitted by the amici curiae are most helpful in demonstrating the breadth and variety of State “activities” which are implicit in the terms “lease, permit, license, certificate, or any entitlement for use.”2

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364 Mass. 838, Counsel Stack Legal Research, https://law.counselstack.com/opinion/justices-to-the-governor-mass-1974.