Judin v. United States

34 Fed. Cl. 483, 1995 U.S. Claims LEXIS 234, 1995 WL 746570
CourtUnited States Court of Federal Claims
DecidedDecember 8, 1995
DocketNo. 573-89C
StatusPublished
Cited by3 cases

This text of 34 Fed. Cl. 483 (Judin v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Judin v. United States, 34 Fed. Cl. 483, 1995 U.S. Claims LEXIS 234, 1995 WL 746570 (uscfc 1995).

Opinion

OPINION

BRUGGINK, Judge.

This is an action for alleged patent infringement.1 Pending before the court is a Motion for Sanctions under RCFC 11 brought by third-party defendant Hewlett-Packard Company (“HP”) against plaintiff Herbert Judin and his current and previous counsel (hereinafter “sanction defendants”). In addition, the motion seeks attorney fees pursuant to 35 U.S.C. § 285 (1988). Also pending are plaintiffs Cross-Motion for Sanctions against HP, and HP’s Motion to Strike Plaintiffs Cross-Motion. The motions raise the question of what inquiry must be made by counsel and the patent holder prior to filing suit for infringement, as well as when a motion for sanctions may be brought. The Government has not responded to, or joined in, any of the motions.

BACKGROUND

Plaintiff filed the complaint in this matter on October 23, 1989, based on the alleged infringement of three of his patents. The complaint was signed by plaintiffs first attorney-of-record (hereinafter “signing attorney”) and certified by plaintiff. The claims based on two of the patents were dropped from the amended complaint on June 8,1990. The remaining claim concerned United States Patent No. 3,656,832 (“the ’6,832 patent”), which pertains to a method of micro-optical imaging. Plaintiff alleged that the Government, through the use of bar code scanners purchased by the United States Postal Service, infringed the ’6,832 patent.

[486]*486Sometime prior to the filing of the complaint, plaintiff observed certain bar code scanners in use at a branch of the Postal Service. He then attended a scanning industry exhibition and reviewed trade publications, technical specifications and commercial literature, some of which suggested that government agencies were purchasing bar code scanners. No pre-filing physical examination, beyond visual observation, was done. Plaintiff did not ask the Postal Service for a sample of the device or otherwise try to obtain one commercially and, therefore, no reverse engineering was performed.

Plaintiff presented his observations to the signing attorney. This attorney also viewed the accused devices from a distance at the Postal Service, but otherwise conducted no investigation of his own. Neither he nor plaintiff attempted to contact the Postal Service, or any manufacturer, in order to gain access to the accused devices or to ask questions about their operation.

During oral argument on the motions, the signing attorney explained that he relied completely on Mr. Judin with respect to the factual bases for an infringement claim, stating: “I had no reason to doubt the facts that were very strongly asserted by Judin, because of his experience, his credentials, and his time in the industry.” Tr. p. 40. Continuing, he stated, “Judin believed and strongly advocated that the fiber optics source was interchangeable with other sources of light.” Tr. p. 41. Insofar as his role as legal counselor, the signing attorney merely stated that he and Mr. Judin “examined” the claim, and he (the signing attorney) “just saw no problem with it.” Id. Suit was filed on October 23, 1989.

On February 28,1990, the signing attorney provided a list of infringing products and their manufacturers to the Government, presumably based on input from the plaintiff, and solicited' procurement records for those products. The Government filed, on April 18, 1990, a Motion to Notice Third Parties Under [RCFC] 14(a)(1). The motion stated:

The above listed corporations are the manufacturers and/or sellers on plaintiff’s list that have been identified, in so far as defendant is presently able to ascertain, as manufacturers and/or suppliers of bar code reading devices which have been procured by the United States.

Def.’s Mot. to Notice Third-Parties Under [RCFC] 14(a)(1) at 3. HP voluntarily appeared in July, 1990, in response to the Government’s motion. A number of the other third-party defendants appeared as well.

In the summer of 1991, plaintiff consulted with. George Wolken, Jr., Ph.D., J.D., an expert, who conducted an analysis of the patent involved and the contentions of infringement.2 This analysis was conducted using information gleaned from commercial literature, the file wrapper of the patent, and plaintiffs pre-filing inquiry. Pursuant to this court’s order of July 23, 1991, plaintiff filed an Interim Infringement Analysis based in part on Dr. Wolken’s findings on August 27, 1991. Plaintiff also submitted a Final Claims Chart on December 24, 1991, keyed specifically to representative products and the specified elements of the patent claims.

On November 20, 1991, the court allowed plaintiffs motion to substitute counsel. Thereafter, plaintiff has been represented by counsel of record, and another attorney, of counsel (hereinafter “current counsel”).

On June 30, 1992, a Joint Motion for Partial Summary Judgment on the Issue of Non-Infringement was filed by the Government and HP. Before the court ruled on the first dispositive motion, HP filed another motion for partial summary judgment directed to the issue of invalidity. On February 17, 1993, the court granted, in part, the first dispositive motion with respect to optical communications transmitters and wands. Judin v. United States, 27 Fed.Cl. 759, 791 (1993). The court held that, with respect to wands with ball tips and optical communications transmitters, there was no infringement of plaintiffs patent. The court also held that a genuine issue of material fact still existed as to whether optical communications receivers infringed.

Pursuant to the court’s order of April 2, 1993, plaintiff later stipulated that the Gov-[487]*487eminent had never purchased any of the receivers from HP. On April 15, 1993, the court ordered HP’s dismissal from the action and ruled that HP’s December 28 motion for partial summary judgment was moot. Judgment was entered on May 12, 1993, to that effect.

On July 14, 1993, HP moved for sanctions against plaintiff and plaintiffs attorneys, both the signing attorney and current counsel, seeking its reasonable expenses incurred in the litigation. That motion was stayed by order of July 20, 1993, pending resolution of the remaining issues between the plaintiff and the Government. On April 15, 1994, at the request of the remaining parties, the court suspended this case pending settlement negotiations.

HP’s motion of May 20,1994, to renew its Motion for Sanctions was denied by the court on July 18,1994. On February 16,1995, HP petitioned the Court of Appeals for the Federal Circuit for a writ of mandamus to direct this court to rule on HP’s Motion for Sanctions. The petition was denied on February 28,1995. On March 27,1995, after extended settlement negotiations between the Government and plaintiff, a Joint Stipulation of Dismissal with prejudice was filed for the remaining claims and subsequently entered by the Clerk. On March 31, 1995, the court dismissed the complaint and reactivated HP’s Motion for Sanctions.

On June 6, 1995, plaintiff filed a Cross-Motion for an Award of Sanctions Against Third-Party Defendant Hewlett-Packard which also contained its response to HP’s Motion for Sanctions. HP subsequently filed a Motion to Strike Plaintiffs Cross-Motion for Sanctions Against HP on June 8, 1995. Oral argument was held on all three pending motions on August 24, 1995.

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34 Fed. Cl. 483, 1995 U.S. Claims LEXIS 234, 1995 WL 746570, Counsel Stack Legal Research, https://law.counselstack.com/opinion/judin-v-united-states-uscfc-1995.