Joseph v. McFerran
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Opinion
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
GLORIA JOSEPH,
Plaintiff,
v. Case No. 22-cv-2881 (CRC)
LAUREN MCFERRAN,
Defendant.
MEMORANDUM OPINION AND ORDER
This case involves an employment dispute at the upper echelons of the agency tasked
with managing labor relations in this country: the National Labor Relations Board (“NLRB” or
“the Board”).
Plaintiff Gloria Joseph served for more than two decades as the NLRB’s Director of
Administration and, during that period, was the highest-ranking African American woman at the
agency. Joseph alleges that she was a model supervisor who reliably received top marks in her
annual appraisals and garnered multiple awards for her management. That purportedly changed
starting in 2010 when Lafe Solomon—a former manager whom Joseph had accused of race- and
gender-based discrimination a year prior—became Acting General Counsel and her direct
supervisor. Within two years, Solomon allegedly stripped Joseph of her role as Human
Resources (“HR”) Director and reformed the agency’s financial-management structure to shift
three branches out of Joseph’s purview to that of a new Chief Financial Officer (“CFO”). After
Joseph responded by filing another Equal Employment Opportunity (“EEO”) complaint against
Solomon, the Chairman of the Board requested that Joseph recuse herself from her ethical
oversight duties as they related to anyone named in her complaint. And, while her complaint was pending, the agency issued a Final Agency Decision (“FAD”) in July 2012 finding Joseph
had herself discriminated against another employee in her ranks.
Joseph retired from the agency the next month but continued to pursue her complaint
within the NRLB and then before the Equal Employment Opportunity Commission (“EEOC”).
After a decade of administrative proceedings ended in a finding in favor of the agency, Joseph
filed this pro se action against current NLRB Chairperson Lauren McFerran in her official
capacity. Joseph’s complaint alleges unlawful discrimination, retaliation, and a hostile work
environment under Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e et
seq., and discrimination under the Age Discrimination in Employment Act of 1967 (“ADEA”),
29 U.S.C. § 621 et seq. The Board has moved to dismiss the complaint in its entirety under
Federal Rule of Civil Procedure 12(b)(6) for failing to state a claim on which relief can be
granted. Joseph has responded with a motion for partial summary judgment under Rule 56 on
her claim regarding the ethics recusal. For the reasons that follow, the Court will grant the
Board’s motion in part and deny it in part, and deny Joseph’s motion in its entirety.
I. Background
The Court draws the following background from Joseph’s complaint and the extensive
materials that she appended to her opposition. See Schnitzler v. United States, 761 F.3d 33, 38
(D.C. Cir. 2014) (noting that courts may consider a pro se litigant’s “filings as a whole before
dismissing a complaint”). The Board no doubt contests many of her allegations.
Gloria Joseph is an African American woman and was in her early sixties at the time of
the events at issue. Compl. ¶¶ 2, 8. For the last 22 years of her multidecade tenure at the NLRB,
Joseph served as the Director of Administration—a Senior Executive Service position that sits
directly under the General Counsel in the NLRB’s chain of command. Id. ¶¶ 2, 8, 13. In that
2 role, Joseph supervised seven branches: Human Resources, Budget, Finance, Acquisitions,
Facilities and Property, Security, and Library and Administrative Services. Id. ¶ 13. Beyond
that broad suite of responsibilities, she also served as the Board’s Designated Agency Ethics
Officer (“DAEO”). Id. ¶¶ 8, 13. Joseph alleges that, at the time of her departure, she was the
“sole minority and most experienced manager of her peers (Caucasian fellow division heads who
also reported to the Acting General Counsel)” and “the highest-ranking minority in a career
position at the Agency.” Id. ¶ 13.
In her telling, Joseph was a standout employee who was “consistently recognized for
excellence in her appraisals for her management of the programs for which she was responsible
and had received numerous outstanding annual ratings under multiple General Counsels to whom
she reported as a division head.” Id. ¶ 15. These rave reviews continued right up until her final
years at the agency, as she received “outstanding” ratings in her 2010 and 2011 appraisals. Id.
The former Deputy General Counsel, who supervised Joseph for ten years, described her as a
top-notch manager who ran “a good, smooth operation.” Id. Her professional performance also
garnered acclaim outside the agency: She “received the Presidential Meritorious Rank Award,
which honors sustained extraordinary accomplishment at an executive level, and the Office of
Government Ethics’ Outstanding Ethics Program Award.” Id.
But Joseph purportedly had bad blood with one individual at the agency, Mr. Solomon,
stemming at least as far back as 2009. The NLRB is a bifurcated agency governed on one side
by a General Counsel who investigates and prosecutes cases and on the other side by a five-
member Board that serves as a quasi-judicial body in deciding cases. Back in 2009, Joseph and
other members of the Division of Administration filed an EEO complaint “focused on race[-] and
gender-based discriminatory treatment of the largely minority and female managers of Plaintiff’s
3 division by white male Board-side managers, particularly Solomon, then the head of the small
Representation Case Unit, and the history of lack of diversity and inclusion on the Board-side of
the agency.” Id. ¶ 18. Relevant here, Joseph “had objected to Solomon’s assuming authority
over her, such as his attempt to create a CFO position without [her] knowledge despite his lack
of responsibility for financial management.” Id. The agency settled the complaint later that
year. Id. Per the settlement, then-Chairperson Wilma Liebman “engaged an experienced
consultant team” which, after interviewing managers of both halves of the agency, issued a
report finding “that the dynamics of race were potent.” Id. ¶ 19. “Solomon was one of only two
Board-side managers specifically singled out for particularly problematic roles in negative racial
dynamics.” Id. Chairperson Liebman also issued a memorandum in September 2009
“committing to change the treatment of Administration managers by Board-side managers.” Id.
Nine months later, in June 2010, Solomon switched sides at the agency when he took
over as the Acting General Counsel—a position that placed him in direct control of Joseph. Id.
¶ 20. As Joseph sees it, the problems began soon after when Solomon’s “surrogates” advised
Joseph’s deputy to distance herself from Joseph. Id. Those warning shots proved prophetic,
Joseph maintains, as Solomon quickly began “stripping away [her] duties and giving them to
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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
GLORIA JOSEPH,
Plaintiff,
v. Case No. 22-cv-2881 (CRC)
LAUREN MCFERRAN,
Defendant.
MEMORANDUM OPINION AND ORDER
This case involves an employment dispute at the upper echelons of the agency tasked
with managing labor relations in this country: the National Labor Relations Board (“NLRB” or
“the Board”).
Plaintiff Gloria Joseph served for more than two decades as the NLRB’s Director of
Administration and, during that period, was the highest-ranking African American woman at the
agency. Joseph alleges that she was a model supervisor who reliably received top marks in her
annual appraisals and garnered multiple awards for her management. That purportedly changed
starting in 2010 when Lafe Solomon—a former manager whom Joseph had accused of race- and
gender-based discrimination a year prior—became Acting General Counsel and her direct
supervisor. Within two years, Solomon allegedly stripped Joseph of her role as Human
Resources (“HR”) Director and reformed the agency’s financial-management structure to shift
three branches out of Joseph’s purview to that of a new Chief Financial Officer (“CFO”). After
Joseph responded by filing another Equal Employment Opportunity (“EEO”) complaint against
Solomon, the Chairman of the Board requested that Joseph recuse herself from her ethical
oversight duties as they related to anyone named in her complaint. And, while her complaint was pending, the agency issued a Final Agency Decision (“FAD”) in July 2012 finding Joseph
had herself discriminated against another employee in her ranks.
Joseph retired from the agency the next month but continued to pursue her complaint
within the NRLB and then before the Equal Employment Opportunity Commission (“EEOC”).
After a decade of administrative proceedings ended in a finding in favor of the agency, Joseph
filed this pro se action against current NLRB Chairperson Lauren McFerran in her official
capacity. Joseph’s complaint alleges unlawful discrimination, retaliation, and a hostile work
environment under Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e et
seq., and discrimination under the Age Discrimination in Employment Act of 1967 (“ADEA”),
29 U.S.C. § 621 et seq. The Board has moved to dismiss the complaint in its entirety under
Federal Rule of Civil Procedure 12(b)(6) for failing to state a claim on which relief can be
granted. Joseph has responded with a motion for partial summary judgment under Rule 56 on
her claim regarding the ethics recusal. For the reasons that follow, the Court will grant the
Board’s motion in part and deny it in part, and deny Joseph’s motion in its entirety.
I. Background
The Court draws the following background from Joseph’s complaint and the extensive
materials that she appended to her opposition. See Schnitzler v. United States, 761 F.3d 33, 38
(D.C. Cir. 2014) (noting that courts may consider a pro se litigant’s “filings as a whole before
dismissing a complaint”). The Board no doubt contests many of her allegations.
Gloria Joseph is an African American woman and was in her early sixties at the time of
the events at issue. Compl. ¶¶ 2, 8. For the last 22 years of her multidecade tenure at the NLRB,
Joseph served as the Director of Administration—a Senior Executive Service position that sits
directly under the General Counsel in the NLRB’s chain of command. Id. ¶¶ 2, 8, 13. In that
2 role, Joseph supervised seven branches: Human Resources, Budget, Finance, Acquisitions,
Facilities and Property, Security, and Library and Administrative Services. Id. ¶ 13. Beyond
that broad suite of responsibilities, she also served as the Board’s Designated Agency Ethics
Officer (“DAEO”). Id. ¶¶ 8, 13. Joseph alleges that, at the time of her departure, she was the
“sole minority and most experienced manager of her peers (Caucasian fellow division heads who
also reported to the Acting General Counsel)” and “the highest-ranking minority in a career
position at the Agency.” Id. ¶ 13.
In her telling, Joseph was a standout employee who was “consistently recognized for
excellence in her appraisals for her management of the programs for which she was responsible
and had received numerous outstanding annual ratings under multiple General Counsels to whom
she reported as a division head.” Id. ¶ 15. These rave reviews continued right up until her final
years at the agency, as she received “outstanding” ratings in her 2010 and 2011 appraisals. Id.
The former Deputy General Counsel, who supervised Joseph for ten years, described her as a
top-notch manager who ran “a good, smooth operation.” Id. Her professional performance also
garnered acclaim outside the agency: She “received the Presidential Meritorious Rank Award,
which honors sustained extraordinary accomplishment at an executive level, and the Office of
Government Ethics’ Outstanding Ethics Program Award.” Id.
But Joseph purportedly had bad blood with one individual at the agency, Mr. Solomon,
stemming at least as far back as 2009. The NLRB is a bifurcated agency governed on one side
by a General Counsel who investigates and prosecutes cases and on the other side by a five-
member Board that serves as a quasi-judicial body in deciding cases. Back in 2009, Joseph and
other members of the Division of Administration filed an EEO complaint “focused on race[-] and
gender-based discriminatory treatment of the largely minority and female managers of Plaintiff’s
3 division by white male Board-side managers, particularly Solomon, then the head of the small
Representation Case Unit, and the history of lack of diversity and inclusion on the Board-side of
the agency.” Id. ¶ 18. Relevant here, Joseph “had objected to Solomon’s assuming authority
over her, such as his attempt to create a CFO position without [her] knowledge despite his lack
of responsibility for financial management.” Id. The agency settled the complaint later that
year. Id. Per the settlement, then-Chairperson Wilma Liebman “engaged an experienced
consultant team” which, after interviewing managers of both halves of the agency, issued a
report finding “that the dynamics of race were potent.” Id. ¶ 19. “Solomon was one of only two
Board-side managers specifically singled out for particularly problematic roles in negative racial
dynamics.” Id. Chairperson Liebman also issued a memorandum in September 2009
“committing to change the treatment of Administration managers by Board-side managers.” Id.
Nine months later, in June 2010, Solomon switched sides at the agency when he took
over as the Acting General Counsel—a position that placed him in direct control of Joseph. Id.
¶ 20. As Joseph sees it, the problems began soon after when Solomon’s “surrogates” advised
Joseph’s deputy to distance herself from Joseph. Id. Those warning shots proved prophetic,
Joseph maintains, as Solomon quickly began “stripping away [her] duties and giving them to
white managers in other divisions, such as labor relations, or requiring deferral to white
managers in other divisions on matters under her supervision.” Id. In particular, Joseph alleges
that Solomon steadily scaled back her responsibilities across three domains: (1) human
resources; (2) financial management of budgeting, accounting, and contracting; and (3) ethical
oversight of officials at the agency. At each step along the way, Joseph raised concerns with the
agency’s EEO office. But rather than address her concerns, Joseph alleges that the EEO office
struck new ground in July 2012 when, for the first time in the NLRB’s history, it issued a FAD
4 finding Joseph and her deputy had discriminated against another employee within their division.
Id. ¶ 17.
Human Resources. It started with human resources, Joseph says. In September 2011, she
claims she was invited to a meeting with Solomon, Deputy General Counsel Celeste Mattina, and
Executive Assistant Jennifer Abruzzo. Id. ¶ 21. At the meeting—during which Joseph says she
was “subjected to screaming by Abruzzo . . . which neither Solomon nor Mattina attempted to
prevent”—Solomon reported that Joseph’s division suffered a “morale problem” but refused to
disclose the sources behind this complaint. Id. Solomon then informed Joseph that he had
retained Ellyn McKay, a one-person firm hired outside of the ordinary procurement process, to
perform a specialized assessment of the division even though an experienced consulting firm,
STGi, was already conducting an agency-wide study to explore why the NLRB as a whole had
performed poorly on the annual Office of Personnel Management’s Employee Viewpoint Survey
(“EVS”). Id. ¶¶ 21, 23. At first, Solomon directed the Administration Division that it was not to
participate in the EVS focus groups, restricting it to the McKay report and channeling all internal
communication about the report through Abruzzo. Id. ¶ 23. He later reversed course, however,
after Joseph “pointed out the racial disparity in this directive.” Id.
McKay presented a summary of her findings at a meeting on January 20, 2012. Id. ¶ 24.
The report did not paint Joseph in a flattering light and, from Joseph’s vantage, it “was not an
assessment of the division, but a personal attack on [her] and her deputy, using anonymous
quotes and [applying] arbitrary, unsourced standards.” Id. Additionally, Joseph alleges that
email traffic between Abruzzo and McKay reveals that Solomon and others in the General
Counsel’s Office may have had an improper hand in steering the report’s conclusions, including
through detailed discussions about what should be included in the report and “how to
5 characterize and highlight negatives.” Id. ¶ 24 n.3. Solomon and Abruzzo also purportedly
parried Joseph’s requests to access McKay’s underlying data. Id. ¶ 25. Without the benefit of
this data, on February 1, Joseph and her deputy presented their rebuttal to the McKay report in
which they touted Joseph’s track record of “outstanding” performance reviews and presented
opinions from outside experts that the survey “had a severely flawed methodology, was
unprofessional, had improper content, and was being used for an inappropriate purpose.” Id.
¶¶ 25–26. They also “pointed out that even with her flawed methodology and clear bias, McKay
actually showed that [Joseph’s] division was performing better than the rest of the agency when
[McKay’s] data was aligned with similar questions from the EVS but that no other division head
was being accused of mismanagement based on the EVS data.” Id. ¶ 26. Five days after this
“counter-presentation,” Joseph raised concerns with Solomon and NLRB Chairman Mark Pearce
that “recent actions by Solomon were resurfacing racial tensions which were supposed to have
been addressed by the settlement of [Joseph’s] EEO charge of 2009.” Id. ¶ 17.
Unmoved by Joseph’s critiques, Solomon issued memoranda on March 2 and 12 in which
he repeated the McKay report’s findings and recommended that Joseph’s Human Resources role
be scaled back with Abruzzo appointed as her “overseer.” Id. ¶¶ 30–31. Weeks later, at a
meeting on March 22, Joseph was informed that Abruzzo would be taking on a more active role
in Human Resources oversight for the interim and that agency management would eventually
select a new Human Resources Director. Id. ¶ 32. This was followed by an email to Joseph’s
staff the next day announcing Abruzzo’s increased role. Id. ¶ 33. On April 10, Joseph was
issued a “disciplinary memo” containing additional critiques from unnamed sources as well as a
comment attributed to one employee who, Joseph claims, subsequently denied under oath
making the statement to Abruzzo. Id. ¶ 34. Two weeks later, Joseph requested that Solomon
6 and Chairman Pearce join her in a mediation program to resolve their differences, but Pearce
never responded and her mediation with Solomon proved unsuccessful. In response, Joseph
reached out to the EEO counselor on May 2. Id. ¶ 36.
All the while, Solomon and Abruzzo marched forward with their efforts to reorganize the
HR branch. Abruzzo held planning meetings with five senior employees, excluding Joseph and
her deputy, in which she purportedly referred to one employee who opposed the reorganization
as a “spy” who was “aligned [with] Ms. Joseph.” Id. ¶ 38. Joseph also alleges that, during her
time at the helm, Abruzzo repeatedly referred to the largely minority human-resources staff as
“you people” and publicly “dressed down the African-American branch chief in front of her
staff.” Id. ¶ 39. Upon learning that the proposed reorganization was going into effect, Joseph
amended her EEO complaint on May 22 and formalized that complaint on June 12. Id. ¶ 41. Six
days later, on June 18, Solomon notified Joseph that he was “removing the HR Branch from her
supervision.” Id. Joseph once more amended her EEO complaint on June 24 to include this
removal, which she claimed was done in a “disparate manner” by Solomon who harbored “race
and gender-based animus towards” her. Id. ¶¶ 17, 43.
Financial Management. While the dispute over the human-resources branch was
ongoing, Solomon spearheaded another reorganization that ultimately removed the three
financial-management branches from Joseph’s supervision. Sometime in the spring of 2012,
Solomon followed through on his prior plans to create a new CFO position at the NLRB by
contracting with the National Academy of Public Administration (“NAPA”), which commenced
a review of the agency’s financial-management systems and practices on May 2. See Mot.
Dismiss, Ex. 1 (“NAPA Final Briefing”), at 3, 5. The NAPA’s statement of work was to
“provide expert review, analyses and recommendations regarding the scope and need for a Chief
7 Financial Officer (CFO) position to improve NLRB’s financial management structure” and
“develop recommendations” based on “a comparative data review to benchmark practices for
financial management structures in similar Federal agencies.” Id. at 3.
In its final report, delivered on June 14, the NAPA advisory group recommended that the
NLRB restructure its financial-management processes by creating a new CFO position to oversee
budgeting, accounting, and contracting. Id. at 5, 14–15. That recommendation aligned with The
Chief Financial Officers Act of 1990 (“CFO Act”), which required all executive agencies to
appoint a CFO who “report[s] directly to the head of the agency regarding financial management
matters.” 31 U.S.C. § 902(a)(1). Though the CFO Act did not bind smaller, independent
agencies like the NLRB, many such agencies have voluntarily adopted the CFO model. See
NAPA Final Briefing at 8–10. The NAPA advisory group recommended that the NLRB follow
suit. Id. at 14.
On June 27, Chairman Pierce forwarded the NAPA report to Joseph along with a draft
Federal Register notice announcing the creation of the CFO position. Compl. ¶ 46. The email
stated that the Board would be meeting the next day to discuss the proposal. Id. Joseph claims
to have been informed that neither she nor the financial-branch chiefs, who were predominately
female and members of minority groups, could attend even though Board-side managers—who
were “overwhelmingly white and male” and lacked “familiarity with federal financial
management”— were “invited to the meeting that resulted in the removal of the financial
branches” from their purview. Id. Joseph and her managers were “stunned” by the report
because the NAPA members “had been complimentary of the financial program” during their
meetings and because Joseph had received awards for her management of the agency’s coffers.
Id. ¶¶ 44, 47. When the financial-branch managers challenged the NAPA report as “one-sided
8 and unfair,” Abruzzo assured them that Joseph, “not the financial branch chiefs, was the target of
the report.” Id. ¶ 47. And on July 18, without consultation, Joseph was informed that the
financial branches were being removed from her authority and placed under the control of a new
CFO, who was a white male. Id. ¶ 48.
That July, Joseph amended her EEO complaint to include the removal of her financial-
management branches. Id. ¶ 17. She claimed that the shakeup was performed in a “disparate
manner” because no other division had lost functions. Id. ¶ 49. She also claimed that this
reorganization differed markedly from other “changes in the agency’s structure” such as the
consolidation of regional field offices, which was done in consultation with the regional directors
and took effect only after a director retired, or the headquarters restructuring, which “took over a
year to implement” and did not cite “lack of management skills by a particular individual” as a
reason for the overhaul. Id. ¶¶ 52–53. By contrast, she argued, the financial restructuring
occurred on an accelerated timeline over the course of mere months and via a closed-door
process in which Joseph and her division managers were locked out. Id.
Ethics. Joseph’s struggle with Solomon soon led to the third “stripping” of her duties:
this time, her role as the agency’s ethics officer. As part of her ethics responsibilities, Joseph
was tasked with approving travel vouchers paid for by third parties. Id. ¶ 56. Sometime after
Joseph had lodged her grievance with the EEO, Solomon complained to the agency’s Inspector
General (“IG”) David Berry that Joseph was slow-walking the processing of his vouchers—an
allegation that Joseph insists “was provably and irrefutably false.” Id. ¶¶ 55–56. But taking
Solomon at his word, and without follow-up or further investigation, IG Berry purportedly
contacted an official at the Office of Government Ethics (“OGE”) on June 13—the day after
Joseph had formalized her complaint—and was advised “that [Joseph’s] filing of an EEO
9 complaint presented a conflict of interest regarding [her] handling of ethics duties.” Id. ¶¶ 55,
57. IG Berry relayed that guidance to Solomon in a memo on June 26, copying Chairman
Pearce. Id. ¶ 57. The following day, Chairman Pearce sent Joseph a memorandum stating:
Based on information received from the Office of Government Ethics through the Inspector General your EEO complaint created a conflict of interest for you to perform [Designated Agency Ethics Officer (DAEO)] duties with regard to Acting General Counsel Lafe Solomon . . . . In addition, I direct that you recuse yourself from acting as the DAEO with respect to anyone else named in your pending EEO complaint against the Acting General Counsel. I have not seen, nor do I have access to, the complaint. Therefore, please inform me immediately of the additional recusals, if any, that you will make.
Opp’n, Ex. 6 (“Pearce Memo”), at 1. Ethics duties for the individuals named in Joseph’s EEO
complaint were reallocated to Robert Schiff, a “white, male, non-career, Board-side employee
with no ethics experience.” Compl. ¶ 58.
Joseph amended her EEO complaint again on July 5 to include the removal of these
ethics responsibilities, alleging that the removal was blatant retaliation for reporting prior
grievances. Id. ¶¶ 17, 62. She maintains that Solomon and Pearce did not confer with agency
counsel or the EEO office before issuing the memorandum, nor did either communicate with the
OGE to verify the advice that IG Berry had received. Id. ¶ 59. As it turns out, the OGE later
recanted that advice, admitting it should not have used the label “conflict of interest” because
“that term conveys a financial conflict that was not found by dint of the EEO filing.” Id. After
this retraction, Joseph claims the agency “shifted its defense to arguing that there was an
‘appearance’ of a conflict of interest rather than an actual conflict.” Id. ¶ 62. Also, at the same
time IG Berry was taking action to remove Joseph for this perceived conflict, Joseph alleges he
was investigating Solomon for an actual “violation of a Title 18 financial conflict of interest
matter which had been referred to him by [Joseph] in her capacity of Ethics Officer.” Id. ¶ 60.
After Joseph complained, the Integrity Committee of the Council of the Inspectors General on
10 Integrity and Efficiency purportedly determined that IG Berry had engaged in administrative
misconduct by intervening in the conflict between Joseph and Solomon while simultaneously
investigating Solomon based on Joseph’s referral. Id.
Finding of Discrimination. The final straw came on July 13 when NRLB counsel
informed Joseph that the agency was issuing a FAD finding that Joseph and her deputy had
discriminated against Michael Gonzalez, a supervisor within their HR division. Id. ¶ 63.
Gonzalez had filed an internal complaint alleging that five individuals had discriminated
and retaliated against him in violation of Title VII: Joseph, her deputy, Solomon, the HR
Director, and the prior HR Director. Id. ¶ 64. In Joseph’s telling, the agency’s counsel described
it as a “slam dunk” for management and “expressed strong misgivings about its validity.” Id.
¶¶ 63, 65. To Joseph’s shock, then, the EEO office issued a FAD that absolved Solomon, the HR
Director, and the previous HR director, but found Joseph and her deputy had discriminated
against Gonzalez on the basis of sex, color, and national origin and acted in a retaliatory manner
by laterally transferring him and relocating his office. Id. ¶ 64. According to Joseph, this “was
the first time in the Agency’s history that an alleged meritorious FAD had [been] issued”
because, “[i]n the past, management would negotiate a settlement rather than issue a FAD
finding that an agency whose mission is to protect rights in the workplace had violated Title 7.”
Id. ¶ 67. Joseph alleges the agency did reach a generous settlement agreement with Gonzalez—
but, in a stark break from standard practice, it did so only after issuing the first-ever meritorious
FAD. Opp’n at 29–30.
The groundbreaking decision pinning the blame on Joseph just one week after she had
amended her complaint to include the removal of ethics and financial-management duties was
hardly a coincidence, she contends. Joseph notes that the “FAD was issued by the EEO office,
11 which Abruzzo claimed to supervise, and involved a branch (HR) over which she had assumed
supervision” following the branch’s reorganization. Compl. ¶ 64. Joseph also alleges Abruzzo
had “been meeting regularly with Gonzalez as early as November 2011.” Id. By contrast, and
unlike how her “peers were treated under similar circumstances,” Joseph claims there were “no
communications from Solomon or his surrogates with [her] on this matter at any time.” Id. ¶ 65.
She also contends that Celeste Mattina, “Solomon’s deputy and alter ego, reviewed the draft of
the FAD before it [was] issued,” in clear violation of “written Agency protocol regarding EEO
procedures” requiring that “when a review of a draft FAD by the Deputy would pose a conflict
of interest, the GC would make other appropriate arrangements for review of the draft.” Id. ¶ 66.
Assembling these puzzle pieces, Joseph maintains that she was subjected to disparate and unfair
treatment as part of an orchestrated effort to tarnish her reputation and undermine her own claims
of discrimination.
Succumbing to this perceived mistreatment, Joseph retired from the agency on August 2,
2012, but she continued to pursue her EEO complaints. Id. ¶¶ 10, 17. Following the agency’s
own investigation, Joseph timely invoked her right to a hearing before an EEOC administrative
judge, who held a five-day hearing in March 2016. Id. ¶ 10. Her complaint then sat dormant for
five years until the administrative judge issued a finding in favor of the NLRB in May 2021. Id.
Joseph appealed that decision to the EEOC’s Office of Field Operations, which denied the appeal
in June 2022. Id. ¶ 11. Within 90 days of receiving that final decision, Joseph filed a pro se
complaint in this Court alleging unlawful discrimination, retaliation, and a hostile work
environment under Title VII and age discrimination under the ADEA. Id. ¶¶ 3, 4, 12. The
NLRB responded by filing a motion to dismiss the complaint in its entirety under Federal Rule of
Civil Procedure Rule 12(b)(6) for failure to state a claim on which relief can be granted. Not to
12 be outdone, Joseph moved for partial summary judgment on her claim that the Board pared back
her DAEO duties in retaliation for her filing an EEO complaint.
II. Legal Standards
In analyzing a Rule 12(b)(6) motion, the Court must determine whether the complaint
“contain[s] sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible
on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007)). A claim is plausible on its face if it “pleads factual content that
allows the court to draw the reasonable inference that the defendant is liable for the misconduct
alleged.” Id. The Court must “construe the complaint ‘liberally,’ granting plaintiff ‘the benefit
of all inferences that can be derived from the facts alleged.’” Barr v. Clinton, 370 F.3d 1196,
1199 (D.C. Cir. 2004) (quoting Kowal v. MCI Commc’ns Corp., 16 F.3d 1271, 1276 (D.C. Cir.
1994)). However, it “need not accept a plaintiff’s legal conclusions as true” nor “presume the
veracity of legal conclusions that are couched as factual allegations.” Alemu v. Dep’t of For-
Hire Vehicles, 327 F. Supp. 3d 29, 40 (D.D.C. 2018). The Court also “may consider a document
that a complaint specifically references without converting the motion into one for summary
judgment.” Banneker Ventures, LLC v. Graham, 798 F.3d 1119, 1133 (D.C. Cir. 2015).
Title VII prohibits employers from “discriminat[ing] against any individual with respect
to his compensation, terms, conditions, or privileges of employment, because of such
individual’s race, color, religion, sex, or national origin,” 42 U.S.C. § 2000e-2(a)(1), and from
retaliating against any employee who opposes an unlawful employment practice or participates
in an employment discrimination proceeding, see id. § 2000e-3(a). Title VII also makes it
unlawful to require “people to work in a discriminatorily hostile or abusive environment.”
Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993). The ADEA similarly safeguards against age
13 discrimination in the workforce by enacting an analogous set of protections for those over 40
years of age. See 29 U.S.C. § 631 et seq.
To plead a viable discrimination claim under Title VII, a plaintiff must allege that she
suffered an “adverse employment action” because of her race, color, religion, sex, or national
origin. Baloch v. Kempthorne, 550 F.3d 1191, 1196 (D.C. Cir. 2008). As the D.C. Circuit
recently clarified, a plaintiff does not need to show that the challenged employment action
resulted in “objectively tangible harm” so long as she was discriminated against with respect to
the “terms, conditions, or privileges of employment.” Chambers v. District of Columbia, 35
F.4th 870, 872, 874–75 (D.C. Cir. 2022) (en banc) (quoting 42 U.S.C. § 2000(e)-2(a)(1)). “[A]t
the motion-to-dismiss stage, the guiding lodestar is . . . , assuming the truth of the factual
allegations, taken collectively, whether the inferences of discrimination drawn by the plaintiff are
reasonable and plausibly supported.” Townsend v. United States, 236 F. Supp. 3d 280, 298
(D.D.C. 2017).
To make out a plausible retaliation claim, a plaintiff must establish that she “(1) opposed
an unlawful employment practice; (2) the employer took a materially adverse personnel action;
and (3) a causal connection existed between the two.” Leyden v. Am. Accreditation Healthcare
Comm’n, 83 F. Supp. 3d 241, 245 (D.D.C. 2015). In this context, a materially adverse action is
one that is “harmful to the point that [it] could well dissuade a reasonable worker from making or
supporting a charge of discrimination.” Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S.
53, 57 (2006). A plaintiff at the pleading stage must “establish facts adequate to permit an
inference of retaliatory motive.” Mitchell v. Baldrige, 759 F.2d 80, 86 (D.C. Cir. 1985).
Finally, to state a claim of hostile work environment under Title VII, a plaintiff must
allege “‘discriminatory intimidation, ridicule and insult’ that is ‘sufficiently severe or pervasive
14 to alter the conditions of the victim’s employment and create an abusive working environment.’”
Baloch, 550 F.3d at 1201 (quoting Harris, 510 U.S. at 21).
III. Analysis
The Board paints Ms. Joseph’s complaint as alleging, without support, a “vast conspiracy
orchestrated by the Acting General Counsel” to “strip her of some of the branches that she
supervised, as well as certain ethics duties.” Mot. Dismiss at 1–2. There is something to this
charge. Joseph asserts that, for one reason or another, Mr. Solomon had it out for her and
leveraged his influence to oust her from various posts. But, in doing so, she presents no direct
evidence that Solomon acted on a discriminatory or retaliatory impulse or that others were either
in on the scheme or unwitting conduits of his unfair prejudice. At the same time, Joseph’s
allegations are not quite as far-fetched as the Board suggests. While lacking direct evidence of
wrongdoing, Joseph alleges she has a history with Solomon—dating back to her 2009 EEO
complaint against him and other Board-side managers—and that, soon after taking over as
Acting General Counsel, he began to tarnish her reputation and remove her from key posts.
Granting Joseph the benefit of all reasonable inferences, as it must, the Court finds that this core
allegation meets the low bar of plausibility at this early stage of proceedings. Accordingly, the
Court will deny the Board’s motion to dismiss the Title VII claims in relation to (1) the removal
of Joseph’s HR responsibilities; (2) the removal of her financial-management duties; (3) the
FAD finding Joseph had discriminated against another employee; and (4) Joseph’s hostile work
environment claim.1
1 However, because Joseph did not plausibly allege that any of these decisions were based on her age, the Court will dismiss all ADEA claims.
15 By contrast, the Court will dismiss all allegations related to Chairman Pearce’s decision
to recuse Joseph from ethical oversight duties over the individuals named in her pending EEO
complaint. The Court does not find it plausible that the Chairman’s decision was reprisal for
Joseph filing her EEO complaint; rather, it plainly appears to be an entirely sensible decision to
avoid any real or perceived conflict of interest in a domain where open communication and trust
are essential. And even if there were evidence of retaliation here, the Court finds that such a
limited recusal would not dissuade a reasonable worker from making a charge of discrimination
and thus cannot serve as the basis for a Title VII retaliation claim.
A. Human Resources
Starting with her human-resource responsibilities, the Court concludes that Joseph has
met her burden of alleging sufficient facts to give rise to a reasonable inference that the decision
to remove her as the head of the HR branch may have constituted discrimination based on her
race and gender or unlawful retaliation based on her 2009 EEO complaint against Solomon and
other Board-side managers.
Although Joseph has not advanced any direct evidence that Solomon was motivated by
discriminatory animus or retaliatory vengeance, a plaintiff also may meet her burden through
indirect evidence that gives rise to a reasonable inference. Perhaps the most common way
plaintiffs attempt to prove an unlawful employment action via circumstantial evidence is by
alleging they were “treated differently from similarly situated employees who are not part of the
protected class” and by demonstrating that this uneven treatment was not supported by different
performance levels. George v. Leavitt, 407 F.3d 405, 412 (D.C. Cir. 2005). Joseph has done
that here.
16 Taking her allegations as true, as the Court must, Joseph was widely recognized as a star
supervisor at the agency who had successfully managed the HR branch for over 20 years and
enjoyed a stellar working relationship with colleagues. The one exception was her dynamic with
white male Board-side managers, particularly Solomon, whom she accused of race- and gender-
based discrimination in 2009. As soon as Solomon crossed the agency’s dividing line when he
was appointed Acting General Counsel, Joseph began hearing rumblings that Solomon was out
to get her. Those rumors were soon borne out. For years, including the two years prior to her
removal, Joseph consistently had “outstanding” ratings in her annual appraisals. But suddenly,
and without citing concrete support, Solomon claimed there was a “morale” problem in the HR
division and commissioned McKay to assess Joseph’s performance even though the NRLB had
already contracted with a different firm, STGi, to assess the agency’s low EVS scores across all
the various departments. Solomon then used the McKay report, which Joseph claims was biased,
to remove the HR branch from the oversight of the agency’s sole minority director and reassign
it to a white man. Based on these alleged facts, and drawing all reasonable inferences in her
favor, the Court finds Joseph plausibly alleged that the removal of the agency’s highest-ranking
African American woman from the top of the HR division was the product of an illicit desire to
pare back her duties—either because of her identity or because of her prior EEO complaint.
The Board disagrees, of course. From its vantage, the McKay report proves Joseph’s
removal was not the result of animus or retribution but instead a legitimate decision based on
Joseph’s subpar performance. See Mot. Dismiss at 3–4. There are at least two issues with this
view of things, however. Before getting to the McKay report, Joseph’s allegations raise
questions as to why she was singled out for a specialized review in the first place. While
Solomon justified his decision to commission McKay by citing a “morale problem” within the
17 HR ranks, these problems were never flagged in Joseph’s annual performance reviews, including
the 2010 and 2011 appraisals, which awarded her top marks as a manager. If the morale issues
were so dire as to warrant commissioning a special investigation, one would expect some
warning signs beforehand. Solomon also shed little light on how the morale issue came into
sudden view, as his sources were left unnamed. The McKay report’s murky origins only
heighten the mystery surrounding Joseph’s abrupt fall from grace.
The Board insists that the mystery is solved if one turns the pages of the McKay report
which, in its reading, largely “confirmed” the reports of a “morale problem” by showing that
Joseph “was mismanaging her division.” Id. at 8. But that interpretation of the McKay report is
disputed. In addition to critiquing its “flawed methodology” and “clear bias,” Joseph maintains
that the McKay report still “showed that [her] division was performing better than the rest of the
agency when [McKay’s] data was aligned with similar questions from the EVS but that no other
division head was being accused of mismanagement based on the EVS data.” Compl. ¶¶ 25–26.
If true, this fact would offer some, albeit limited, support for Joseph’s claim that she was being
singled out and treated differently from fellow division heads, many of whom were white men.
In sum, while lacking direct evidence, the indirect evidence described in the complaint
that Solomon targeted Joseph for removal despite her glowing reviews and without a clear-cut
justification is enough to raise a reasonable specter that her removal may have been
discriminatory or unlawful reprisal for her prior EEO complaint.
B. Financial Management
Joseph has a much steeper mountain to scale when it comes to the NLRB’s decision to
reform its financial management by reassigning three financial branches from Joseph to a new
CFO. Many agencies have moved to a CFO model, and a panel of NAPA advisors
18 recommended the NLRB follow suit after a months’ long study of its financial-management
practices revealed deficiencies. But given this shakeup was spearheaded by Solomon while he
was also removing Joseph from her role as HR Director, granting all reasonable inferences in
Joseph’s favor, the Court must view the two decisions not as independent incidents but as part of
an overall plan to reduce her role. From that panoramic perspective, the Court finds that Joseph
has alleged just enough to get to discovery on both sets of claims.
The claims involving Joseph’s management of the financial divisions are certainly on
weaker footing than her HR claims. Unlike Joseph’s HR responsibilities, the decision to reform
the agency’s financial-management practices was not necessarily targeted at Joseph or an
indictment of her managerial bona fides. Rather, Solomon was recommending that the NLRB
follow the lead of numerous independent agencies—such as the Federal Trade Commission, the
Federal Communications Commission, and the Equal Employment Opportunity Commission—
that have voluntarily adopted the approach to financial management that the CFO Act of 1990
required executive agencies to follow. See NAPA Final Briefing at 8–9. There is also little basis
for finding Solomon’s support for the CFO model was retaliation for Joseph engaging in
protected activity: Solomon advocated the CFO model before Joseph filed her initial EEO
complaint in 2009—in fact, “his attempt to create a CFO position” was one of the chief
grievances in that complaint, see Compl. ¶ 18—and the NAPA kicked off its study of the NLRB
on May 2, 2012, the same day Joseph first reached out to the EEO counselor, see id. ¶ 36; NAPA
Final Briefing at 5. The NAPA final report also appears to vindicate Solomon, finding
deficiencies in the existing financial management that, in its view, could be cured with the CFO
model. See NAPA Final Briefing at 11–12.
19 Also, in contrast to the decision to remove Joseph as HR Director, Solomon did not make
the final call to create the CFO position. That decision was made by the Board at its meeting on
June 28, 2012, and Joseph offers no reason to believe that the Board as a whole was somehow in
on some grand scheme against her.2 Absent a plausible allegation that the Board itself was
prejudiced, then, Joseph’s only available route to recovery is through a “cat’s paw” theory of
liability under which employers can be held responsible when “a formal decision maker [is] an
unwitting conduit of another actor’s [discriminatory or retaliatory] motives.” Walker v. Johnson,
798 F.3d 1085, 1095 (D.C. Cir. 2015). Yet it is far from clear whether that theory would apply
here. Even if Joseph can show that Solomon had a discriminatory or retaliatory motive in
pushing for the CFO model—a big if indeed—she will still need to demonstrate that this motive
somehow tainted the Board’s decision. It may well be that in accepting the NAPA’s independent
recommendation, the Board’s decision was insulated from any illicit motivation. See id. (noting
that a biased recommendation will not taint an employment action if the final decision maker
decides, after an independent investigation, that the action is “entirely justified”).
Despite the multitude of potential issues with Joseph’s claim, any one of which may
prove fatal, the Court nonetheless finds Joseph has alleged just enough to plausibly state a claim
here. As noted above, Joseph alleges Solomon’s advocacy of the CFO model was not an isolated
event but part and parcel of a broader scheme to strip her managerial responsibilities. Given that
Solomon contracted the NAPA report in the spring of 2012, the same period in which he was
removing Joseph from her HR Director position, this is not an unreasonable inference.
2 Joseph gestures toward this possibility when alleging that the restructuring of the financial-management branches proceeded on a faster timeline and otherwise did not mirror the NLRB’s approach to consolidating regional field offices or restructuring the headquarters. But this apples-to-oranges comparison is far from sufficient to plausibly allege a claim that the Board had any improper motive when it created the CFO position.
20 Moreover, there is at least some suggestion of circumstantial evidence supporting Joseph’s fears
that the financial restructuring was indeed targeted at her—indeed, Abruzzo allegedly assured
the financial branch chiefs that Joseph was “the target of the [NAPA] report.” Compl. ¶ 47. On
a similar score, construing the allegations in Joseph’s favor, the NAPA group’s findings do not
necessarily vindicate Solomon’s advocacy of the CFO model. Joseph alleges that she and her
managers strongly contested the NAPA report’s findings regarding their financial management,
which had garnered awards and the highest rankings in past annual reviews and suggests
Solomon and his surrogates may have colored the NAPA’s view. Id. ¶¶ 44–47. Though she
offers no direct evidence for the latter allegation, it is at least plausible that Solomon, a top-
ranking official who had procured the NAPA’s services, had a hand in informing the group and
possibly steering its conclusions. To the extent Solomon was not walled off from the study, the
cat’s paw theory becomes more viable because, in that case, the Board’s decision would have
been informed by Solomon’s own assessment. See Walker, 798 F.3d at 1095 (“If the
disciplinary committee was independent of and insulated from LeRoy’s influence, that break in
the chain would have rendered inoperative any illicit motive LeRoy might have had regarding
the discipline. If, however, LeRoy played a role informing the committee about Walker and her
conduct, the committee becomes the conduit of his prejudice—his cat’s-paw.” (cleaned up)).
The Court will therefore deny the motion to dismiss as it relates to the decision to reduce
Joseph’s financial-management responsibilities so that she can pursue discovery on this matter
alongside the allegations concerning the HR Branch, which Joseph contends ought to be viewed
in tandem. However, the Court reiterates that Joseph has a hard row to hoe going forward.
Lobbing allegations of discrimination and retaliation is one thing; proving them is quite another.
As the case progresses, not only must Joseph present evidence that Solomon had an illicit
21 purpose when advocating for the CFO model, but she also must prove this improper motive
infected the Board’s decision. For now, though, the Court will withhold judgment until it sees
what discovery unearths.
C. Ethical Duties
Turning to her role as the Designated Agency Ethics Officer, Joseph contends that the
revocation of her ethical oversight duties for the individuals named in her complaint is an open-
and-shut case of retaliation because Chairman Pearce admitted in his June 27 memorandum that
he was removing these ethical duties because Joseph had filed an EEO complaint. See Pl’s Mot.
Partial Summ. J. ¶¶ 24–25. Therefore, in her eyes, this claim checks all the boxes of retaliation:
(1) she engaged in protected activity when filing her EEO complaint; (2) her employer removed
her ethics duties less than two weeks after she formalized her complaint; and (3) in her
employer’s own account, there was a direct causal connection between the two. See Leyden, 83
F. Supp. 3d at 245. The Court disagrees.
This checklist approach glosses over the crucial requirement that Chairman Pearce acted
on a “retaliatory motive” when he shifted these ethical responsibilities away from Joseph.
Mitchell, 759 F.2d at 86. There is instead every indication that the Chairman had a “legitimate,
non-retaliatory” reason for requesting that Joseph recuse herself from serving as the DAEO for
any person named in her complaint. Jones v. Bernanke, 557 F.3d 670, 672 (D.C. Cir. 2009). As
Chairman Pearce’s memorandum makes clear, the decision for Joseph to recuse from her ethical
responsibilities over individuals named in her complaint was done at the advisement of the OGE
to avoid any conflict of interest. That decision seems not only legitimate but patently sensible.
Faced with reasonable official justification, and without any real reason to find pretext, it is far
22 too speculative to assume that the Chairman—or the OGE, for that matter—harbored some illicit
desire to smite Joseph for availing herself of the agency’s grievance system.
Joseph points out that the OGE’s advice was inaccurate: Her serving as the DAEO did
not actually present a “conflict of interest,” as the OGE has defined it, because that term refers
narrowly to a financial conflict of interest that was absent here. See, e.g., 5 C.F.R. § 2640.103.
But that elevates regulatory semantics over actual substance. Even if the terminology does not
exactly fit, the fact remains that having Joseph serve as the ethics officer over individuals named
in her pending EEO complaint creates an obvious tension. DAEOs are responsible for reviewing
possible conflicts of interest within the agency, referring potential violations, and, perhaps most
importantly of all, counseling and advising other employees about their ethical responsibilities.
See 25 C.F.R. § 700.509. Across each of these functions, open communication and trust are
imperative, which even the appearance of a conflict can upend. Moreover, in the colloquial
sense, a “conflict of interest” is not limited to pecuniary conflicts, and there are many factors
beyond monetary considerations that can warrant recusal. Joseph’s complaint proves the point.
She maintains that IG Berry should not have intervened in this dispute because he was in charge
of investigating her prior referral of Solomon’s alleged ethics lapse. See Compl. ¶ 60. IG Berry
had no money on the line, but his dual involvement nonetheless created at least the appearance of
a conflict. Similarly, Joseph maintains that Deputy General Counsel Celeste Mattina’s review of
the FAD prior to its release violated “the EEO Office’s conflict of interest protocols regarding
review of FADs when an agency head’s behavior is implicated in the EEO complaint leading to
the FAD.” Id. ¶ 17. Just as it presents a “conflict of interest” for the Deputy General Counsel to
review a FAD implicating her boss, it is equally problematic to have a DAEO make ethical
evaluations of persons named in her ongoing EEO complaint. Thus, while the OGE may have
23 erred in dubbing this a “conflict of interest” under its rules, there was still a conflict of sorts that
justified the Chairman’s decision.
Even if Chairman Pearce was not himself improperly motivated, Joseph contends that the
decision was nevertheless tainted by Solomon’s desire for reprisal under a “cat’s paw” theory of
liability, discussed above. See Walker, 798 F.3d at 1095. To prevail on a cat’s paw theory, a
plaintiff must demonstrate that “[1] a supervisor perform[ed] an act motivated by [retaliatory
animus], [2] that [was] intended by the supervisor to cause an adverse employment action,
and . . . [3] that act is a proximate cause of the ultimate employment action.” Staub v. Proctor
Hosp., 562 U.S. 411, 422 (2011). Joseph contends that Solomon acted in retaliation to her EEO
complaint, which she had officially filed the day before, when he contacted IG Berry with the
purportedly bogus allegation that she was tardy in processing his travel vouchers. See Compl.
¶ 56. That false charge, she contends, was trained at removing her from her DAEO post and, at
least partially, succeeded in doing so.
Though more colorable, this “cat’s paw” theory of liability falters at the third prong:
proximate causation. Even assuming that Solomon acted improperly when he complained to IG
Berry and that his complaint was a but-for cause of the decision to reshuffle Joseph’s ethics
duties, Solomon’s complaint still was not the proximate cause of Chairman Pearce’s decision
because there was a superseding cause in between—namely, the independent evaluation of an
official at the OGE, which was accepted by the Chairman. See Ransom v. McDonald, 211 F.
Supp. 3d 122, 127 (D.D.C. 2016) (“[Staub] requires that the retaliating supervisor’s act is the
proximate cause, not just the but-for cause, of the adverse employment action . . . . [P]laintiff
advances a theory of but-for causation, but that chain of causation is broken by an independent []
inquiry.”). To be sure, the Supreme Court in Staub explained that the “mere conduct of an
24 independent investigation” or the separate judgment of the ultimate decisionmaker will not
always break the causal chain between a supervisor’s bias and an adverse employment action if
the final decisionmaker “takes it into account without determining that the adverse action was,
apart from the supervisor’s recommendation, entirely justified.” 562 U.S. at 421. Here,
however, the Court is assured that Chairman Pearce separately justified his decision based on the
OGE’s independent assessment that Joseph’s recusal was warranted for reasons independent of
Solomon’s supposed “original biased action.” Id.; see also Walker, 798 F.3d at 1095 (“If the
disciplinary committee [is] independent of and insulated from [the supervisor’s] influence, that
break in the chain . . . render[s] inoperative any illicit motive [he] might have had regarding the
discipline.”). This case therefore resembles Ransom, where the court found no cat’s paw
liability after the Office of the Inspector General conducted an independent assessment and the
plaintiff “failed to produce any evidence that the findings of [its] inquiry were affected by
retaliatory animus.” 211 F. Supp. 3d at 127. Under those conditions, “regardless of the [initial
impetus] for the investigation,” the court found that the “results of the investigation were an
independent review of the facts and, thus, a legitimate basis on which to take removal action.”
Id. The same is true here.3
Finally, regardless of her theory of retaliation, Joseph’s claim regarding the removal of
her DAEO duties fails for the independent reason that this decision does not rise to the level of a
“materially adverse personnel action” necessary to state a retaliation claim. Leyden, 83 F. Supp.
3d at 245. As noted above, a materially adverse action is one that is “harmful to the point that
[it] could well dissuade a reasonable worker from making or supporting a charge of
3 While Ransom was decided at summary judgment, Joseph’s extensive pleadings on this matter lead to the same result at the motion-to-dismiss stage because they do not give rise to a reasonable inference that the OGE’s determination was somehow tainted by Solomon.
25 discrimination.” Burlington, 548 U.S. at 57. A materially adverse action in the workplace
typically involves “a significant change in employment status, such as hiring, firing, failing to
promote, reassignment with significantly different responsibilities, or a decision causing
significant change in benefits.” Bridgeforth v. Jewell, 721 F.3d 661, 663 (D.C. Cir. 2013)
(cleaned up). A loss of supervisory duties may constitute a materially adverse employment
action, but only when the responsibilities have been “significantly diminished.” Geleta v. Gray,
645 F.3d 408, 411 (D.C. Cir. 2011).
The Court does not find it plausible that a reasonable worker would be dissuaded from
reporting discrimination by the limited and reasonable actions that Chairman Pearce took to
avoid any appearance of a conflict between the DAEO and the individuals named in her
complaint. Joseph suffered no demotion or decline in pay, as she continued to serve as the
DAEO and retained oversight authority over every officer at the agency outside of the handful
who were named in her ongoing EEO complaint. And, contrary to Joseph’s contention that the
recusal had no termination date, the Court finds it implausible to believe that the recusal would
last in perpetuity after her complaint had reached a resolution. See Pearce Memo at 1 (referring
to those named in her “pending EEO complaint” (emphasis added)); see also Ramos v. Garland,
77 F.4th 932, 939–40 (D.C. Cir. 2023) (finding no materially adverse employment action where
agency “provided legitimate, nonretaliatory reason” for reassigning employee’s duties and “the
reassignment was temporary”). It blinks reality that this proportional and appropriate response
would cause any reasonable employee to think twice before coming forward with allegations of
misconduct. Indeed, one might hope that an employee steeped in ethics experience would have
undertaken the recusal unilaterally.
26 For the reasons above, the Court will grant the Board’s motion to dismiss all claims
stemming from the decision to recuse Joseph from certain duties as the DAEO and, accordingly,
deny Joseph’s motion for summary judgment on that claim as moot.
D. FAD Finding Discrimination
The final alleged “adverse employment action” that Joseph challenges is the agency’s
finding she and her deputy discriminated against Michael Gonzalez, a supervisor within her unit.
Although Joseph offers no concrete evidence suggesting that the FAD was itself the product of
discrimination or retaliation, the Court concludes that Joseph has alleged just enough to proceed
past the motion to dismiss.
Joseph first contends that Solomon and his surrogates may have influenced the FAD. In
doing so, she notes that agency counsel had called Gonzalez’s complaint a “slam dunk” for
management and “expressed strong misgivings” about its merits. Compl. ¶¶ 63, 65. It thus came
as a shock when the EEO found Joseph and her deputy had engaged in discrimination while
simultaneously absolving the three other managers named in the complaint, including Solomon.
Id. ¶ 64. Joseph contends that this surprise turn of events can be explained only by the fact that
the FAD was issued “at a time when she was challenging” Solomon’s efforts to oust her and that
the FAD’s “adverse findings” undermined her own EEO complaint and justified “further action”
against her. Opp’n at 31. She also notes that the FAD was issued “shortly after the protected
activity,” thus “permit[ting] an inference of retaliatory motive.” Id.; see Woodruff v. Peters, 482
F.3d 521, 529 (D.C. Cir. 2007) (holding “[t]emporal proximity can indeed support an inference
of causation . . . where the two events are ‘very close’ in time” (citations omitted)). And not
only did Solomon have a motive to interfere, Joseph argues, he also had ample opportunity to do
so because (1) Abruzzo oversaw the EEO office at the time that it issued the FAD; (2) during the
27 investigation, Abruzzo was in frequent communication with Gonzalez; and (3) contrary to NLRB
policy, Solomon’s deputy reviewed the FAD prior to its release.
Viewed in isolation, such speculation that Solomon may have interfered with the EEO’s
decision-making to immunize himself while pinning a potentially meritless claim on Joseph is
not sufficient to plausibly allege the FAD was either discriminatory or retaliatory. But paired
with Joseph’s second set of allegations relating to the agency’s past settlement practices, there is
just enough to “nudge[ ]” the theory “across the line from conceivable to plausible.” Twombly,
550 U.S. at 570.
The complaint alleges there has never been a FAD finding discrimination in the entire
history of the NLRB because, in the past, management always has settled meritorious claims
before its EEO ruled that the agency charged with enforcing workers’ rights had itself violated
Title VII. See Compl. ¶ 67. But, for whatever reason, management did not follow that normal
course here, at least as Joseph tells it. Instead, it allegedly decided to enter into a generous
settlement with Gonzalez after the agency already had issued a FAD finding, for the first time in
its history, that an individual within its ranks was guilty of discrimination. See Opp’n at 29–30.
That the individual just so happened to be Joseph—who was in the throes of a protracted dispute
with the Acting General Counsel and in the midst of her own EEO complaint—raises colorable
concerns that Joseph may have been singled out for special treatment.
Drawing all reasonable inferences in Joseph’s favor, the allegations here are sufficient to
survive the motion to dismiss. At summary judgment, absent a smoking gun showing Solomon
did in fact influence the EEO’s decision, the outcome here will likely turn on whether the Board
can adequately explain why it decided not to settle this matter beforehand and how the decision
to issue a FAD finding discrimination comports with its prior practices.
28 E. Hostile Work Environment
Beyond challenging the four “adverse actions” above, Joseph separately alleges that she
suffered from a hostile work environment during the relevant period here. See Compl. ¶ 69. The
allegations under this banner are relatively thin, as Joseph contends in mainly broad strokes that
she was subjected to a barrage of offensive behavior that altered the conditions of her
employment. See id. In addition to the allegations discussed above, Joseph also claims that
agency officials excluded her from meetings involving her programs; subjected her to “ambush”
meetings; used racially offensive language such as “you people” and “overseer”; violated her
privacy rights; screamed at her; and refused to furnish information. Id.
Standing on their own, these additional allegations do not plausibly allege treatment that
was sufficiently “severe or pervasive” to violate Title VII, see Harris, 510 U.S. at 21, or that this
treatment was linked to a protected trait, see Kilby-Robb v. Duncan, 210 F. Supp. 3d 150, 163
(D.D.C. 2016). But the Court cannot view these allegations in isolation. The D.C. Circuit has
made clear that courts should consider incidents of allegedly adverse employment action when
assessing whether the alleged mistreatment satisfied the demanding standard of a hostile work
environment. See Brooks v. Grundmann, 748 F.3d 1273, 1278 (D.C. Cir. 2014). To be sure, a
“plaintiff may not combine discrete acts to form a hostile work environment claim without
meeting the required hostile work environment standard.” Id. (quoting Baird v. Gotbaum, 662
F.3d 1246, 1252 (D.C. Cir. 2011). In the mine-run of cases, then, the “mere reference to alleged
disparate acts of discrimination against [a] plaintiff cannot be transformed, without more, into a
hostile work environment.” Childs–Pierce v. Util. Workers Union of Am., 383 F. Supp. 2d 60,
79 (D.D.C. 2005), aff’d, 187 Fed. App’x 1 (D.C. Cir. 2006). “[B]ut a hostile work environment
claim is not rendered invalid ‘merely because it contains discrete acts that the plaintiff claims
29 (correctly or incorrectly) are actionable on their own.’” Brooks, 748 F.3d at 1278 (quoting
Baird, 662 F.3d at 1252). Here, Joseph’s allegations that high-ranking Board officials conspired
to oust her—by, among other things, issuing an official finding that she had discriminated
against another employee in her division—fall far outside the norm and, if proven, possibly
could support a hostile work environment claim.
Accordingly, for present purposes, the Court must assume that Joseph will prevail on the
remaining three adverse actions above and ask whether, as a whole, these alleged actions would
constitute a severe and pervasive pattern of harassment. Under that assumption (which very well
may not hold true), the Court cannot conclude at this stage that Joseph failed to allege a plausible
hostile work environment claim. This matter is therefore better addressed at summary judgment
when there is a developed record on the remaining adverse-action claims.
IV. Conclusion
For these reasons, it is hereby
ORDERED that [Dkt. No. 11] the NLRB’s Motion to Dismiss is GRANTED in part and
DENIED in part; it is further
ORDERED that [Dkt. No. 17] Joseph’s Motion for Partial Summary Judgment is
DENIED as moot; it is further
ORDERED that the Board file its Answer by April 20, 2024.
SO ORDERED.
CHRISTOPHER R. COOPER United States District Judge
Date: March 20, 2024
Related
Cite This Page — Counsel Stack
Joseph v. McFerran, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joseph-v-mcferran-dcd-2024.