Jose Garcia v. Village of Mount Prospect, Mount Prospect Police Pension Board, and George Steiner

360 F.3d 630, 2004 U.S. App. LEXIS 3226, 93 Fair Empl. Prac. Cas. (BNA) 446, 2004 WL 324903
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 23, 2004
Docket02-2869
StatusPublished
Cited by84 cases

This text of 360 F.3d 630 (Jose Garcia v. Village of Mount Prospect, Mount Prospect Police Pension Board, and George Steiner) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Jose Garcia v. Village of Mount Prospect, Mount Prospect Police Pension Board, and George Steiner, 360 F.3d 630, 2004 U.S. App. LEXIS 3226, 93 Fair Empl. Prac. Cas. (BNA) 446, 2004 WL 324903 (7th Cir. 2004).

Opinion

KANNE, Circuit Judge.

I. History

Jose Garcia, an Hispanic, was a police officer for the Village of Mount Prospect, Illinois from January 1984 until April 1998. During his tenure as a police officer, Garcia contributed to the Village’s pension fund. This fund had been established, along with the Mount Prospect Police Pension Board, 1 by the Village under article 3 of the Illinois Pension Code, 40 Ill. Comp. Stat. 5/1-101 (1998). On April 13, 1998, Garcia suffered a heart attack, leaving him totally and permanently disabled, unable to perform his duties as a police officer. Consequently, on or about June 20, 1998, Garcia applied to the Board for duty-related disability benefits equal to sixty-five percent of his total salary. At the time of his application and during its pendency, Sergeant George Steiner was a member of the Board.

Prior to his heart attack and disability application, Garcia had been a deposition witness in the case of Martinez v. Village of Mount Prospect, 92 F.Supp.2d 780 (N.D.Ill.2000). In Martinez, an Hispanic former police trainee accused the Village Police Department of national origin employment discrimination. (R. 20-1 Ex. E.) On September 30, 1997, counsel for Martinez deposed Garcia at length about various discriminatory practices engaged in by the Village Police Department’s command ranks, including Steiner. In January 1998, Garcia’s deposition was used by Martinez in responding to the Village’s ultimately unsuccessful motion for summary judgment. 2

Following Garcia’s June 20, 1998 duty-related disability pension application, the Board selected three physicians to examine Garcia to determine if he was disabled. *633 40 Ill. Comp. Stat. 5/3-115 (1998). At an April 19, 1999 hearing, the Board reviewed the physicians’ initial reports and other evidence submitted by both parties (i.e., Garcia’s pension benefit application, the initial physical examination of Garcia). While clear that Garcia was disabled, whether the disability occurred in the line of duty remained uncertain. Thus, the Board awarded Garcia non-duty-related disability benefits equal to fifty percent of his total salary. The hearing was continued in order to later consider whether the duty-related benefits were warranted.

Hearings were held on May 12, 1999, and December 22, 1999, where additional evidence was submitted, including: Garcia’s own testimony, supplemental medical reports from the Board-selected physicians, medical records from three Garcia-selected physicians, depositions of the Board-selected physicians, and miscellaneous employment records. At no time during any of the three hearings were any claims of employment discrimination made to the Board. After the December 22 hearing concluded, the Board met in a closed session and voted to deny Garcia’s duty-related benefits, but to continue the non-duty-related benefits. A written Decision and Order to that effect was issued by the Board on February 14, 2000.

On March 15, 2000, Garcia filed a timely 3 complaint for administrative review in the Circuit Court of Cook County, seeking reversal of his denial of duty-related pension benefits. In his state-court complaint, Garcia alleged only that the decision “[was] against the manifest weight of the evidence and ... [was] arbitrary and capricious.” (R. 20-2 Ex. G — 1.) Both Garcia and the Village filed briefs addressing that issue. Nowhere in Garcia’s initial July 21, 2000 brief or September 15, 2000 reply brief was there any mention of illegal employment discrimination generally or as a factor in the Board’s decision. Nor did the Village make any reference to such claims in its response brief of August 22, 2000. On October 24, 2000, the state-court judge heard oral argument, set forth her reasoning on the record, and affirmed the Board’s decision by written order. 4

During the pendency of Garcia’s ultimately unsuccessful administrative appeal, on September 15, 2000, he filed Title VII charges with the Equal Employment Opportunity Commission (“EEOC”). (R. 20-1 Ex. A.) He alleged that when the Board denied him duty-related disability pension benefits, the Village and the Board engaged in unlawful retaliation for his Martinez-related testimony and unlawful employment discrimination based upon race and national origin. (R. 20-1 Ex. A.) The EEOC dismissed Garcia’s charge and issued a right-to-sue letter on January 11, 2001. Thus, on April 11, 2001, Garcia filed a complaint in the Northern District of *634 Illinois against the Village, the Board, and George Steiner in his individual and official capacities. In the complaint, Garcia alleged violations of Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e-2000e-17 (2001), 42 U.S.C. §§ 1981 and 1983, and sought declaratory and injunc-tive relief and damages. Motions for summary judgment based upon res judicata were filed by the Village and the Board under Federal Rule of Civil Procedure 56(b). But on May 21, 2002, District Court Judge Elaine Bucklo sua sponte raised the issue of subject-matter jurisdiction and dismissed the action under the Rooker-Feldman doctrine, see Rooker v. Fid. Trust Co., 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362 (1923); Dist. of Columbia Ct. of Appeals v. Feldman, 460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983). She also dismissed the summary-judgment motions as moot. This appeal followed. For the following reasons we affirm the district court’s dismissal, but on res judicata, rather than Rooker-Feldman, grounds. 5

II. Analysis

In Kremer v. Chemical Construction Corp., 456 U.S. 461, 481, 102 S.Ct. 1883, 72 L.Ed.2d 262 (1982), the Supreme Court held that full faith and credit, 28 U.S.C. § 1738, applies to state-court judgments entered in proceedings to review a state administrative agency. But cf. Univ. of Tenn. v. Elliott, 478 U.S. 788, 796, 106 S.Ct. 3220, 92 L.Ed.2d 635 (1986) (holding that full faith and credit is inapplicable to endow unreviewed administrative proceedings preclusive effect in Title VII cases).

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360 F.3d 630, 2004 U.S. App. LEXIS 3226, 93 Fair Empl. Prac. Cas. (BNA) 446, 2004 WL 324903, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jose-garcia-v-village-of-mount-prospect-mount-prospect-police-pension-ca7-2004.