Jones v. State

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE

AT KNOXVILLE

MAY, 1997 SESSION FILED September 5, 1997

Cecil Crowson, Jr. GEORGE F. JONES, JR., ) Appellate C ourt Clerk ) Appellee, ) No. 03C01-9606-CR-00227 ) vs. ) Grainger County ) STATE OF TENNESSEE, ) Honorable Rex Henry Ogle, ) Judge ) Appellee. ) ) (Post-Conviction)

FOR THE APPELLANT: FOR THE APPELLEE:

DAVID B. HILL JOHN KNOX WALKUP 301 E. Broadway Attorney General & Reporter Newport, TN 37821 MICHAEL J. FAHEY, II Assistant Attorney General Criminal Justice Division 450 James Robertson Parkway Nashville, TN 37243-0493

ALFRED C. SCHMUTZER District Attorney General 125 Court Ave. Rm. 301-E Sevierville, TN 37864-4245

Richard R. Vance Assistant District Attorney General 339-A E. Main St. Newport, TN 37821

OPINION FILED: ____________________

AFFIRMED

CURWOOD WITT JUDGE OPINION

The petitioner, George F. Jones, Jr., appeals pursuant to Rule 3,

Tennessee Rules of Appellate Procedure, from the Grainger County Circuit Court’s

denial of post-conviction relief. The petitioner was convicted in 1991 of four counts

of aggravated rape and received an effective twenty-year sentence. His conviction

was affirmed on direct appeal to this court. State v. Jackie Ray Coffman and

George Jones, No. 03C01-9203-CR-65 (Tenn. Crim. App., Knoxville, Jan. 7, 1993).

Jones filed a petition for post-conviction relief on Jan. 21, 1994, alleging various

violations of his constitutional rights. The trial court appointed counsel and held a

hearing on October 23, 1994. At the hearing, the petitioner relied solely on his claim

that he had been denied effective assistance of counsel. The trial court denied the

petition at the close of the hearing, finding that defense counsel had not been

ineffective.

We affirm the judgment of the trial court.

The charges in this case arose out of a series of rapes committed by

the petitioner and several co-defendants when they were incarcerated in the

Grainger County Jail. Teddy Bryant, one of the co-defendants, had accused the

victim of being a snitch. The rapes, which included both anal and oral intercourse,

continued over a period of at least four days and were accompanied by other

physical and emotional abuse. At the conclusion of the trial, the jury found the

petitioner and the co-defendant, Jackie Coffman, guilty of four counts of aggravated

rape. Teddy Bryant was convicted of two counts of aggravated assault.

2 At the post-conviction hearing, the petitioner contended that his trial

counsel was ineffective because she failed to have any DNA testing done, that she

failed to take appropriate actions that would have resulted in the trial court’s

granting a motion to change venue and a motion to sever, that by giving the

petitioner faulty advice she denied him his right to testify at trial, and that she did not

interview or call witnesses who would have testified favorably on his behalf.

Trial counsel, Lu Ann Ballew, also testified at the hearing.1 In her

testimony, she admitted she had failed to attach affidavits to the motions to change

venue and to sever. She also testified that she knew of only one newspaper article

that mentioned the crime and that her attempts to interview the Grainger County

sheriff had come to naught because the sheriff refused to speak to her.2 Her file

indicated that either she or an investigator had interviewed approximately thirty

potential witnesses. However, she had never spoken to either Coffman or Bryant

because they were represented by counsel and, like the petitioner, denied that they

had either harassed, beaten or raped the victim. She denied she told the petitioner

that he need not testify because there was no corroboration for the victim’s

statements. She said that after the state rested, she, the petitioner, Coffman and

his counsel conferred in the hall. At that time, both defendants admitted to having

sex with the victim but claimed that it was consensual. Since this was a complete

reversal of their previous story and tended to discredit the position the defense had

taken throughout the state’s proof, she advised the petitioner not to testify but told

him that it was his decision to make. She had never considered DNA testing

1 At time of trial, Ms. Ballew had not yet married. Her name at that time was Lu Ann Hatcher. 2 The petitioner implies that the sheriff manufactured the rape charges because he believed that the petitioner’s sentence in a prior case was too lenient.

3 because the long time period between the events and the physical examination of

the victim made the existence of such evidence unlikely.3

In this appeal, the petitioner alleges that trial counsel was ineffective

for failing to file affidavits in support of her motions to change venue and to sever

and that she did not conduct an adequate investigation or interview favorable

witnesses. Although not raised below, the petitioner also contends that the

indictments in this cause were fatally defective because they failed to allege a

specific mens rea for the crime of aggravated rape. Before we address the issues

related to the denial of post-conviction relief, we must resolve the second issue.

Sufficiency of the Indictment

In his brief, the petitioner contends that, based on this court’s decision

in State v. Roger Dale Hill, No. 01CO1-9508-CC-00267 (Tenn. Crim. App.,

Nashville, June 20, 1996), perm. app. granted (Tenn. 1997), the indictments in this

cause were fatally defective. Although defense counsel raised the issue of

insufficient indictments prior to trial and in the motion for new trial, the matter was

not pursued on direct appeal nor did the petitioner raise it before the post-conviction

court. However, since the issue raised is jurisdictional, we will consider the issue.

3 The nineteen-year old victim was transferred from the Grainger County Jail to the jail in Union County on November 13, 1989. After complaining of bruises and a bumped head, he was taken to Knox County where he was examined at St. Mary’s Hospital. The victim did not report any sexual abuse to the examining doctors at that time. He admitted being raped several weeks later when a Grainger County detective questioned him about allegations made by other inmates. In his testimony, he said that at first he was embarrassed to talk about the rapes and that he didn’t want his family and friends to know what had happened to him.

4 Tenn. R. App. P. 13(b); Tenn. R. Crim. P. 52(b); State v. Phillip Ray Griffis and

Melissa Faith Rogers, No. 01CO1-9506-CC-00201 (Tenn. Crim. App., Nashville,

Apr. 30, 1997), Griffis’ perm. app. filed (Tenn. 1997).

The grand jury issued indictments which charged that the petitioner

on a certain date “did unlawfully, sexually penetrate Jerold Lowe by force or

coercion while aided and abetted by one or more persons, in violation of T.C.A. §

39-13-502.” The petitioner alleges that these indictments are fatally defective

because they fail to allege a specific mens rea for the crime of aggravated rape.

We find that the indictment sufficiently apprised the petitioner of the offense

charged and is valid.

Tennessee law requires that an indictment “state the facts constituting

the offense in ordinary and concise language. . . in such a manner as to enable a

person of common understanding to know what is intended. . . .” State v. Marshall,

870 S.W.2d 532, 537 (Tenn. Crim. App. 1993) (quoting Tenn. Code Ann. § 40-13-

202). An indictment is sufficient even though an element is not specifically alleged

if the language is such that the defendant cannot fail to be apprised of its elements.

State v. John Haws Burrell, No. 03C01-9404-CR-00157, slip op. at 27-28 (Tenn.

Crim. App., Knoxville, Feb. 11, 1997), perm. app. filed April 12, 1997.

Sexual penetration by coercion necessarily implies the act occurred

intentionally or knowingly. John Haws Burrell, slip op. at 31. ‘“Coercion” means

threat of kidnapping, extortion, force or violence to be performed immediately or in

the future. . . .” Tenn. Code Ann. § 39-13-501(1)(1991). A person of common

understanding would recognize that if a person uses threats in order to sexually

5 penetrate another, the penetration must be intentional. State v. John Haws Burrell,

slip op. at 31.

The wording of the indictments in this instance satisfies the

constitutional requirement that an indictment state “the nature and cause of the

accusation,” Tenn. Const. Art 1, § 9, and the culpable mental state is sufficiently

alleged in the language of the indictment.

Ineffective Assistance of Counsel

In post-conviction proceedings, the petitioner has the burden

of proving the grounds raised in the petition by a preponderance of the evidence.

Clark v. State, 800 S.W.2d 500, 506 (Tenn. Crim. App. 1990). When reviewing the

dismissal of a post-conviction petition, this court must affirm the judgment of the trial

court unless the evidence in the record preponderates against the court’s findings.

Cooper v. State, 849 S.W.2d 744, 746 (Tenn.1993).

In Tennessee, the accused has a constitutional right to the effective

assistance of counsel at all critical stages of a criminal prosecution. Tenn. Const.

art. I, § 9; Powell v. Alabama, 287 U.S. 45 (1932); McKeldin v. State, 516 S.W.2d

82, 86 (Tenn.1974). In order to establish ineffectiveness under the standard

established by the United States Supreme Court in Strickland v. Washington, 466

U.S. 668 , 104 S.Ct. 2052 (1984), a criminal defendant must show both that

counsel’s performance was deficient and that the deficiency is sufficient to

undermine confidence in the outcome of the proceeding. 466 U.S. at 694, 104

S.Ct. at 2064. In Tennessee, the appropriate test for determining whether counsel

provided effective assistance is whether his advice and services were within the

6 range of competence demanded of trial attorneys in criminal cases. Baxter v. Rose,

523 S.W.2d 930, 936 (Tenn.1975).

The rules of appellate review are well-established. First, this court

cannot reweigh or reevaluate the evidence; nor can it substitute its inferences for

those drawn by the trial court. State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992).

Second, questions concerning the credibility of witnesses, the weight and value to

be given their testimony, and the factual issues raised by the evidence are matters

resolved by the trial court. State v. Williams, 657 S.W.2d 405, 410 (Tenn. 1983).

Third, the petitioner has the burden of establishing that the evidence in the record

preponderates against the findings of the trial court. Butler v. State, 789 S.W.2d

898, 900 (Tenn. 1990).

At the conclusion of the hearing, the trial judge dismissed the petition

finding that counsel had advised the defendant appropriately regarding his right to

testify or not testify at trial; that the motions for change of venue and for severance

had been considered and appropriately denied despite counsel’s failure to file an

affidavit; that counsel had exhaustively investigated the case; that various witnesses

corroborated the victim’s statements; and that the evidence against the petitioner

was overwhelming.4

4 On March 15, 1996, the trial judge entered the following written order: This cause came to be heard on the 23rd day of October 1995 before the Honorable Rex Henry Ogle, Circuit Court Judge upon the Petition for Post-Conviction relief file (sic) by the petitioner. Upon appearance of counsel for the parties, testimony of witness, statements of counsel for the parties and the record as a whole, the court is of the opinion that the petition is without merit and the same should be dismissed.

We note that Tenn. Code Ann. § 40-30-118(b) requires that the trial court “shall set forth in the order or a written memorandum of the case all grounds presented and shall state the findings of fact and conclusions of law with regard

7 The record supports the trial court’s factual findings. Counsel’s

testimony was rebutted only by the petitioner himself. Questions concerning the

credibility of witnesses, the weight and value to be given their testimony, and the

factual issues raised by the evidence are matters resolved by the trial court. State

v. Williams, 657 S.W.2d 405, 410 (Tenn.1983). Trial counsel testified that her

advice regarding the petitioner’s testimony was based on the petitioner’s sudden

change of story, and that she and an investigator had conducted an intensive

investigation in which they interviewed numerous witnesses. The trial judge

specifically accredited the attorney’s testimony.

The petitioner contends that Jackie Coffman would have testified that

the petitioner had not participated in the assaults. The attorney testified that she

was never made aware of this possibility. The petitioner bears the burden of

presenting such a witness at the evidentiary hearing. Black v. State, 794 S.W.2d

752, 753 (Tenn. Crim. App. 1990). Unless the witness testifies, the petitioner fails

to establish the prejudice prong mandated by Strickland v. Washington. Black, 794

S.W.2d at 753. Neither Coffman nor any other potential witness testified at the

post-conviction hearing. Absent proof of any prejudice, we cannot conclude that

Coffman’s failure to testify at trial undermines confidence in the trial’s outcome.

Strickland v. Washington, 466 U.S. 668, 690, 104 S.Ct. 2052, 2064 (1984).

to each such ground.” Failure to comply with this directive does not necessarily require that the case be remanded to the trial court if the trial court orally pronounced its findings from the bench. State v. Higgins, 729 S.W.2d 288, 290- 291 (Tenn. Crim. App. 1987). In this case, since the record contains the reasons the trial judge dismissed the petition and the record on appeal is sufficient to allow for meaningful review, we find it unnecessary to remand this case for further findings. See Swanson v. State, 680 S.W.2d 487, 489 (Tenn. Crim. App. 1984).

8 Moreover, the petitioner in this instance has failed to demonstrate that

he was prejudiced by counsel’s failure to attach affidavits to motions presented to

the trial court. Even if trial counsel had attached an affidavit to the motion for

change of venue, the trial court found that it would not have granted the motion

based on the existence of a single newspaper article. Nothing in the record

indicates that pre-trial publicity or public attitudes were such that the petitioner was

denied a fair trial in Grainger County. Both the motion to sever and the motion to

change venue were considered by the trial court and were denied. This court

affirmed the denials on appeal finding that the victim’s jail uniform would have been

equally admissible at the petitioner’s trial and that the trial court had not abused its

discretion in denying either motion.

The petitioner has not met his burden of proving the allegations in his

post-conviction petition by a preponderance of the evidence. Based upon our

review of the record before us, we conclude that the petitioner has not

demonstrated that he received ineffective assistance of counsel or that he was

prejudiced in any way by the alleged deficiencies. Therefore, we affirm the post-

conviction court’s dismissal of appellant’s petition for post-conviction relief.

__________________________ CURWOOD WITT, Judge

CONCUR:

___________________________ JOE B. JONES, Presiding Judge

9 ___________________________ JOSEPH M. TIPTON, Judge