Johnson v. Statewide Grievance Committee

726 A.2d 1154, 248 Conn. 87, 1999 Conn. LEXIS 65
CourtSupreme Court of Connecticut
DecidedMarch 16, 1999
DocketSC 15882
StatusPublished
Cited by49 cases

This text of 726 A.2d 1154 (Johnson v. Statewide Grievance Committee) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. Statewide Grievance Committee, 726 A.2d 1154, 248 Conn. 87, 1999 Conn. LEXIS 65 (Colo. 1999).

Opinion

Opinion

PALMER, J.

The principal issue presented by this appeal is whether an attorney against whom a grievance complaint has been filed with the statewide grievance committee (committee) must exhaust available administrative remedies before seeking judicial recourse from an adverse ruling of the committee.1 The plaintiff, Neil Johnson, an attorney, sought a permanent injunction in the Superior Court prohibiting the committee from taking any further action on a grievance complaint that had been filed against him. The committee moved to dismiss the plaintiffs action, claiming that the court lacked subject matter jurisdiction over the action [89]*89because the plaintiff had not exhausted his administrative remedies. The trial court granted the committee’s motion, and the plaintiff appealed to the Appellate Court, which, in a per curiam opinion, affirmed the judgment of the trial court. Johnson v. Statewide Grievance Committee, 47 Conn. App. 930, 705 A.2d 569 (1998). We granted the plaintiff’s petition for certification to appeal limited to the following question: “Whether the Appellate Court properly affirmed the Superior Court’s decision granting the defendant’s motion to dismiss when it found that the plaintiff failed to exhaust his administrative remedies and has adequate remedies at law.” Johnson v. Statewide Grievance Committee, 244 Conn. 906, 714 A.2d 2 (1998). We affirm the judgment of the Appellate Court.

The facts and procedural history relevant to this appeal are undisputed. The plaintiff represented Joseph Willis in connection with a 1988 real estate transaction. Thereafter, on September 28, 1994, Willis filed a grievance complaint with the committee alleging that the plaintiff had engaged in professional misconduct relating to that transaction. On the same day, an attorney representing Willis filed a second complaint against the plaintiff concerning the same real estate transaction.2 On September 29,1994, the committee forwarded these complaints to the grievance panel for the judicial district of Hartford-New Britain, geographical areas thirteen and fourteen (local panel).3 The local panel found [90]*90that there was insufficient evidence to support a finding of probable cause that the plaintiff had violated the Rules of Professional Conduct.4 Consequently, the two complaints were dismissed on March 16, 1995.

On August 11, 1995, Willis filed his second grievance complaint against the plaintiff (grievance complaint no. 95-0107), alleging-a violation of rules 1.7 (b)5 and 1.8 (a)6 of the Rules of Professional Conduct. Like the two previous grievance complaints filed against the plaintiff by Willis and his attorney, this complaint alleged misconduct arising out of the plaintiffs representation of Willis in connection with the 1988 real estate transac[91]*91tion. The local panel, noting that “[t]he current grievance [complaint no. 95-0107] contains much more in the way of evidence [than had Willis’ earlier complaint], including affidavits from several allegedly disinterested persons,” found probable cause that the plaintiff had violated rules 1.7 (b) and 1.8 (a). On November 27,1995, the local panel forwarded its findings to the committee pursuant to what is now Practice Book § 2-32 (i)7 and General Statutes § 51-90f (d),8 and the committee, in accordance with what is now Practice Book § 2-35 (a)9 and General Statutes § 51-90g (a),10 referred the case [92]*92to a reviewing subcommittee for a hearing pursuant to what is now Practice Book § 2-35 (c)11 and General Statutes § 51-90g (a).12

The hearing was held on July 11, 1996, at which the plaintiff filed a motion with the reviewing subcommittee seeking dismissal of grievance complaint no. 95-0107 pursuant to what is now Practice Book § 2-32 (a) (2) (D)13 on the ground that the complaint was duplicative [93]*93of the two prior complaints that had been dismissed for lack of probable cause. The reviewing subcommittee denied the plaintiffs motion.14 On July 15, 1996, the plaintiff filed a motion with the committee to dismiss grievance complaint no. 95-0107, again claiming that, under Practice Book § 2-32 (a) (2) (D), it was duplicative of the two earlier complaints. The committee declined to review the plaintiffs motion.15

Before the reviewing subcommittee had conducted the scheduled hearing on the merits of grievance com[94]*94plaint no. 95-0107,16 the plaintiff, on August 28, 1996, filed an action in the Superior Court seeking a permanent injunction prohibiting the committee and any of its reviewing subcommittees and local panels from taking any further action on that complaint. The committee moved to dismiss the plaintiffs claim on the ground that the plaintiff had failed to exhaust his administrative remedies. The trial court agreed with the committee and, on November 25, 1996, granted its motion to dismiss. The plaintiff appealed to the Appellate Court, which summarily affirmed the judgment of the trial court. Johnson v. Statewide Grievance Committee, supra, 47 Conn. App. 930.

On appeal to this court, the plaintiff claims that he was not required to exhaust his administrative remedies because the exhaustion doctrine is inapplicable to attorney grievance complaints. The plaintiff further claims that, even if the doctrine generally is applicable to such complaints, he has satisfied the exhaustion requirement or, alternatively, that his case falls under an exception to the exhaustion doctrine. We disagree with each of these claims and, accordingly, we affirm the judgment of the Appellate Court.

I

The plaintiff first claims that because the committee is not an “agency” within the meaning of the Uniform Administrative Procedure Act (UAPA), General Statutes § 4-166 et seq., the exhaustion doctrine does not apply to complaints filed with the committee.17 The [95]*95committee does not dispute that it is not an “agency” for purposes of UAPA,18 but nevertheless contends that the exhaustion doctrine is applicable to cases pending before it. We agree with the committee.

“The doctrine of exhaustion of administrative remedies is well established in the jurisprudence of administrative law. . . . The doctrine provides that no one is entitled to judicial relief for a supposed or threatened injury until the prescribed administrative remedy has been exhausted. . . . The doctrine is applied in a number of different situations and is, like most judicial doctrines, subject to . . . exceptions. Application of the doctrine to specific cases requires an understanding of its purposes and of the particular administrative scheme involved.” (Citations omitted; internal quotation marks omitted.) McKart v. United States, 395 U.S. 185, 193, 89 S. Ct. 1657, 23 L. Ed. 2d 194 (1969).

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Bluebook (online)
726 A.2d 1154, 248 Conn. 87, 1999 Conn. LEXIS 65, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-statewide-grievance-committee-conn-1999.