Johnson v. Rankins

104 F.4th 194
Court of Appeals for the Tenth Circuit·Decided June 11, 2024·No. 23-5095·Published

Opinion

FILED

United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS June 11, 2024

Christopher M. Wolpert

FOR THE TENTH CIRCUIT Clerk of Court

ALONZO CORTEZ JOHNSON, Petitioner - Appellee,

v. No. 23-5095 (D.C. No. 4:16-CV-00433-TCK-CDL)

WILLIAM “CHRIS” RANKINS, (N.D. Okla.)

Respondent - Appellant.

Appeal from the United States District Court for the Northern District of Oklahoma (D.C. No. 4:16-CV-00433-TCK-CDL)

Tessa L. Henry, Assistant Attorney General (Gentner F. Drummond, Attorney General, with her on the brief), Oklahoma Office of the Attorney General, Oklahoma City, OK, for the Respondent - Appellant.

James L. Hankins, Law Office of James L. Hankins, Edmond, OK, for the Petitioner - Appellee.

Before PHILLIPS, MORITZ, and EID, Circuit Judges.

PHILLIPS, Circuit Judge.

In 2021, a panel of this court reviewed state prisoner Alonzo Cortez Johnson’s petition for federal habeas relief under 28 U.S.C. § 2254. Johnson v. Martin, 3 F.4th 1210, 1216 (10th Cir. 2021), cert. denied, 142 S. Ct. 1350

(2022). Johnson (a Black man) asserted that he was being held in violation of his constitutional rights because the state court had failed to follow the appropriate procedural steps under Batson v. Kentucky, 476 U.S. 79 (1986). We reviewed Johnson’s Batson claim de novo and agreed that the state court had bungled Batson’s procedural framework after Johnson alleged that the prosecutor had exercised peremptory strikes based on race. Johnson, 3 F.4th at 1225–27. To remedy this error, we remanded the case with instruction for the district court to hold a Batson reconstruction hearing if doing so would not be impossible or unsatisfactory. Id. at 1227. Otherwise, we ordered the court to grant Johnson conditional habeas relief, unless the state granted him a new trial within 120 days. Id.

On remand, the district court granted Johnson conditional habeas relief because it decided that holding a Batson reconstruction hearing would be “both impossible and unsatisfactory.” Johnson v. Rankins, — F. Supp. 3d. —, 2023 WL 5055491, at *6 (N.D. Okla. Aug. 8, 2023). That is the decision on review: Did the district court abuse its discretion in assessing that a Batson reconstruction hearing would be “impossible or unsatisfactory” in this case? We conclude that, yes, this was an abuse of discretion, and so we reverse and remand to the district court to hold a Batson reconstruction hearing.

BACKGROUND

Johnson was convicted of first-degree murder and conspiracy to commit first-degree murder in Oklahoma state court. Those facts are laid out in this

court’s prior opinion. See Johnson, 3 F.4th at 1217. After his conviction, Johnson exhausted his state remedies for postconviction relief to no avail. He next sought federal habeas relief from the district court under § 2254. The district court denied Johnson’s § 2254 petition and his request for a certificate of appealability (COA). Johnson then sought a COA from this court, which we granted in part. 28 U.S.C. § 2253(c)(1)(A). The partially granted COA allowed Johnson to appeal the district court’s denial of his Batson claim. 1 We reviewed Johnson’s Batson claim under the confines of the Antiterrorism and Effective Death Penalty Act (AEDPA). AEDPA erects a procedural hurdle that a state prisoner must clear before a federal court may resolve his claim on the merits. 28 U.S.C. § 2254(d). Johnson had to show either that the state court’s decision “was contrary to, or involved an unreasonable application of, clearly established Federal law” or that the state court had made “an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” Id. Johnson showed that the Oklahoma Court of Criminal Appeals (OCCA) had failed in both respects. 2

1 The COA was also granted for Johnson’s claims alleging the unfair introduction of gruesome evidence at trial, juror misconduct, and cumulative error. Those issues were resolved in this court’s previous opinion. Johnson v. Martin, 3 F.4th 1210, 1228–36 (10th Cir. 2021), cert. denied, 142 S. Ct. 1350 (2022).

2 First, the OCCA relied on an unreasonable factual determination by “purport[ing] to approve the trial court’s acceptance of the prosecutor’s multiple race-neutral reasons for his strikes,” when in fact “the trial court (footnote continued)

Johnson, 3 F.4th at 1224–25. Because the OCCA proceedings resulted in “an unreasonable application of Batson” and an “unreasonable factual determination to reject Johnson’s Batson challenge,” we proceeded to review de novo Johnson’s Batson claim. Id.

Batson establishes a tripartite burden-shifting framework for courts to detect racial discrimination in the exercise of peremptory challenges. 476 U.S. at 96–98. First, the defendant bears the burden to make a prima facie case that prospective jurors have been excluded based on their race. Flowers v. Mississippi, 588 U.S. 284, 298 (2019); see Johnson v. California, 545 U.S. 162, 168 (2005) (stating that a prima facie case is established “by showing that the totality of the relevant facts gives rise to an inference of discriminatory purpose” (citation omitted)). Second, if that showing is made, the burden shifts to the prosecution to provide a race-neutral reason for the objected-to strike(s). Flowers, 588 U.S. at 298. Third, the court “determine[s] whether the prosecutor’s stated reasons were the actual reasons or instead were a pretext for discrimination.” Id.

Johnson’s habeas petition alleged that the trial court had erred at Batson’s second step: the trial judge never prompted the state to give race- neutral justifications for six peremptory strikes that Johnson challenged. During

accepted only one such reason . . . and merely speculated as to the other[s].” Johnson, 3 F.4th at 1224. Second, “the OCCA’s reliance on the trial court’s sua sponte speculation about the prosecutor’s reasons was an unreasonable application of Batson.” Id. at 1225.

voir dire, Johnson asserted a Batson challenge after the state’s sixth peremptory strike. Of the state’s previous five strikes—excluding prospective jurors Tawil, Dickens, de Wassom, Wilson, and Carranza—Johnson perceived that four were minorities. Johnson calculated that those strikes, plus the sixth strike against prospective juror Martinez (another perceived minority), created “a pattern . . . of striking all minorities off th[e] jury.” App. vol. I, at 229. At that point, the trial judge jumped in. Id. Preemptively reading the Batson tea leaves, the trial judge stated that he saw no discriminatory pattern in the state’s strikes because Martinez was “hardly involved in the process” and Carranza and de Wassom both spoke English as their second language. 3 Id. at 229–30.

Petitioning this court for habeas relief, Johnson alleged that the trial court’s erroneous application of Batson violated his Fourteenth Amendment rights under the Equal Protection Clause. Johnson, 3 F.4th at 1216, 1219; see Powers v. Ohio, 499 U.S. 400, 404 (1991) (“Although a defendant has no right to a petit jury composed in whole or in part of persons of the defendant’s own race, he . . . does have the right to be tried by a jury whose members are selected by nondiscriminatory criteria.” (cleaned up)). Johnson contended that

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