Estate of Cummings Ex Rel. Montoya v. Community Health Systems, Inc.

881 F.3d 793
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 29, 2018
Docket17-2026
StatusPublished
Cited by26 cases

This text of 881 F.3d 793 (Estate of Cummings Ex Rel. Montoya v. Community Health Systems, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Cummings Ex Rel. Montoya v. Community Health Systems, Inc., 881 F.3d 793 (10th Cir. 2018).

Opinion

HARTZ, Circuit Judge.

This is the ‘second appeal in this litigation to come before this court. The first appeal involved claims by the estate of Vera Cummings (the Estate) against Community Health Systems, Inc. (CHSI) under state law, against the United States under the Federal Tort Claims Act (FTCA), and against Mountain View Regional Medical Center (Mountain View) under state law. We disposed of the appeal by (1). entering an order approving the stipulated dismissal with prejudice of the appeal of the district court’s dismissal for lack of personal jurisdiction of the claims against CHSI, (2) affirming the district court’s dismissal of the claims under the FTCA for lack of subject-matter jurisdiction, and (3) directing the district court to vacate its judgment in favor of Mountain View and to remand the claims against Mountain View—but not the claims against CHSI— to state court for lack of subject-matter jurisdiction.

On remand to.the district court, however, it went beyond our mandate by vacating its dismissal of the claims against CHSI and remanding those claims to state court. CHSI appealed, We reverse the order vacating the dismissal of the claims against CHSI and remanding those claims to state court. We also reject the Estate’s motion to dismiss this appeal for lack of jurisdiction.

Upon a certification by the Attorney General that [a] defendant was acting in the scope of his employment ■ [as a commissioned officer or employee of the PHS] at the time of the incident out of which the suit arose, any such civil action or proceeding commenced in a State court shall be removed .!. to the. district cqurt of the United States of the district and division

I. BACKGROUND

A. Initial Proceedings

On January 28, 2008, Mountain View admitted Vera Cummings, who complained of dizziness and confusion. See Estate of Cummings v. United States, 651 Fed.Appx. 822, 824 (10th Cir. 2016) (Estate of Cummings I). After doctors at Mountain View treated her for about 10 days, she was released to another healthcare facility and died four days later. See id. In January 2011 the Estate filed suit in New Mexico state court against three physicians, Mountain View, and CHSI. The Estate alleged that negligent care by Mountain View and- the physicians caused Cummings’s death, and that CHSI “controlled and operated” Mountain View and was “vicariously liable” for the negligence of the other defendants. Aplt. App. at 37-38.

In January 2012 the United States certified that .the physicians were acting in the scope of their employment with the United States Public Health Service (PHS) and removed the action to the United States District Court for the District, of New Mexico, with the United States substituted for .the physicians as a defendant. See 42 U.S.C. § 233(c) (authorizing such removal and substitution). 1 After removal and substitution, the sole remedy for the conduct of the physicians is under the FTCA. See id. at § 233(a).

In September 2012 the district court dismissed the claims against CHSI for lack of personal jurisdiction. The court held that exercising jurisdiction over CHSI would violate its constitutional right to due process because “CHSI is a nonresident holding company with no minimum contacts with New Mexico .... ” Aplt. App. at 58. In 2014 the district court granted Mountain View summary judgment because of the Estate’s failure to disclose an expert report on an essential element of its claims against Mountain View. And in February 2015 the court entered final judgment, disposing of the only remaining claims—those against the government— for lack of subject-matter jurisdiction because the Estate had not exhausted administrative remedies as required by the FTCA.

B. The First Appeal

The Estate appealed the district court’s judgment in March 2015. Its docketing statement listed five issues for appeal, including whether the district court had erred by dismissing CHSI for lack of per-. sonal jurisdiction. The next month, this court scheduled a mediation conference, see 10th Cir. Loe. R. 33.1, which was a partial success. The parties filed a “Stipulation to Dismiss” stating that “[pjursuant to discussions held under Tenth Circuit Rule 33.1 ... and the agreement of the parties, [the Estate and CHSI] hereby stipulate that the above appeal be dismissed with prejudice as to [CHSI] only.” Aplt. App. at 96. This court then entered an order stating that “[u]pon consideration of the stipulation this appeal is dismissed with respect to [CHSI] only.” Id. at 99.

On June 7, 2016, we entered an order and judgment disposing of the remaining issues on appeal (the First 2016 Order). The caption included the Estate as the plaintiff and the United States and Mountain View (but not CHSI) as the defendants. We affirmed the dismissal of the claims against the government for lack of subject-matter jurisdiction, agreeing that (1) the doctors had been federal actors, (2) the Estate had not exhausted administrative remedies before suing, and (3) exhaustion is a statutory jurisdictional requirement under the FTCA. See First 2016 Order at 12. As for the claims against Mountain View, the Estate had contended that “[s]hould this court affirm the district court’s dismissal of the case for lack of subject matter jurisdiction, ... it must extinguish all rulings in the case and remand the case against Mountain View to New Mexico state district court.” Aplt.’s Opening Br. at 27, Estate of Cummings I (10th Cir. July 16, 2015). We agreed. Our opinion concluded with the following dispo-sitional language:

The dismissal of the federal claims is AFFIRMED. The district court’s rulings on the supplemental claims are VACATED with instructions to the district court to remand to New Mexico state court.

First 2016 Order at 13 (emphasis added).

Two weeks later, Mountain View asked this court “to clarify and confirm that the claims against [CHSI] have not been remanded to New Mexico state court.” Aplt. App. at 105. It asserted that because the Estate voluntarily dismissed with prejudice its appeal as to CHSI, “the Court lacked jurisdiction under 28 U.S.C. § 1291 to hear an appeal of the district court’s order dismissing CHSI for lack of personal jurisdiction” and “could not have remanded the claims against CHSI to state court.” Id. at 107. On June 24 this court entered an order granting this request by changing the dispositional language to read:

The dismissal of the federal claims is AFFIRMED. The district court’s rulings on the supplemental claims against Mountain Vieiv are VACATED with instructions to the district court to remand to New Mexico state court.

Estate of Cummings, 651 Fed.Appx. at 828 (emphasis added). Mandate issued on August 30, 2016.

C. District-Court Proceedings on Remand

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881 F.3d 793, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-cummings-ex-rel-montoya-v-community-health-systems-inc-ca10-2018.