Johnson v. American Airlines, Inc.

531 F. Supp. 957, 34 Fed. R. Serv. 2d 88, 1982 U.S. Dist. LEXIS 11306, 28 Empl. Prac. Dec. (CCH) 32,463, 29 Fair Empl. Prac. Cas. (BNA) 330
CourtDistrict Court, N.D. Texas
DecidedJanuary 12, 1982
DocketCiv. A. CA-3-80-434-D
StatusPublished
Cited by19 cases

This text of 531 F. Supp. 957 (Johnson v. American Airlines, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. American Airlines, Inc., 531 F. Supp. 957, 34 Fed. R. Serv. 2d 88, 1982 U.S. Dist. LEXIS 11306, 28 Empl. Prac. Dec. (CCH) 32,463, 29 Fair Empl. Prac. Cas. (BNA) 330 (N.D. Tex. 1982).

Opinion

MEMORANDUM OPINION

ROBERT M. HILL, District Judge.

Came on for consideration Plaintiffs’ motion to permit notice pursuant to the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. §§ 621 et seq. At the present time, five plaintiffs have opted into the four named plaintiffs’ consolidated action against Defendant American Airlines, Inc. (American) by filing written consents pursuant to Section 7(b) of the ADEA, 29 U.S.C. § 626(b). The parties acknowledge that the granting of Plaintiffs’ motion could permit hundreds of potentially interested parties similarly situated to the present plaintiffs to participate in this litigation. After considering the parties’ pleadings and briefs, together with recent case law, the Court is of the opinion that Plaintiffs’ motion should be granted.

Plaintiffs are American flight deck crew-members who were involuntarily retired after their sixtieth birthdays. Their claim is based primarily on American's failure to permit them to work in the position of flight officer (flight engineer) after reaching age 60. Plaintiffs seek to retain their employment and seniority at age 60 and beyond and obtain back pay and other amounts allegedly owing. The present motion, however, does not concern the merits of Plaintiffs’ action. Rather, the issue before the Court is a narrow one and focuses on the propriety of a federal court authorizing notice to class members in an age discrimination action.

A. The Power of the Court to Issue Notice

Section 7(b) of the ADEA provides that the statute will be enforced in accordance *959 with the powers, remedies, and procedures provided in 29 U.S.C. § 216(b). This incorporated rule is Section 16(b) of the Fair Labor Standards Act (FLSA), and establishes that employers shall be liable to their employees for violations of the FLSA. Section 16(b) provides in pertinent part:

Action to recover such liability may be maintained in any court of competent jurisdiction by any one or more employees for and in behalf of himself or themselves and other employees similarly situated. No employee shall be a party plaintiff to any such action unless he gives his consent in writing to become such a party and such consent is filed in the court in which such action is brought.

(Emphasis added). The italicized sentence is the so-called “opt-in” provision which is at the heart of the present controversy, and differs from the “opt-out” provision in Rule 23 type class actions under the Federal Rules of Civil Procedure. Under Rule 23, each person who falls within the description of the proposed class is a class member and will automatically be bound by a favorable or unfavorable judgment unless he opts out of the suit. The Fifth Circuit held in LaChapelle v. Owens-Illinois, Inc., 513 F.2d 286 (5th Cir. 1975), that the opt out Rule 23 class actions and opt in FLSA § 16(b) class actions are “mutually exclusive and irreconcilable.” Id. at 289. The LaChapelle court held that ADEA actions must proceed, if at all, as an opt in class action and not as a Rule 23 class action. The Fifth Circuit did not consider in LaChapelle or any subsequent decision whether and under what circumstances a court is empowered to authorize notice under the opt in provision in an age discrimination suit.

Two circuit courts have considered the question of a court’s power to authorize notice to class members informing them of their right to opt into an action. The Ninth Circuit answered in the negative in Kinney Shoe Corp. v. Vorhes, 564 F.2d 859 (9th Cir. 1977). The Ninth Circuit based its decision on two considerations discussed in earlier cases. First, it concluded that permitting notice to be sent to potential plaintiffs would constitute solicitation of claims. Second, and perhaps more importantly, the court held that notice is not compelled by due process in opt in class actions. In contrast to a Rule 23 class member who is bound in the absence of affirmative acts to exclude himself, an employee’s “right to litigate [under Section 16(b) is] not compromised by [his] absence from the class proceedings.” Id. at 864.

The Kinney court was greatly influenced by a district court’s examination of the legislative history of Rule 23 and Section 16(b) in Roshto v. Chrysler Corp., 67 F.R.D. 28 (E.D.La.1975). Roshto was also an ADEA class action suit. Comparing Rule 23 with Section 16(b), the court concluded that with respect to the latter, the “failure to provide for notice to the class can not [sic] be attributed to mere oversight.” Id. at 29. Acknowledging that notice serves an important function of informing persons that their rights may have been violated for which there is legal redress, the court discounted this as an interest class notice is designed to further. Instead, the purpose of class notice is to satisfy due process and thereby permits a judgment to be binding on all class members. See McGinley v. Burroughs Corp., 407 F.Supp. 903 (E.D.Pa.1975).

The Second Circuit in Braunstein v. Eastern Photographic Laboratories, Inc., 600 F.2d 335 (2d Cir. 1978), agreed with this view that due process does not require the ordering of notice to class members under the opt in provision of Section 16(b). The Braunstein court refused to extrapolate from this, however, that a court lacks the power to authorize class notice. In a per curiam opinion, the Second Circuit stated that “[although one might read the [FLSA], by deliberate omission, as not providing for notice, we hold that it makes more sense, in light of the ‘opt-in’ provision of § 16b ... as permitting, rather than prohibiting, notice in an appropriate case.” Id. at 336.

The Braunstein court also addressed the other major concern voiced in Kinney: the fear that the court would be involved *960 “in the stirring up of litigation and the solicitation of claims.” Kinney, 564 F.2d 859, 863. The Second Circuit noted that the Supreme Court has recently protected lawyer advertising and communications with class members against challenges based on solicitation and vexatious litigation. See e.g., Bates v. State Bar of Arizona, 433 U.S. 350, 97 S.Ct. 2691, 53 L.Ed.2d 810 (1977);

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531 F. Supp. 957, 34 Fed. R. Serv. 2d 88, 1982 U.S. Dist. LEXIS 11306, 28 Empl. Prac. Dec. (CCH) 32,463, 29 Fair Empl. Prac. Cas. (BNA) 330, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-american-airlines-inc-txnd-1982.