Johnson & Johnson, Inc. v. Wallace A. Erickson & Co.

627 F.2d 57, 206 U.S.P.Q. (BNA) 873, 1980 U.S. App. LEXIS 15209
CourtCourt of Appeals for the Seventh Circuit
DecidedAugust 1, 1980
Docket79-2483
StatusPublished
Cited by18 cases

This text of 627 F.2d 57 (Johnson & Johnson, Inc. v. Wallace A. Erickson & Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson & Johnson, Inc. v. Wallace A. Erickson & Co., 627 F.2d 57, 206 U.S.P.Q. (BNA) 873, 1980 U.S. App. LEXIS 15209 (7th Cir. 1980).

Opinion

SPRECHER, Circuit Judge.

The question in this appeal is whether a district court has the power to compel the party-patentee in pending infringement proceedings to submit its patent to the Patent and Trademark Office and apply for a reissue patent prior to adjudication of the infringement action.

I

Johnson & Johnson, Inc. brought a patent infringement action against Wallace A. Erickson & Co., charging Erickson with infringement of Patent No. 3,926,906, which was issued on December 16, 1975 and relates to a two-paste composite dental restorative system used by dentists to fill cavities in teeth. Erickson filed an answer and counterclaim denying infringement, alleging invalidity of the patent on numerous grounds, including undisclosed prior art and inequitable conduct in the Patent Office, and seeking a declaratory judgment of invalidity and non-infringement. After some discovery by both parties, Erickson moved to compel Johnson & Johnson to apply to the Patent Office for a reissue patent.

Erickson’s motion was denied by a magistrate whereupon Erickson petitioned the district court for review. The court reviewed the magistrate and granted Erick *59 son’s motion to compel Johnson & Johnson to initiate reissue proceedings, meanwhile staying the judicial proceedings. Johnson & Johnson appealed.

Erickson moved to dismiss the appeal on the ground of non-finality of the appealed order. After complete briefing by both sides, this court took the motion for its decision at the time of decision on the merits. _

II

The Constitution grants Congress broad power to legislate to “promote the Progress of Science and useful Arts, by securing for limited Times to . Inventors the exclusive Right to their respective . Discoveries.” Art. I, § 8, cl. 8. “The patent laws promote this progress by offering a right of exclusion for a limited period as an incentive to inventors to risk the often enormous costs in terms of time, research, and development.” Kewanee Oil Co. v. Bicron Corp., 416 U.S. 470, 480, 94 S.Ct. 1879, 1885, 40 L.Ed.2d 315 (1974).

Congress has seen fit to grant to the patentee “for the term of seventeen years the right to exclude others from making, using, or selling the invention throughout the United States . . . .” 35 U.S.C. § 154. The seventeen-year exclusion is a right and not a matter of grace or favor. James v. Campbell, 104 U.S. 356, 358, 26 L.Ed. 786 (1881). It is a property right, Consolidated Fruit-Jar Co. v. Wright, 94 U.S. 92, 96, 24 L.Ed. 68 (1876), of which the patentee cannot be deprived without due process of law.

Congress has also declared that “[a] patent shall be presumed valid” and “[t]he burden of establishing invalidity of a patent or any claim thereof shall rest on the party asserting such invalidity.” 35 U.S.C. § 282.

Finally, Congress has vested original and exclusive jurisdiction of civil actions relating to patents in the district courts. 28 U.S.C. § 1338(a). Consequently, “[t]he only authority competent to set a patent aside, or to annul it, or to correct it for any reason whatever, is vested in the Courts of the United States, and not in the department which issued the patent.” McCormick Harvesting Machine Co. v. Aultman, 169 U.S. 606, 609, 18 S.Ct. 443, 444, 42 L.Ed. 875 (1898). See also Blonder-Tongue Laboratories, Inc. v. University of Illinois Foundation, 402 U.S. 313, 332, 91 S.Ct. 1434, 1444, 28 L.Ed.2d 788 (1971).

Congress has provided for the reissue of a patent “[wjhenever any patent is, through error without any deceptive intention, deemed wholly or partly inoperative or invalid . . . 35 U.S.C. § 251. However, in these instances it is clear that the application for reissue must be made by the inventor, see 35 U.S.C. §§ 111 & 251, or “by the assignee of the entire interest if the application does not seek ,to enlarge the scope of the claims of the original patent.” 35 U.S.C. § 251. In order to effect a reissue, the patentee must not only apply for the reissue, but he must also surrender his original patent, 35 U.S.C. § 251, and the “surrender of the original patent shall take effect upon the issue of the reissued patent . . . .” 35 U.S.C. § 252. The reissue system as enacted by Congress is initiated by the patentee and is primarily for the patentee’s benefit.

Congress has given the Commissioner of Patents and Trademarks the power and authority, subject to the approval of the Secretary of Commerce, to “establish regulations, not inconsistent with law, for the conduct of proceedings in the Patent and Trademark Office.” 35 U.S.C. § 6(a).

Consistent with law, the Commissioner has established regulations governing the procedure for reissues, including a requirement that reissue applications be signed and sworn to, or declaration made, by the inventor or by the assignee of the entire interest in the patent, and a statement that “[a] reissue will be granted to the original patentee, his legal representatives or assigns as the interest may appear.” 37 C.F.R. § 1.172.

Effective March 1,1977, the Commissioner amended 37 C.F.R. § 1.175, primarily to add sub-paragraph (a)(4). 42 Fed.Reg. 5588, 5594-95 (Jan. 28, 1977). As it affects *60 this appeal, section 1.175 reads in pertinent part:

(а) Applicants for reissue, in addition to complying with the requirements of the first sentence of § 1.65, must also file with their applications a statement under oath or declaration as follows:

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Bluebook (online)
627 F.2d 57, 206 U.S.P.Q. (BNA) 873, 1980 U.S. App. LEXIS 15209, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-johnson-inc-v-wallace-a-erickson-co-ca7-1980.