Johns v. Stewart

57 F.3d 1544, 1995 U.S. App. LEXIS 15164
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 20, 1995
Docket94-4161
StatusPublished
Cited by46 cases

This text of 57 F.3d 1544 (Johns v. Stewart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johns v. Stewart, 57 F.3d 1544, 1995 U.S. App. LEXIS 15164 (10th Cir. 1995).

Opinion

57 F.3d 1544

130 Lab.Cas. P 33,272, 48 Soc.Sec.Rep.Ser. 248

Michael C. JOHNS; and John Davies, individually and on
behalf of all other persons similarly situated,
Plaintiffs-Appellants,
and
Robert Witbeck, individually, Plaintiffs,
v.
Michael STEWART, in his capacity as Executive Director of
the Utah Department of Human Services; Emma
Chacon, in her capacity as Director of
the Office of Recovery
Services,
Defendants-
Appellees.

No. 94-4161.

United States Court of Appeals,
Tenth Circuit.

June 20, 1995.

Michael E. Bulson, (Thomas McWhorter with him on the brief) of Utah Legal Services, Inc., Ogden, UT, for plaintiffs-appellants.

Billy L. Walker, Asst. Atty. Gen. (Jan Graham, Atty. Gen., Tamara K. Prince, Asst. Atty. Gen., with him on the brief), Salt Lake City, UT, for defendants-appellees.

Before TACHA, ALDISERT,* and BALDOCK, Circuit Judges.

BALDOCK, Circuit Judge.

Plaintiffs Michael C. Johns and John Davies brought a class action suit on behalf of all persons who have received or will receive federal Supplemental Security Income ("SSI") benefits and who have had or will have some portion of their SSI benefits withheld by Defendants as reimbursement for public assistance provided to Plaintiffs by the State of Utah. Plaintiffs alleged Defendants, Michael Stewart and Emma Chacon, in their capacities as directors of the Utah Department of Human Services ("DHS") and Office of Recovery Services ("ORS"), respectively: (1) wrongfully withheld their SSI benefits, and (2) unlawfully compensated Plaintiffs below minimum wage for the hours they participated in two Utah public assistance programs. The district court granted Defendants' motion for summary judgment.

I.

Congress established the SSI program in 1972 to provide cash grants to blind, disabled, or elderly persons (age 65 or older) with low income. 42 U.S.C. Secs. 1381-83. Congress failed to provide, however, a mechanism whereby eligible individuals could obtain immediate cash assistance. Persons who applied for SSI benefits with the Social Security Administration often waited months, and sometimes years, for a determination of eligibility while their applications were being processed. Although benefits were paid retroactively once a determination of eligibility was made, this did not help the individuals in the interim period while they were incurring living expenses. As a result, many states, including Utah, voluntarily established state assistance programs to help the individuals during that interim period.1

Utah established two programs to provide temporary, emergency assistance to needy persons: the Financial Assistance General Assistance/Self-Sufficiency Program ("GA") and Financial Assistance Emergency Work Program ("EWP"). Utah Admin.Code Secs. R810-216, R810-218 (1991 version); Utah-DHS-OFS Vol. II Secs. 808, 810 (1991 version) (hereinafter "Vol. II"). Plaintiffs are recipients of public assistance under Utah's GA and EWP programs.

GA provides temporary cash assistance to individuals with low income to help them meet their basic needs while they are qualifying for SSI. Utah Admin.Code Sec. R810-218-802(1); Vol. II Sec. 810. To obtain assistance under GA, one must complete an application for financial assistance at a local Office of Financial Services. Utah Admin.Code Sec. R810-214-401. To be eligible for GA, one must: (1) meet a needs test; (2) be "unemployable,"2 "marginally employable"3 or 60 years of age or older; and (3) agree to participate in rehabilitative and self-sufficiency activities. Id. at Secs. R810-218-802(1), (5)(c); Vol. II Sec. 810. Persons participating in GA complete a self-sufficiency plan with a case worker. Utah Admin.Code Secs. R810-218-810(6)(a). The self-sufficiency plan sets forth the various rehabilitative and self-sufficiency activities the individual will participate in, such as medical or mental health care programs, alcoholism or drug treatment programs, job search and job training activities, or a Work Experience and Training ("WEAT") project. Id. Participants required to perform a WEAT project as part of their self-sufficiency plan,4 must participate in 96 hours per month of community work, adult education, and skills training activities. Id. at Secs. R810-212-212(4)(c); R810-218-810(10)(c), R810-212-212(5). In exchange for their participation in GA-WEAT, Utah provides persons $233 per month GA benefits plus an additional $45 per month WEAT work allowance.

In addition to other requirements, all GA participants must apply for SSI benefits from the Social Security Administration and follow through with efforts to obtain them. Utah Admin.Code Sec. R810-218-810(7)(a). SSI benefits are available for blind, disabled, and elderly persons with low income. 42 U.S.C. Sec. 1381, et seq.. Moreover, SSI benefits cannot be seized, executed, attached, levied, or reached by any other legal process by a state or other creditor. See 42 U.S.C. Sec. 4075; Philpott v. Essex County Welfare Bd., 409 U.S. 413, 415-16, 93 S.Ct. 590, 592, 34 L.Ed.2d 608 (1973). A state may recoup, however, "interim assistance"6 it has provided to individuals under 42 U.S.C. Sec. 1383(g)(1). Specifically, Sec. 1383(g)(1) provides:

the Secretary [of Health and Human Services] may, upon written authorization by an individual, withhold benefits due with respect to that individual and may pay to a State ... from the benefits withheld an amount sufficient to reimburse the State for interim assistance furnished on behalf of the individual by the State.7

Pursuant to this procedure, Utah requires all GA participants to complete a Form 75 "Agreement to Repay Interim Assistance," whereby the participants authorize Utah to recover public assistance provided to them out of their retroactive SSI benefits. Utah Admin.Code Secs. R810-218-810(8).

Plaintiff Davies applied for SSI benefits in February 1990.8 In July 1991, while awaiting determination of his SSI benefit application, Davies applied for GA, met the needs test and was deemed otherwise qualified for GA. Davies completed Form 75 and specified that:

I, John E. Davies ... agree to have the Social Security Administration (SSA) send the first payment of my Supplemental Security Income (SSI) payment to the Utah State Department of Social Services (DSS), Office of Recovery Services (ORS).

I will repay the public assistance paid to me or paid in my behalf to meet my basic need while my application is pending with SSI. To do this, I agree that ORS will receive my first SSI check. This check will cover the time I will receive interim assistance. ORS will deduct the amount I received in interim assistance not financed by federal funds and refund my balance that may exist. ...

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Clark v. Weiser
D. Colorado, 2025
Matter of Andersen v. Hein
2024 NY Slip Op 04167 (Appellate Division of the Supreme Court of New York, 2024)
Serna v. Turner
D. Colorado, 2024
Jones v. Reis
D. Colorado, 2023
Sgaggio v. Weiser
D. Colorado, 2022
Brown-Smith v. Feinstein
D. Colorado, 2021
Justice Network Inc v. Craighead County
931 F.3d 753 (Eighth Circuit, 2019)
Acosta v. Paragon Contractors Corp.
884 F.3d 1225 (Tenth Circuit, 2018)
The Matter of Walter E. Carver v. State of New York
44 N.E.3d 154 (New York Court of Appeals, 2015)
Carver v. State
87 A.D.3d 25 (Appellate Division of the Supreme Court of New York, 2011)
Johnson-Bey v. Indiana Department of Corrections
668 F. Supp. 2d 1122 (N.D. Indiana, 2009)
Lawrence v. Kuenhold
271 F. App'x 763 (Tenth Circuit, 2008)
Ellibee v. Fox
Tenth Circuit, 2007

Cite This Page — Counsel Stack

Bluebook (online)
57 F.3d 1544, 1995 U.S. App. LEXIS 15164, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johns-v-stewart-ca10-1995.