Johnny Ray Bagby v. Dewey Sowders

853 F.2d 1340, 1988 U.S. App. LEXIS 10845, 1988 WL 82190
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 10, 1988
Docket87-5286
StatusPublished
Cited by8 cases

This text of 853 F.2d 1340 (Johnny Ray Bagby v. Dewey Sowders) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnny Ray Bagby v. Dewey Sowders, 853 F.2d 1340, 1988 U.S. App. LEXIS 10845, 1988 WL 82190 (6th Cir. 1988).

Opinions

CONTIE, Senior Circuit Judge.

Johnny Ray Bagby appeals from the district court’s order dismissing Bagby’s petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 with prejudice. For the following reasons, we affirm the district court’s judgment in part, reverse the district court’s judgment in part and remand this case to the district court with instructions to grant the writ of habeas corpus consistent with this opinion unless the Commonwealth of Kentucky grants Bagby a new trial within a reasonable time.

I.

On June 7,1983, a three-count indictment was returned by the Taylor County, Kentucky Grand Jury charging petitioner Johnny Ray Bagby with the offenses of first-degree rape and second-degree burglary, and with being a second-degree persistent felony offender in violation of Kentucky Revised Statutes §§ 510.040, 511.030, and 532.080 respectively. According to count 1, petitioner on May 11, 1983, “engaged in sexual intercourse with another person [Cindy Arnold] by forcible compulsion.” According to count 2, petitioner, also on May 11, 1983, “with intent to commit a crime knowingly entered or remained unlawfully in the house of another person [Cindy Arnold].” Finally, according to count 3, petitioner had three previous felony convictions.

On March 27-28, 1984, a jury trial was held in Washington Circuit Court.1 Following trial, the court ordered and adjudged that Bagby was guilty of the crime of burglary in the second degree, rape in the first degree, but same being merged into the persistent felony second degree verdict.

Bagby appealed his conviction to the Kentucky Supreme Court. The supreme court issued a memorandum opinion and order affirming Bagby’s conviction.

Subsequently, Bagby filed a pro se petition for the writ of habeas corpus in the United States District Court for the Western District of Kentucky. Bagby advanced seven grounds for relief which the district court noted were the same grounds urged for reversal in the Kentucky Supreme Court.

On February 13, 1987, the district court filed a memorandum and order which dismissed Bagby’s petition with prejudice and denied his motion for appointment of counsel.

This timely appeal followed. Counsel has been appointed by this court. Bagby raises the following issues on appeal: (1) whether petitioner’s right to due process was violated when the state court refused to instruct the jury on first-degree sexual abuse; (2) whether petitioner’s right to due process was violated when the state court permitted the prosecuting witness to refer to petitioner’s photograph in a “mug book”; and (3) whether petitioner’s privilege against self-incrimination and Kentucky Revised Statutes § 421.225(1) were violated when the state court allowed comments at trial concerning petitioner’s failure to testify-

II.

A.

Initially, Bagby argues that his right to due process was violated when the [1342]*1342state court refused to instruct the jury on first-degree sexual abuse.2

“A state prisoner is entitled to relief under 28 U.S.C. § 2254 only if he is held ‘in custody in violation of the Constitution or laws or treaties of the United States.’ ” Engle v. Isaac, 456 U.S. 107, 119, 102 S.Ct. 1558, 1567, 71 L.Ed.2d 783 (1987). The state court’s failure to instruct the jury on lesser included offenses raises a question that is cognizable on habeas corpus review. Brewer v. Overberg, 624 F.2d 51, 52 (6th Cir.1980) (per curiam), cert. denied, 449 U.S. 1085, 101 S.Ct. 873, 66 L.Ed.2d 810 (1981); Allen v. Morris, 845 F.2d 610, 617 (6th Cir.1988). This is so because in some cases, the failure to give a requested instruction could deprive the defendant of the fundamental right to a fair trial secured by the fourteenth amendment. Brewer, 624 F.2d at 52.

In Beck v. Alabama, 447 U.S. 625, 100 S.Ct. 2382, 65 L.Ed.2d 392 (1980), the Supreme Court granted certiorari to decide the following question:

‘May a sentence of death constitutionally be imposed after a jury verdict of guilt of a capital offense, when the jury was not permitted to consider a verdict of guilt of a lesser included non-capital offense, and when the evidence would have supported such a verdict?’

Id. at 627, 100 S.Ct. at 2384 (quoting 444 U.S. 897, 100 S.Ct. 204, 62 L.Ed.2d 132 (1979)). Beck involved an Alabama death penalty statute which prohibited the trial judge from giving the jury the option of convicting the defendant of a lesser included offense, i.e., it required the jury to either convict the defendant of the capital crime, in which case it was required to impose the death penalty, or acquit him. Id. 447 U.S. at 627-29, 100 S.Ct. at 2384-85. The Supreme Court held that since the refusal to instruct the jury on a lesser included offense enhanced the risk of an unwarranted conviction, the state’s failure to so instruct the jury violated the petitioner’s due process rights. Id. at 633-46, 100 S.Ct. at 2387-94.

Two years later, in Hopper v. Evans, 456 U.S. 605, 606, 102 S.Ct. 2049, 2050, 72 L.Ed.2d 367 (1982), the Supreme Court granted certiorari in a habeas case to decide the following question: “[Wjhether, after invalidation of a state law which precluded instructions on lesser included offenses in capital cases, a new trial is required in a capital case in which the defendant’s own evidence negates the possibility that such an instruction might have been warranted.” The Court reviewed prior cases and concluded:

Beck held that due process requires that a lesser included offense instruction be given when the evidence warrants such an instruction. But due process requires that a lesser included offense instruction be given only when the evidence warrants such an instruction. The jury’s discretion is thus channelled so that it may convict a defendant of any crime fairly supported by the evidence. Under Alabama law, the rule in noncapital cases is that a lesser included offense instruction should be given if ‘there is any reasonable theory from the evidence which would support the position.’ The federal rule is that a lesser included offense instruction should be given ‘if the evidence would permit a jury rationally to find [a defendant] guilty of the lesser offense and acquit him of the greater.’ The Alabama rule clearly does not offend federal constitutional standards, and no reason has been advanced why it should not apply in capital cases.

[1343]*1343Id. at 611-12, 102 S.Ct. at 2053 (citations omitted). The Court held that the facts in Hopper did not warrant an instruction on a lesser included offense.

Although Beck and Hopper were both capital cases and their holdings are accordingly limited, this court has applied their rationale in non-capital cases. For example, in Ferrazza v.

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Johnny Ray Bagby v. Dewey Sowders
853 F.2d 1340 (Sixth Circuit, 1988)

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Bluebook (online)
853 F.2d 1340, 1988 U.S. App. LEXIS 10845, 1988 WL 82190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnny-ray-bagby-v-dewey-sowders-ca6-1988.