John H. Block v. Edwin Potter

631 F.2d 233
CourtCourt of Appeals for the Third Circuit
DecidedSeptember 30, 1980
Docket80-1621
StatusPublished
Cited by134 cases

This text of 631 F.2d 233 (John H. Block v. Edwin Potter) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John H. Block v. Edwin Potter, 631 F.2d 233 (3d Cir. 1980).

Opinions

OPINION OF THE COURT

ADAMS, Circuit Judge.

In this appeal from the denial of a petition for a writ of habeas corpus, we are asked to review the grounds upon which the Virgin Islands Board of Parole refused to grant John Block’s parole application. Specifically, we must determine whether the Board violated Block’s rights to due process and equal protection by basing its decision on impermissible considerations. In denying the writ the district court concluded that the Board had applied valid criteria. We reverse.

I. FACTS

In the spring of 1979 appellant Block was convicted of fraudulent use of a credit card in violation of 14 V.I.C. § 3004 (Supp.1978). He was sentenced to an.eighteen month prison term, which is due to expire before the end of this calendar year. Under 5 V.I.C. § 4601 (Supp.1978) a prisoner with a good institutional record becomes eligible [235]*235for parole after serving one-third of his sentence if release is recommended by the warden of the prison and by a psychiatrist. Having satisfied these eligibility standards, Block applied for parole in December, 1979. The Board of Parole denied the application, however, despite its determination that there was no danger that Block would again violate the laws if released. The proffered reason for the denial was that a person like Block who had enjoyed the social advantages of financial security, a college and post-graduate education, and professional employment, should be treated more harshly than the “typical Virgin Islands parole applicant.” At the hearing before the district court, the Chairman of the Board of Parole elaborated on these reasons, distinguishing Block from the “typical” applicant on the grounds that he was not black, Puerto Rican, or unskilled.

Block filed a habeas petition in the Virgin Islands district court under 28 U.S.C. § 2255 (1976) and 5 V.I.C. §§ 1301 et seq. (1967).1 He sought release from custody on the ground that the Board’s action constituted an abuse of discretion in contravention of his rights to due process and equal protection. After a hearing, the district court denied the petition, holding that a prisoner’s advantageous social background may aggravate the severity of his offense. Reasoning that offense severity is a proper parole consideration because it bears on the goal of deterring future criminal conduct, the court concluded that the Board had based its decision on appropriate criteria. The district court did not address Block’s equal protection argument that he had been denied parole because of his race. This appeal followed.

II. DUE PROCESS

A. Nature of Appellant’s Due Process Interest

In order to assess Block’s due process claim, it is important first to recognize that this is not a procedural due process case. Block does not contend that he has a liberty interest, or entitlement, to parole that must be preserved by imposing procedural safeguards. Instead, Block complains that otherwise satisfactory procedures and standards were applied to him in an arbitrary and impermissible manner.

Thus, the Supreme Court’s recent decision in Greenholtz v. Inmates of Nebraska Penal & Correctional Complex, 442 U.S. 1, 99 S.Ct. 2100, 60 L.Ed.2d 668 (1979), would appear to be no barrier to Block’s assertion that his due process rights were violated. In Greenholtz the Court held that there is ' no liberty interest in parole release, derived either from the Constitution or from the mere existence of a discretionary parole system, to which procedural due process protections attach. This holding, however, does not stand for the proposition that once a state decides to provide that which it is not constitutionally compelled to offer, there are no constitutional limitations whatsoever on the basis for making decisions under the program. See Maher v. Roe, 432 U.S. 464, 468, 97 S.Ct. 2376, 2379, 53 L.Ed.2d 484 (1977); Perry v. Sindermann, 408 U.S. 593, 597, 92 S.Ct. 2694, 2697, 33 L.Ed.2d 570 (1972). To interpret Greenholtz as so holding would be to ascribe to that opinion the intent to initiate a major upheaval in due process jurisprudence. The case, however, does not contravene the time-honored principle that “the touchstone of due process is protection of the individual against arbitrary action of government.” Wolff v. McDonnell, 418 U.S. 539, 558, 94 S.Ct. 2963, 2976, 41 L.Ed.2d 935 (1974); Dent v. West Virginia, 129 U.S. 114, 123, 9 S.Ct. 231, 233, 32 L.Ed. 623 (1889).

As the Supreme Court emphasized in Perry v. Sindermann, 408 U.S. 593, 92 S.Ct. 2694, 33 L.Ed.2d 570 (1972), “[f]or at least a quarter-century [the Supreme] Court has made clear that even though a person has no ‘right’ to a valuable government benefit and even though the government may deny him the benefit for any number of reasons, [236]*236there are some reasons upon which the government may not rely.” Id. at 597, 92 S.Ct. at 2697. Thus, as Justice Powell recognized in Greenholtz, although “nothing in the Constitution requires a State to provide for probation or parole ... when a State adopts a parole system that applies general standards of eligibility, prisoners justifiably expect that parole will be granted fairly and according to law whenever those standards are met.” 442 U.S. at 19, 99 S.Ct. at 2110 (Powell, J., concurring in part and dissenting in part).

The presence of a large measure of discretion in a parole system, such as that in the Virgin Islands, does not alter the fundamental due process limitation against capricious decisionmaking. A legislative grant of discretion does not amount to a license for arbitrary behavior. Kent v. United States, 383 U.S. 541, 553, 86 S.Ct. 1045, 1053, 16 L.Ed.2d 84 (1966); cf. Winsett v. McGinnes, 617 F.2d 996, 1006 (3d Cir. 1980) (in banc), petition for cert. filed sub nom. Anderson v. Winsett, 49 U.S.L.W. 3001 (July 1, 1980) (No. 79-2014) (to be consistent with due process, discretion of prison authorities under Delaware work release program cannot be “absolute” or “unbridled”). Although Greenholtz indicates that a state may condition the expectation of parole, or even deny it completely, a state statute may not sanction totally arbitrary parole decisions founded on impermissible criteria.2 Under the Supremacy Clause, a state statute may not vitiate the fundamental due process right to be free from arbitrary governmental action. See Meachum v. Fano, 427 U.S. 215, 230, 96 S.Ct. 2532, 2541, 49 L.Ed.2d 451 (1976) (Stevens, J., dissenting). Thus, Greenholtz

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