Joe Carollo v. Luigi Boria

833 F.3d 1322, 41 I.E.R. Cas. (BNA) 993, 2016 U.S. App. LEXIS 15072, 2016 WL 4375009
CourtCourt of Appeals for the Eleventh Circuit
DecidedAugust 17, 2016
Docket15-11512
StatusPublished
Cited by31 cases

This text of 833 F.3d 1322 (Joe Carollo v. Luigi Boria) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joe Carollo v. Luigi Boria, 833 F.3d 1322, 41 I.E.R. Cas. (BNA) 993, 2016 U.S. App. LEXIS 15072, 2016 WL 4375009 (11th Cir. 2016).

Opinion

FRIEDMAN, District Judge:

Defendant-appellants Luigi Boria, Sandra Ruiz, and Christine Fraga (collectively “appellants”), all city officials, terminated plaintiff-appellee Joe Carollo from his position as City Manager for the City of Doral after he reported to law enforcement and other agencies appellants’ alleged misconduct and made public disclosures about the same. Carollo brought this civil action against appellants under 42 U.S.C. § 1983, alleging a violation of his First Amendment rights. The district court denied appellants’ motion to dismiss on the basis of qualified immunity, finding that the First Amendment protected Carollo’s speech because he made the reports to law enforcement and other agencies as well as the public disclosures in his capacity as a citizen and not in connection with his ordinary job responsibilities as City Manager. The district court also found that precedent existing at the time of his termination clearly established Carollo’s First Amendment rights.

After careful review, we affirm the district court in part and reverse it in part. We remand with instructions to grant Car-ollo leave to amend his complaint to cure the defects we identify and then to proceed to discovery.

I. BACKGROUND

In early 2013, City of Doral Mayor Luigi Boria proposed and the City of Doral City Council approved the appointment of Joe *1326 Carollo as City Manager. Appellants Boria, Christine Fraga (the City of Doral Vice-Mayor), and Sandra Ruiz (a City of Doral Councilwoman) were each voting members of the City Council. Section 3.03 of the City of Doral Municipal Charter includes the following job responsibilities of the City Manager:

(2) Direct and supervise the administration of all departments and offices but not City boards or agencies ... ; (3) Attend all Council meetings and have the right to take part in discussion but not the right to vote; (4) Ensure that all laws, provisions of this Charter and acts of the Council, subject to enforcement and/or administration by him/her or by officers subject to his/her direction and supervision, are faithfully executed[.]

Section 3.01 generally describes the City Manager as “the chief administrative officer of the City” who is “responsible to the [City] Council for the administration of all City affairs.”

During his tenure as City Manager, Car-ollo “reported to local and federal agencies violations of state and [federal law” by the appellants “that were personally communicated to him,” and “made public disclosures” at City Council meetings about those violations. 1 Carollo’s reports to these agencies and his public disclosures concerned mainly three categories of alleged misconduct: (1) Boria and Ruiz’s violations of Florida’s campaign finance laws; (2) Bo-ria and Fraga’s violations of Florida’s financial disclosure laws for elected officials; and (3) Boria’s corruption.

Carollo reported these three allegations of misconduct to law enforcement and other agencies, as well as publicly disclosed the allegations at City Council meetings. The first allegation was that Boria and Ruiz, violated Florida campaign finance laws when Boria accepted illegal campaign contributions in the form of unreported, drastically under-market rent for his campaign headquarters, and Ruiz failed to report a political action committee’s spending on behalf of her campaign. The second allegation was that Boria and Fraga failed to list their secondary sources of income on Florida’s “Form 6” financial disclosures for public officials in 2011 and 2012. The third and final allegation was that Boria engaged in various forms of corruption such as, for example, refusing to recuse himself from a City Council zoning vote on a residential development project in which the developers were his two children and “a long time business associate of Boria with whom Boria has a debtor-creditor relationship.” On Carollo’s allegation, Bo-ria sought to advantage this project by pressuring the City of Doral Director of Zoning and Planning to drop his support for a competing residential development project and making burdensome demands upon the developer of the competing project. 2

On April 23, 2014, the City Council voted to terminate Carollo as City Manager with appellants providing the only three votes in favor of termination. On October 24, 2014, Carollo filed a complaint in the United States District Court for the Southern District of Florida against appellants and *1327 the City of Doral, alleging three claims: (1) retaliation in violation of the First Amendment; (2) violations of Florida’s Whistle-blower’s Act, Fla. Stat. ÁNN. § 112.3187 et seq.; and (3) violations of the City of Doral Municipal Charter. 3 Carollo attached the Municipal Charter as an exhibit to his complaint and pled that the First Amendment protects each of his reports and public disclosures. As relevant here, appellants moved to dismiss the First Amendment retaliation claim on the basis of qualified immunity. They argued that they did not violate Carollo’s First Amendment rights because he made his reports and public disclosures in his capacity as City Manager and not as a citizen, and that, even if that was not the case, those First Amendments rights were not clearly established in this Circuit at the time appellants voted to terminate Carollo as City Manager.

The district court denied appellants’ motion to dismiss. First, it held that Carollo spoke as a citizen and not pursuant to his official duties, and that his complaint therefore stated a plausible First Amendment retaliation claim. The court based that conclusion on the fact that Carollo’s ordinary job responsibilities as enumerated in the Municipal Charter did not include enforcing Florida’s campaign finance laws, Florida’s financial disclosure laws for elected officials, or laws relating to public corruption. The district court also rejected appellants’ reliance on Section 3.03(4) of the Municipal Charter — -which empowers the City Manager to “[e]nsure that all laws ... are faithfully executed” — because that provision limits the City Manager’s duties to “all laws” that are “subject to enforcement and/or administration by” him. Second, the district court held that Carollo’s First Amendment rights were clearly established at the time appellants voted to terminate him because appellants “have been on notice” since the Supreme Court’s decision in Pickering v. Bd. of Ed. of Township High School Dist., 205, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968), “that a public employee may be protected under the First Amendment when the employee learns of matters of public concern through his or her employment and the employee speaks out as a citizen on those matters.” The district court also noted that the Supreme Court’s decision in Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006), reaffirmed Pickering.

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833 F.3d 1322, 41 I.E.R. Cas. (BNA) 993, 2016 U.S. App. LEXIS 15072, 2016 WL 4375009, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joe-carollo-v-luigi-boria-ca11-2016.