Jewell v. State

887 N.E.2d 939, 2008 Ind. LEXIS 452, 2008 WL 2267169
CourtIndiana Supreme Court
DecidedJune 4, 2008
Docket34S05-0806-CR-316
StatusPublished
Cited by81 cases

This text of 887 N.E.2d 939 (Jewell v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jewell v. State, 887 N.E.2d 939, 2008 Ind. LEXIS 452, 2008 WL 2267169 (Ind. 2008).

Opinion

DICKSON, Justice.

In this direct appeal, the defendant has challenged his three convictions by asserting six appellate claims as fundamental error. 1 The Court of Appeals sua sponte recharacterized three of these as issues of ineffective assistance of counsel and denied relief, but reversed two of the three convictions on other grounds. Jewell v. State, 877 N.E.2d 864, 872-73 (Ind.Ct.App.2007). Urging that he did not present any direct appeal issues as claims of ineffective assistance and that he could present this issue in possible future post-conviction proceedings, the defendant sought transfer. We grant transfer and now reject the defendant’s procedurally defaulted claims solely on grounds that they do not constitute fundamental error.

Following a jury trial, the defendant was convicted in Counts I and II of two incidents of Child Molesting as a class A felony and in Count IV of Sexual Misconduct With a Minor as a class D felony. The defendant’s appeal sought reversal on six grounds, claiming that each qualified for appellate consideration as fundamental error: (1) statute of limitations; (2) insufficient evidence; (3) failure of counsel to object to the filing of an amended charge; (4) failure of counsel to cross-examine; (5) failure of counsel to investigate; and (6) failure of counsel to file an alibi notice. As to the last three of these, the Court of *941 Appeals disregarded the defendant’s express presentation of his claims “in the framework of fundamental error and not ineffective assistance of counsel.” Appellant’s Br. at 13, 16. The Court of Appeals acknowledged that the defendant was seeking appellate review on these issues solely as fundamental error and was seeking to reserve until post-conviction proceedings his claims of ineffective assistance of counsel, but it nevertheless considered these issues as claims of ineffective assistance of counsel and addressed the merits of whether trial counsel’s performance was deficient or resulted in prejudice. Jewell, 877N.E.2d at 872-73.

As to the statute of limitations and insufficient evidence claims, which may be presented in a criminal appeal without being raised at trial, the Court of Appeals reversed the convictions on Counts II and IV, and the State did not challenge the reversals on transfer. We summarily affirm the decision of the Court of Appeals on these issues.

As to his other direct appeal claims, the defendant seeks reversal on grounds that fundamental error occurred by reason of his trial counsel’s alleged failures during his third trial 2 to properly cross-examine and to impeach the State’s key witnesses, to adequately investigate, to file a notice of alibi, and to object to the belated filing of amended charges. Although reciting the fundamental error doctrine as the sole basis of his direct appeal claims, the defendant’s appellant’s brief nevertheless described the alleged errors as a series of claimed failures of his trial counsel, and the State’s appellee’s brief responded by addressing these issues as ones of ineffective assistance of counsel, not as fundamental error.

A criminal defendant claiming ineffective assistance of trial counsel is at liberty to elect whether to raise this claim on direct appeal or in post-conviction proceedings. Woods v. State, 701 N.E.2d 1208, 1216 (Ind.1998), cert, denied, Woods v. Indiana, 528 U.S. 861, 120 S.Ct. 150, 145 L.Ed.2d 128 (1999). But if raised on direct appeal, the appellate resolution of the issue acts as res judicata and precludes its relitigation in subsequent post-conviction relief proceedings. Thomas v. State, 797 N.E.2d 752, 754 (Ind.2003); McCary v. State, 761 N.E.2d 389, 392 (Ind.2002); Allen v. State, 749 N.E.2d 1158, 1166 (Ind. 2001); Woods, 701 N.E.2d at 1216.

In contrast to a direct appeal, which addresses claims of error established in the record of proceedings through trial and judgment, a post-conviction relief proceeding may receive new evidence not previously presented at trial. Ind. Post-Conviction Rules l(l)(a)(4) and 1(5); Gould v. State, 578 N.E.2d 382, 384 (Ind.Ct.App.1991); see generally State v. Cleland, 477 N.E.2d 537 (Ind.1985). To establish a violation of the Sixth Amendment right to effective assistance of counsel requires a defendant to prove two components: (1) counsel’s performance fell below an objective standard of reasonableness based on prevailing professional norms; and (2) the deficient performance prejudiced the defendant to the extent that, but for counsel’s errors, the result of the proceeding would have been different. Perez v. State, 748 N.E.2d 853, 854 (Ind.2001); Woods, 701 N.E.2d at 1224. To support such a claim of ineffective assistance of counsel, it is often necessary to develop *942 facts beyond those contained in the trial record. Mclntire v. State, 717 N.E.2d 96, 101 (Ind.1999); Woods, 701 N.E.2d at 1216-19. Unless foreclosed by raising the issue on direct appeal, a defendant should be permitted to present the issue of ineffective assistance of counsel utilizing the broader evidentiary opportunities afforded in post-conviction proceedings.

We therefore address only the defendant’s assertions that his trial counsel’s representation constituted fundamental error, but not as claims of ineffective assistance of counsel under the Sixth Amendment. Appellate courts may, on rare occasions, resort to the fundamental error exception to address on direct appeal an otherwise procedurally defaulted claim. But fundamental error is extremely narrow and available only when the record reveals a clearly blatant violation of basic and elementary principles, where the harm or potential for harm cannot be denied, and which violation is so prejudicial to the rights of the defendant as to make a fair trial impossible. Benson, 762 N.E.2d at 755; Maul v. State, 731 N.E.2d 438, 440-41 (Ind.2000); see also Barany v. State, 658 N.E.2d 60, 64 (Ind.1995).

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Bluebook (online)
887 N.E.2d 939, 2008 Ind. LEXIS 452, 2008 WL 2267169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jewell-v-state-ind-2008.