MEMORANDUM OPINION AND ORDER
HADEN, District Judge.
Plaintiff, a black woman, brings this action pursuant to 42 U.S.C. §§ 1981 and 2000e-5(f), against her former employer, Levolor Lorentzen, Inc., and a supervisory employee of her former employer seeking to recover monetary, declaratory and injunctive relief. Currently pending before the Court is the Defendants’ motion to dismiss, pursuant to
Rule
12(b), Federal Rules of Civil Procedure, filed October 13, 1982. Inasmuch as the Court has referred to matters outside of the pleadings in deciding the Defendants’ motion to dismiss, the Court has deemed it appropriate to treat the Defendants’ motion as one for partial summary judgment, pursuant to
Rule
56(b), Federal Rules of Civil Procedure. For the reasons set out below, this Court hereby denies the Defendants’ motion.
I.
Title VII’s Administrative Remedy Exhaustion Requirement
On October 19, 1981, the Plaintiff filed a complaint against her employer, Levolor Lorentzen, Inc., with the EEOC wherein she charged it with having demoted her discriminatorily on the basis of her sex and : race.
The Plaintiff subsequently filed a second EEOC complaint against her employer on May 25,1982, wherein she alleged that her employer had given her a five-day suspension from her employment and was •otherwise retaliating against her for having filed her initial EEOC complaint.
As a result of the allegedly intolerable, discriminatory working conditions which she was continually subjected to, the Plaintiff terminated her employment with Levolor Lorentzen, Inc., on June 25, 1982.
After the EEOC issued the Plaintiff a right to sue
letter on June 1, 1982, she subsequently commenced this Section 1981 and Title VII action on August 26, 1982, complaining of (1) her demotion from office manager to a lesser position, (2) her several suspensions from her employment, and (3) her constructive discharge.
Inasmuch as the Plaintiff commenced this civil action within less than 180 days from the filing of her May 25, 1982, administrative complaint [second charge]
which was still pending before the EEOC, the Defendants argue that the Court does not have subject matter jurisdiction under Title VII over those allegations pertaining to the Plaintiff’s suspension from her employment and the other allegations of retaliation by her employer which are raised in the second charge.
The Defendants further argue that the Court does not have subject matter jurisdiction under Title VII over the Plaintiff’s alleged constructive discharge claim which the Defendants maintain was not raised before the EEOC. Defendants conclude, therefore, that the Court only has subject matter jurisdiction under Title VII over the Plaintiff’s allegation that she was discriminatorily demoted.
Since the Plaintiff never filed a third charge with the EEOC pertaining to her alleged constructive discharge and, furthermore, inasmuch as she commenced this civil action before the EEOC had completed processing her second charge and within less than 180 days of her filing of the second charge, the Court would
normally
have to focus its analysis solely on the Plaintiff’s first EEOC charge, which pertained to her demotion claim, and seek to determine whether the Plaintiff’s suspension and constructive discharge claims are within “the ‘scope’ of the EEOC investigation which can reasonably be expected to grow out of the [first] charge of discrimination.”
Sanchez v. Standard Brands, Inc.,
431 F.2d 455, 466 (5th Cir.1970);
Chisholm v. U.S. Postal Service,
665 F.2d 482, 491 (4th Cir.1981). Such is not the case here, however, where the Plaintiff has alleged that she was suspended
and eventually constructively discharged
from her employment in retaliation for having filed discrimination charges against her employer with the EEOC.
In this regard, one district court in this circuit has stated the controlling rule as follows:
“In the absence of any indication of dereliction by the agency, it is this court’s opinion that the scope of an EEOC investigation should be conclusive on the scope of a subsequent Title VII suit with two limited exceptions.
Hubbard v. Rubbermaid, Inc.,
436 F.Supp. 1184, 1190-91 (D.Md.1977).
Accord Haynes v. Mark,
520 F.Supp. 1183, 1184 (D.Col.1981) (citing cases).
Provided the Plaintiff can prove the Defendants’ alleged retaliatory animus behind her suspensions and constructive discharge, the Court can hear these unexhausted claims under Title VII without offending the statutory scheme of informal persuasion and voluntary compliance. In any event, these unexhausted claims are independently actionable under Section 1981.
Cf., Taylor v. Union Carbide Corporation,
93 F.R.D. 1, 4 (S.D.W.Va.1980).
II. Plaintiff’s Title VII and Section 1981 Claims Against the Individual Defendant, Boswell
A.
Subject Matter Jurisdiction Over the Title VII Claim Against Boswell.
The Defendant Boswell argues that the Court does not have subject matter jurisdiction over him with respect to the Plaintiff’s Title VII claim, since he was not named as a respondent in the complaints which the Plaintiff filed with the EEOC.
See
42 U.S.C. § 2000e-5(f)(l).
Mindful of the administrative filing requirement’s twofold purpose of giving notice to the charged party and of providing an avenue for voluntary compliance, the Plaintiff maintains that Boswell should not be allowed to cry foul where he is an agent of the named respondent and where his allegedly retaliatory conduct and statements
indicates that he had actual notice of the administrative proceedings. The issue at hand is by no means novel in either this circuit or elsewhere.
In
Mickel v.
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MEMORANDUM OPINION AND ORDER
HADEN, District Judge.
Plaintiff, a black woman, brings this action pursuant to 42 U.S.C. §§ 1981 and 2000e-5(f), against her former employer, Levolor Lorentzen, Inc., and a supervisory employee of her former employer seeking to recover monetary, declaratory and injunctive relief. Currently pending before the Court is the Defendants’ motion to dismiss, pursuant to
Rule
12(b), Federal Rules of Civil Procedure, filed October 13, 1982. Inasmuch as the Court has referred to matters outside of the pleadings in deciding the Defendants’ motion to dismiss, the Court has deemed it appropriate to treat the Defendants’ motion as one for partial summary judgment, pursuant to
Rule
56(b), Federal Rules of Civil Procedure. For the reasons set out below, this Court hereby denies the Defendants’ motion.
I.
Title VII’s Administrative Remedy Exhaustion Requirement
On October 19, 1981, the Plaintiff filed a complaint against her employer, Levolor Lorentzen, Inc., with the EEOC wherein she charged it with having demoted her discriminatorily on the basis of her sex and : race.
The Plaintiff subsequently filed a second EEOC complaint against her employer on May 25,1982, wherein she alleged that her employer had given her a five-day suspension from her employment and was •otherwise retaliating against her for having filed her initial EEOC complaint.
As a result of the allegedly intolerable, discriminatory working conditions which she was continually subjected to, the Plaintiff terminated her employment with Levolor Lorentzen, Inc., on June 25, 1982.
After the EEOC issued the Plaintiff a right to sue
letter on June 1, 1982, she subsequently commenced this Section 1981 and Title VII action on August 26, 1982, complaining of (1) her demotion from office manager to a lesser position, (2) her several suspensions from her employment, and (3) her constructive discharge.
Inasmuch as the Plaintiff commenced this civil action within less than 180 days from the filing of her May 25, 1982, administrative complaint [second charge]
which was still pending before the EEOC, the Defendants argue that the Court does not have subject matter jurisdiction under Title VII over those allegations pertaining to the Plaintiff’s suspension from her employment and the other allegations of retaliation by her employer which are raised in the second charge.
The Defendants further argue that the Court does not have subject matter jurisdiction under Title VII over the Plaintiff’s alleged constructive discharge claim which the Defendants maintain was not raised before the EEOC. Defendants conclude, therefore, that the Court only has subject matter jurisdiction under Title VII over the Plaintiff’s allegation that she was discriminatorily demoted.
Since the Plaintiff never filed a third charge with the EEOC pertaining to her alleged constructive discharge and, furthermore, inasmuch as she commenced this civil action before the EEOC had completed processing her second charge and within less than 180 days of her filing of the second charge, the Court would
normally
have to focus its analysis solely on the Plaintiff’s first EEOC charge, which pertained to her demotion claim, and seek to determine whether the Plaintiff’s suspension and constructive discharge claims are within “the ‘scope’ of the EEOC investigation which can reasonably be expected to grow out of the [first] charge of discrimination.”
Sanchez v. Standard Brands, Inc.,
431 F.2d 455, 466 (5th Cir.1970);
Chisholm v. U.S. Postal Service,
665 F.2d 482, 491 (4th Cir.1981). Such is not the case here, however, where the Plaintiff has alleged that she was suspended
and eventually constructively discharged
from her employment in retaliation for having filed discrimination charges against her employer with the EEOC.
In this regard, one district court in this circuit has stated the controlling rule as follows:
“In the absence of any indication of dereliction by the agency, it is this court’s opinion that the scope of an EEOC investigation should be conclusive on the scope of a subsequent Title VII suit with two limited exceptions.
Hubbard v. Rubbermaid, Inc.,
436 F.Supp. 1184, 1190-91 (D.Md.1977).
Accord Haynes v. Mark,
520 F.Supp. 1183, 1184 (D.Col.1981) (citing cases).
Provided the Plaintiff can prove the Defendants’ alleged retaliatory animus behind her suspensions and constructive discharge, the Court can hear these unexhausted claims under Title VII without offending the statutory scheme of informal persuasion and voluntary compliance. In any event, these unexhausted claims are independently actionable under Section 1981.
Cf., Taylor v. Union Carbide Corporation,
93 F.R.D. 1, 4 (S.D.W.Va.1980).
II. Plaintiff’s Title VII and Section 1981 Claims Against the Individual Defendant, Boswell
A.
Subject Matter Jurisdiction Over the Title VII Claim Against Boswell.
The Defendant Boswell argues that the Court does not have subject matter jurisdiction over him with respect to the Plaintiff’s Title VII claim, since he was not named as a respondent in the complaints which the Plaintiff filed with the EEOC.
See
42 U.S.C. § 2000e-5(f)(l).
Mindful of the administrative filing requirement’s twofold purpose of giving notice to the charged party and of providing an avenue for voluntary compliance, the Plaintiff maintains that Boswell should not be allowed to cry foul where he is an agent of the named respondent and where his allegedly retaliatory conduct and statements
indicates that he had actual notice of the administrative proceedings. The issue at hand is by no means novel in either this circuit or elsewhere.
In
Mickel v. South Carolina State Employment Service, 377
F.2d 239 (4th Cir.)
cert. denied
389 U.S.
877,
88 S.Ct. 177, 19 L.Ed.2d 166 (1967), a black applicant brought a Title VII action against a state employment agency and a private company with which he had desired employment. The company successfully moved for dismissal on the basis that the plaintiff had not named it as a respondent in her EEOC complaint. On appeal, the Fourth Circuit held that an opportunity for administrative conciliation is a jurisdictional prerequisite to bringing a civil action under Title VII and concluded that the plaintiff had not satisfied that prerequisite as to the company where she had not named it in her administrative complaint, and where there was neither any indication that she had had any direct dealings with the company nor that the state employment agency, which had been named in the EEOC complaint, had acted as the company’s agent in discriminating against her.
Mickel
has been distinguished on its facts, however, in at least three subsequent Title VII actions in this circuit.
Cf., EEOC v. American National Bank,
652 F.2d 1176, 1185-86 (4th Cir.1981),
rehearing en banc denied
680 F.2d 965 (4th Cir.1982)
cert. denied
- U.S. -, 103 S.Ct. 235, 74 L.Ed.2d 186 (1982). In
Kelly v. Richland School District,
463 F.Supp. 216 (D.S.C.1978),
the school district’s board of trustees and the individual board members moved that the Title VII claim against them be dismissed, inasmuch as the Plaintiff had not named them as respondents in his EEOC complaint. Finding that the purposes of the administrative filing requirement had been satisfied with respect to the unnamed defendants, the court denied their motion. In doing so, the court reasoned that the notice of the alleged discriminatory conduct and the opportunity for voluntary conciliation which the EEOC complaint afforded to the named school district was attributable to the board of trustees and its members since under state law the school district could only act through them.
In
Vanguard Justice Society, Inc. v. Hughes,
471 F.Supp. 670 (D.Md.1979), the court held that it was not deprived of subject matter jurisdiction over the individual defendants who were not named in the EEOC complaint, but who were officials of the named entities where the unnamed defendants had not asserted that they lacked actual notice of the EEOC charge, nor that the EEOC’s conciliation efforts were in any way affected by the plaintiff’s failure to name them in the administrative complaint.
Accord, Chastang v. Flynn and Emrich Co.,
365 F.Supp. 957, 959-64 (D.Md.1973),
affirmed in relevant part
541 F.2d 1040 (4th Cir.1976) (identity of interests between named corporation and its unnamed officers and directors).
In
Glus v. G.C. Murphy Co.,
562 F.2d 880, 888 (3d Cir.1977)
[Glus I]
the Third Circuit astutely commented that:
“[MJuch of the initiation of charges with the EEOC is done by laymen .... We cannot believe Congress intended that a person filing charges should accurately ascertain, at the risk of later facing dismissal of their suit, at the time the charges were made, every separate entity
which m some way may have violated Title VII.
* * * * * *
The goal of conciliation without resort to the already overburdened federal courts is of great importance and should not be lost. However, equally important is the availability of complete redress of legitimate grievances without undue encumbrance by procedural requirements especially when demanding full and technical compliance would have no relation to the purposes for requiring those procedures in the first instance.”
The
Glus
court went on to enumerate the following four factors which a district court should consider in determining whether it has jurisdiction under Title VII over defendants who were not named in the plaintiff’s EEOC complaint:
First, whether the plaintiff, through reasonable effort, could have ascertained the role of the unnamed defendant at the time she filed her EEOC complaint;
Second, whether the interests of the named defendant are so similar as the unnamed defendants that it would be unnecessary to include the unnamed defendant in the EEOC complaint for the purpose of obtaining voluntary conciliation and compliance;
Third, whether his absence from the EEOC proceedings resulted in actual prejudice to the interests of the unnamed defendant; and
Fourth, whether the unnamed defendant has in some way represented to the plaintiff that his relationship with the plaintiff is to be through the named defendant.
Id.
In
Glus II
the Third Circuit further stated that:
“This four-pronged test is not a mechanical one; no factor is decisive. Instead each factor should be evaluated in light of the statutory purposes of Title VII and the interests of both parties.”
Glus v. G.C. Murphy Co.,
629 F.2d 248, 251 (3d Cir.1980)
vacated on other grounds
451 U.S. 935, 101 S.Ct. 2013, 68 L.Ed.2d 321 (1981)
[Glus
II].
Cf., Wong v. Calvin,
87 F.R.D. 145 (N.D.Fla.1980).
But cf., Martin v. Easton Publishing Co.,
478 F.Supp. 796 (E.D.Pa.1979).
In the action at bar, it is apparent that the Plaintiff knew of Boswell’s role in her allegedly discriminatory demotion and suspensions at the time she filed her EEOC complaints, inasmuch as she repeatedly
named Boswell in the texts of both administrative charges.
On the other hand, Boswell has not claimed that he has been prejudiced by not having been named as a respondent in the Plaintiffs EEOC complaints. Moreover, the Court cannot perceive how he could claim any prejudice as a result of the Plaintiffs technical oversight, given his managerial position with the named Defendant and the fact that he was repeatedly named in the texts of the EEOC complaints.
Accordingly, the Court finds that it has subject matter jurisdiction over the Title VII claim against Boswell.
B.
Boswell Is Suable As An Employer Under Title VII, 42 U.S.C. § 2000e(b).
Boswell further contends that he is not properly subject to suit under Title VII, inasmuch as he is not an employer as defined in the Act.
Relying on
Haynes v. Miller,
669 F.2d 1125 (6th Cir.1982)
and
Cannon v. State of Delaware,
523 F.Supp. 341 (D.Del.1981)
Boswell tenuously argues that the Court should not apply Section 2000e(b)’s agency language to him since the Plaintiff would not be prejudiced from his dismissal, inasmuch as his co-defendant, Levolor Lorentzen, Inc., is an employer in the normal sense of the term.
The Plaintiff, on the other hand, forcefully argues that Boswell, as the plant manager at Lorentzen’s Weirton facility, who made the personal decisions which the Plaintiff complains of, is an agent of the Defendant company and, consequently, comes within Title VIPs definition of an employer.
In
Munford v. James T. Barnes and Company,
441 F.Supp. 459 (E.D.Mich.1971), a black female plaintiff brought a Title VII action against the defendant company and two of its supervisory employees who had responsibility for making personnel decisions for the defendant company. Munford predicated her action upon the allegations that she was discharged from her employment with the defendant company because she rebuffed the repeated, overt sexual advances of one of the individual defendants, as well as upon the fact that the other
individual defendant refused to investigate her protests of her discharge. In denying the defendants’ motion for summary judgment, the
Munford
court determined that the individual defendants were within Section 2000e(b)’s definition of employer, since they admittedly had the responsibility for making personnel decisions for the defendant company and, accordingly, would be considered its agents.
Cf, Guyette v. Stauffer Chemical Co.,
518 F.Supp. 521 (D.N.J.1981) (limiting Section 2000e(b)’s definition of “employer” to supervisory employees).
The Plaintiff at bar alleges that plant manager Boswell demoted her in August of 1981, solely on the basis of her race and sex, and that he subsequently suspended her and otherwise discriminated against her in retaliation for having filed a complaint with the EEOC in response to her demotion.
Since the Plaintiff alleges that Boswell was responsible for making the complained of personnel decisions for the Defendant company, this Court is precluded from summarily finding that Boswell is not subject to suit as an employer. 42 U.S.C. § 2000e(b).
See Munford v. James T. Barnes and Co., supra.
C.
Section 1981 Claim Against Boswell.
42 U.S.C. § 1981 provides in pertinent part as follows:
“All persons within the jurisdiction of the United States shall have the same right ... to make and enforce contracts ... as is enjoyed by white citizens .... ”
The Supreme Court has extended Section 1981’s protection of contract rights to encompass an individual’s rights under a private employment contract by recognizing “that § 1981 affords a federal remedy against discrimination in private employment on the basis of race.”
Johnson v. Railway Express Agency, Inc.,
421 U.S. 454, 460, 95 S.Ct. 1716, 1720, 44 L.Ed.2d 295 (1975).
Accord, Brown v. Gaston County Dyeing Machine Co.,
457 F.2d 1377, 1379 (4th Cir.)
cert. denied
409 U.S. 982, 93 S.Ct. 319, 34 L.Ed.2d 246 (1972).
While conceding the above, Boswell argues that the Plaintiff has not stated a cause of action against him under Section 1981, inasmuch as he is not in privity of contract with the Plaintiff.
In advancing this argument, Boswell incorrectly assumes that an individual employee of a corporate defendant cannot be held liable under Section 1981 for the same action which allegedly gives rise to corporate liability.
The Fourth Circuit has held in this regard that corporate “directors become personally liable when they intentionally cause a corporation to infringe the rights secured by .. . [section] 1981 .... ”
Tillman v. Wheaton-Haven Recreation Association, Inc.,
517 F.2d 1141, 1146 (4th Cir.1975).
In rejecting Boswell’s argument, another court has stated that:
“[I]t is well established that a director, officer, or agent of a corporation is liable in damages for injuries suffered by third persons because of his torts, regardless of whether he acted on his own account or on behalf of the corporation and regardless of whether or not the corporation is also liable.... Indeed, the Supreme Court in
Sullivan v. Little Hunting Park, Inc.,
396 U.S. 229, 236-237 [90 S.Ct. 400,
404-05, 24 L.Ed.2d 386] (1969), applied this principle to litigation under Section 1982, the companion statute to Section 1981. There, the court permitted plaintiffs to sue under Section 1982 a recreational corporation as well as its directors for a refusal to permit the assignment of membership rights to a black lessee. Subsequently, a number of courts have permitted suits under Section 1981 against both corporations and corporate directors or officers who authorize, direct or participate in the alleged discriminatory conduct.”
Manuel v. International Harvester Co.,
502 F.Supp. 45, 49-50 (N.D.Ill.1980) (holding that the plaintiff had stated a cause of action under Section 1981 against corporate employees who allegedly decided to terminate the plaintiffs employment with the defendant corporation on the basis of his race).
Accord, Coley v. M & M Mars, Inc.,
461 F.Supp. 1073, 1076 (M.D.Ga.1978) (holding that a plant manager and other supervisory employees of a corporate defendant may be held individually liable under Section 1981 for their allegedly discriminatory interference with the plaintiff’s contractual relationship with the corporate employer).
The Plaintiff at bar alleges that the Defendants demoted her from her former position of office manager, subsequently suspended her employment on several occasions and finally constructively discharged her all on account of her race. These allegations preclude the Court from summarily dismissing the Plaintiff’s Section 1981 claim against plant manager Boswell at this early stage of the proceedings.
III. Punitive Damages
The Defendants correctly argue that punitive damages may not be awarded to a plaintiff who prevails on a Title VII claim, inasmuch as such damages are not authorized by 42 U.S.C. § 2000e-5(g).
See Walker v. Ford Motor Co.,
684 F.2d 1355, 1363-64 (11th Cir.1982);
Shah v. Mt. Zion Hospital and Medical Center,
642 F.2d 268, 272 (9th Cir.1981);
Miller v. Texas State Board of Barber Examiners,
615 F.2d 650, 654 (5th Cir.)
cert. denied
449 U.S. 891, 101 S.Ct. 249, 66 L.Ed.2d 117 (1980);
DeGrace v. Rumsfeld,
614 F.2d 796, 808 (1st Cir.1980);
Pearson v. Western Electric Co.,
542 F.2d 1150, 1151-52 (10th Cir.1976).
See generally Russell v. American Tobacco Co.,
528 F.2d 357, 366 (4th Cir.1975)
cert. denied
425 U.S. 935, 96 S.Ct. 1666, 48 L.Ed.2d 176 (1976). In moving to strike the Plaintiff’s request for punitive damages, however, the Defendants have not taken into account the fact that the Plaintiff has also brought this action under 42 U.S.C. § 1981, which, in an appropriate case, provides an independent basis for awarding punitive damages.
See, Heritage Homes of Attleboro v. Seekonk Water District,
648 F.2d 761, 763 (1st Cir.1981)
cert.
denied -U.S.-, 102 S.Ct. 2934, 73 L.Ed.2d 1333 (1982).
See generally Johnson v. Railway Express Agency, Inc., supra
421 U.S. at 460, 95 S.Ct. at 1720. Accordingly, the Court grants the Defendants’ motion to strike the Plaintiff’s prayer for punitive damages with respect to her Title VII claim, but denies the same with respect to her Section 1981 claim.
The Clerk is directed to send a certified copy of this Memorandum Opinion and Order to counsel of record.