Jefferson v. Lead Industries Ass'n

106 F.3d 1245, 1997 U.S. App. LEXIS 4624, 1997 WL 78438
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 12, 1997
Docket96-30600
StatusPublished
Cited by99 cases

This text of 106 F.3d 1245 (Jefferson v. Lead Industries Ass'n) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jefferson v. Lead Industries Ass'n, 106 F.3d 1245, 1997 U.S. App. LEXIS 4624, 1997 WL 78438 (5th Cir. 1997).

Opinion

PER CURIAM:

This diversity jurisdiction case was filed in federal district court by Plaintiff-Appellant Letetia Jefferson, individually and as duly qualified legal tutrix of Schanta Jefferson, and as the purported representative of the class of all Louisiana parents of children who suffered from lead poisoning resulting from exposure to lead paint pigment before they attained the age of six years. The suit implicates the Louisiana Products Liability Act (LPLA), 1 under which Jefferson sought recovery against a number of manufacturers of lead paint pigment (the Manufacturers) 2 and their trade association (the Association). 3 She also sought recovery on alternative theories based on non-LPLA grounds. On appeal, Jefferson seeks reversal of the district court’s dismissal of her complaint against the Manufacturers under Federal Rule of Civil Procedure 12(b)(6), primarily for failure to state a claim under the LPLA, due to her inability to identify which of the Manufacturers actually made the particular lead paint pigment that caused the alleged injuries, and secondarily due to the unavailability of a cause of action grounded in civil conspiracy. She also appeals the dismissal of her claim against the Association, resulting from the fact that it is not a manufacturer and thus not amenable to liability under the LPLA. Additionally, Jefferson now urges on appeal that we should certify two key questions of law to the Louisiana Supreme Court. For the reasons set forth below, we decline Jefferson’s invitation to certify and we affirm the order of the district court dismissing her action pursuant to Rule 12(b).

I

CERTIFICATION

Jefferson has filed a motion with this court asking that, pursuant to Louisiana Supreme Court Rule XII § 1, we certify questions to that court, regarding the LPLA and Louisiana Civil Code Article 2324. Specifically, Jefferson’s motion asks us to certify the following two questions:

1. If a small group of defendants-manufacturers act in concert to produce a completely fungible product which is defective within the meaning of the Louisiana Products Liability Act, La. R.S. 9:2800.52 et seq., and if those defendants are also guilty of a breach of express warranty under the LPLA, can those defendants be held liable for damage caused by that product, even if the plaintiff cannot identify the specific defendant who manufactured that portion of the product that injured him?
2. Can the defendant be held solidarily liable under the civil conspiracy provisions of Louisiana Civil Code Article 2824, or, alternatively, can the defendants be liable for their share of the *1247 market of that wholly fungible product?

In support of certification, Jefferson’s brief notes that (1) “[t]he issue of a completely fungible product in the context of the LPLA has never been decided by any Louisiana court,” (2) the LPLA does not “specifically address the issue of allocation of fault among manufacturers who combine to produce a single defective product,” and (3) the question whether defendants should be liable in solido under Article 2324 is an issue not addressed by the LPLA or, to date, the jurisprudence of Louisiana. Jefferson contends, in the alternative, that questions addressing the foregoing issues should be certified because the Louisiana Supreme Court has never ruled on the applicability of market share liability. 4

In opposing certification, the Defendants contend, inter alia, that (1) there is no discrete question of law to certify, (2) there is no genuine uncertainty with respect to state law, (3) certification is not available as a means of changing existing circuit precedent, (4) Louisiana’s unique position as a civil law jurisdiction mandates that the legislature rather than the courts adopt new theories of liability, and (5) a plaintiffs initial election to sue in federal court should proscribe his efforts to turn to the state supreme court for guidance after he loses his ease in federal district court.

[1] As a general proposition we are chary about certifying questions of law absent a compelling reason to do so; the availability of certification is such an important resource to this court that we will not risk its continued availability by going to that well too often. Alone, the absence of a definitive answer from the state supreme court on a particular question is not sufficient to warrant certification. Rather, we must “decide the ease as would an intermediate appellate court of the state in question if ... the highest court of the state has not spoken on the issue or issues presented.” 5 So, absent genuinely unsettled matters of state law, we are reluctant to certify. 6

Before liability may be imposed, under the LPLA, a plaintiff must show proximate causation —— a link between the actions of a manufacturer and the injury-causing product. 7 The clear guidance provided by this requirement counsels against certifying Jefferson’s proffered question to the Louisiana Supreme Court.

Neither is certification a proper avenue to change our binding precedent. 8 Albeit prior to the adoption of the LPLA, we have previously considered and rejected market share liability in Louisiana products liability cases. 9 Since those precedents were established, there has been no change in the Louisiana jurisprudence either before or after adoption of the LPLA, and the failure of the Louisiana *1248 legislature to embrace market share liability when it confected the LPLA or by subsequent amendment implies continued rejection of that theory by Louisiana. This, in turn, weighs heavily against certification.

Although not alone dispositive, Jefferson’s choice of forum cannot be ignored. By filing suit in federal court, Jefferson consciously exercised her option to litigate in either state or federal court when she chose the latter. That her electing to file in federal court might have been done in anticipation of removal by the defendants is of no moment: “[T]he court should be slow to honor a request for certification from a party who chose to invoke federal jurisdiction.” 10

We do not lightly abdicate our mandate to decide issues of state law when sitting in diversity, and in the same vein “[w]e use much judgment, restraint and discretion in certifying” cases to the highest state court. 11 When we view the certification sought by Jefferson in light of the foregoing factors and policy considerations, we are satisfied that this case is not a viable candidate for certification. We therefore deny Jefferson’s motion to certify.

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Bluebook (online)
106 F.3d 1245, 1997 U.S. App. LEXIS 4624, 1997 WL 78438, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jefferson-v-lead-industries-assn-ca5-1997.