Suzanne E. Tidler, and Helene Mankowitz v. Eli Lilly and Company

851 F.2d 418, 271 U.S. App. D.C. 163, 1988 U.S. App. LEXIS 9315, 1988 WL 70700
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 12, 1988
Docket85-5981
StatusPublished
Cited by88 cases

This text of 851 F.2d 418 (Suzanne E. Tidler, and Helene Mankowitz v. Eli Lilly and Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Suzanne E. Tidler, and Helene Mankowitz v. Eli Lilly and Company, 851 F.2d 418, 271 U.S. App. D.C. 163, 1988 U.S. App. LEXIS 9315, 1988 WL 70700 (D.C. Cir. 1988).

Opinion

Opinion for the Court filed by Circuit Judge D.H. GINSBURG.

D.H. GINSBURG, Circuit Judge:

Plaintiffs are seven of the many so-called “DES daughters” who have sued various drug companies, alleging that they suffer from malformations of their reproductive tracts because they were exposed, in úte-ro, to DES, which was prescribed for their mothers in order to prevent miscarriages. Appellee is Eli Lilly and Co., the only one of nine original defendants that plaintiffs did not voluntarily dismiss. Plaintiffs, who are residents of Maryland and of the District of Columbia, invoked the diversity jurisdiction of the District Court. That court granted Lilly’s motion for summary judg *420 ment because it determined that the plaintiffs had no competent evidence that the defendant manufactured the DES ingested by their mothers, and under the laws of both the District of Columbia and of Maryland, plaintiffs cannot recover without proof that the defendant proximately caused their injuries. Plaintiffs brought this appeal and thereafter also moved this court to refer controlling questions of law to the highest court in each of those jurisdictions. We deny that motion and affirm the judgment of the District Court.

I. BaCKGRound

In 1938, British researcher Dr. E.C. Dodds developed a synthetic form of the female hormone estrogen, the drug diethyl-stilbestrol, or DES. Estrogen is essential to a female’s sexual development and to her ability to carry a pregnancy to term. Unlike its natural counterpart, however, DES is relatively inexpensive to produce and is effective in oral doses. Dodds’ research was accordingly regarded as a revolutionary breakthrough in biomedical science.

Dr. Dodds did not, however, patent DES. A dozen American pharmaceutical houses, including Lilly, submitted New Drug Applications (NDAs) to the Food and Drug Administration, proposing to market DES for a variety of medical conditions not involving pregnancy.

Because of the large number of NDAs, the FDA ordered all applicants to pool their supporting data in a single file. The applicants then formed a committee (the “Small Committee”), composing representatives of four companies, including Lilly, to collate and submit the various clinical studies. The FDA thereafter analyzed and supplemented the companies’ submission, and determined that DES was safe in the uses for which they proposed to market it. The Small Committee was dissolved. In 1941, the FDA approved the individual companies’ initial NDAs, under which DES has been marketed ever since for a variety of indications not occurring in pregnant women.

By 1947, researchers discovered a link between miscarriages and a deficiency of natural estrogen in pregnant women, which could be corrected either by injection with natural estrogen or by oral administration of DES. In 1947, the FDA approved the applications of several drug manufacturers, including Lilly, to market DES as a miscarriage preventative. After the FDA determined in 1952 that DES was no longer a “new drug” within the meaning of the Food and Drug Act, and thus, did not require further agency approval for any company to market it for use in recognized indications and in recognized dosages, hundreds of manufacturers entered the market.

DES was widely prescribed for use by pregnant women in the 1950’s and 1960’s. In 1971, however, when medical researchers discovered a rare form of vaginal cancer in some young women who had been exposed to DES while in útero, the FDA disapproved its continued marketing for use by pregnant women.

This case was filed in the district court in 1980 by 21 women, each of whom alleged that the various noncancerous injuries from which she suffers are attributable to her mother’s ingestion of DES. Most of the original plaintiffs voluntarily withdrew their complaints, and of the nine major drug companies originally named as defendants, the remaining plaintiffs dismissed all but Lilly. On motion, the district court granted summary judgment in favor of Lilly against eight of the nine remaining plaintiffs who could not produce competent evidence that Lilly manufactured the DES that allegedly caused their injuries. Seven of those eight have pursued this appeal.

II. Plaintiffs’ Theories of Liability and the District Court’s Disposition

The district court did not decide which jurisdiction’s law governed appellants’ claims. The court made no findings indicating the jurisdiction in which either their mothers were resident when they took DES or where the plaintiffs’ injuries occurred. Instead, because it was exercising its diver *421 sity jurisdiction, and because all the plaintiffs are residents of either Maryland or of the District of Columbia, the court analyzed the plaintiffs’ claims under the laws of both jurisdictions. Tidler v. Eli Lilly & Co., C.A. No. 80-2795, Mem.Op. at 19 n. 2 (D.D.C. Aug. 23, 1985). As neither party has argued that the law of a jurisdiction other than the District of Columbia or Maryland applies, we join the district court in assuming that the law of one or both of these jurisdictions is applicable to this case.

The seven appellants concede that, after consulting parents and their physicians and pharmacists, they are unable to identify the firm that manufactured the DES product to which they were allegedly exposed. Plaintiffs, therefore, cannot adduce evidence from which a jury could reasonably conclude that Lilly’s product proximately caused their injuries. Because they lack an essential element of a traditional products liability claim, see generally Prosser, The Fall of the Citadel (Strict Liability to the Consumer), 50 Minn.L.Rev. 791, 840-48 (1966), they urged the district court, and now urge this court, to adopt any one or more of several so-called “non-identification” theories of liability that have been allowed in DES cases in a few states. Alternatively, the plaintiffs argue that liability may be predicated on a “bulk supply” theory, holding Lilly responsible as the manufacturer of DES powder later table-tized by an unidentified intermediary in the chain of production.

Plaintiffs’ first theory of liability is an extension of the “concert of action theory,” under which

those who, in pursuance of a common plan or design to commit a tortious act, actively take part in it, or further it by cooperation or request, or who lend aid or encouragement to the wrongdoer, or ratify and adopt the wrongdoer’s acts done for their benefit, are equally liable.

PROSSER and Keeton on Torts, § 46, at 323 (5th ed. 1984) (footnotes omitted). Of course, the premise for liability under this head is that the defendant, either expressly or tacitly, agreed with another to pursue “a common plan or design to commit a tor-tious act,” see id., which plaintiffs cannot show in this case.

Under the plaintiffs’ extension of this theory, however, recovery could be predicated upon either “conscious parallelism” among manufacturers — for example, in negligently failing to test DES — or upon independent actions of the defendant “halving] the effect of substantially aiding or encouraging” negligent or intentionally tortious activity on the part of others. In Bichler v. Eli Lilly & Co.,

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Bluebook (online)
851 F.2d 418, 271 U.S. App. D.C. 163, 1988 U.S. App. LEXIS 9315, 1988 WL 70700, Counsel Stack Legal Research, https://law.counselstack.com/opinion/suzanne-e-tidler-and-helene-mankowitz-v-eli-lilly-and-company-cadc-1988.