Manuel M. Fernandez-Montes v. Allied Pilots Association, Fred Vogel, and C.R. Paty

987 F.2d 278, 25 Fed. R. Serv. 3d 846, 142 L.R.R.M. (BNA) 2970, 1993 U.S. App. LEXIS 6717, 1993 WL 72912
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 1, 1993
Docket91-7325
StatusPublished
Cited by694 cases

This text of 987 F.2d 278 (Manuel M. Fernandez-Montes v. Allied Pilots Association, Fred Vogel, and C.R. Paty) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Manuel M. Fernandez-Montes v. Allied Pilots Association, Fred Vogel, and C.R. Paty, 987 F.2d 278, 25 Fed. R. Serv. 3d 846, 142 L.R.R.M. (BNA) 2970, 1993 U.S. App. LEXIS 6717, 1993 WL 72912 (5th Cir. 1993).

Opinion

GOLDBERG, Circuit Judge:

The dispute in this case arises from plaintiff Fernandez-Montes’ assertion that as a member of his union, the Allied Pilots Association (“APA”), he has a right to obtain copies of certified verbatim transcripts or audiotapes of certain union meetings. Although the union makes audiotapes of its meetings, it is not required to do so by its own constitution and bylaws or by any federal law. The union claims that the audiotapes are made solely to facilitate the preparation of minutes (which are sent to all union members). Although the union refuses to acknowledge that union members have a right of access to the audiotapes, in practice the union does permit all union members to come to its offices and listen to the audiotapes on the union’s audio equipment. 1

The APA is required by the Labor Management Reporting and Disclosure Act of *281 1959 (“LMRDA”), 29 U.S.C. § 431(a) and (b), to file its constitution and bylaws, as well as periodic reports (“LM Reports”) regarding the union’s constitution and bylaws and finances, with the Secretary of Labor. 2 The union is also required by the LMRDA to maintain in its files for five years information which will corroborate the LM Reports, in case verification should be sought by the Secretary of Labor or by members of the union who are able to establish “just cause” for suspicion that the union’s reports to the Secretary are inaccurate or do not jibe with the union’s activities. 29 U.S.C. §§ 431(c) and 436. 3 The union members’ bill of rights, 29 U.S.C. § 411, provides union members with a “right to participate,” which includes the right to attend union meetings open to the entire membership. 4

The APA’s constitution and bylaws provide that all members are entitled to receive minutes of union meetings. Plaintiff acknowledges that he has a right to attend meetings and obtain minutes of meetings, but insists that he should not have to attend meetings in order to learn all the details of what transpires at the meetings. In addition to complaining of the expense and time involved in attending meetings, plaintiff insists that he has difficulty comprehending what is said at meetings because English is not his native tongue.

Prior to filing suit, plaintiff made a demand for access as of right to the audiotapes, and specifically requested that personal copies be made at his expense. This demand was refused by the union. Plaintiff then filed this law suit in the United States District Court for the Northern Dis *282 trict of Texas, asserting claims under § 431.

In his complaint, plaintiff did not specifically point to anything in the union’s minutes which made him suspect that any of the union’s LM Reports might be inaccurate, false or misleading. He did suggest, however, that he was worried by the lack of “specifics” in the minutes of a meeting at which allegations of misconduct against one of APA’s officers were discussed. He also contended that at some of the meetings in question, matters were discussed pertaining to the union constitution. However, he did not say why the minutes would not suffice for the purpose of verifying that the union was doing what it claimed to be doing in its LM Reports to the Secretary of Labor.

The union’s answer asserted as an affirmative defense that the plaintiff had not stated a claim upon which relief could be granted. Later, the union moved for dismissal on the same ground. The district court denied the motion. 5 Three months later, plaintiff was given leave to amend his complaint, which he did by adding a claim under 29 U.S.C. § 411.

After the district court issued the order denying the motion to dismiss, the case was transferred from Judge Mahon to Judge McBryde. On Sept. 4, 1991, approximately two years after plaintiff had filed suit, a pretrial conference was held before Judge McBryde. At the close of the pretrial conference, Judge McBryde stated his intention to “withdraw” Judge Mahon’s denial of the union’s earlier motion to dismiss the original complaint, and to grant that motion. Later that same day, Judge McBryde dismissed plaintiff’s entire amended complaint. Judge McBryde’s order did not say whether the dismissal was with prejudice.

The plaintiff requested the court to vacate or reconsider the order dismissing the amended complaint. The plaintiff characterized the order as one granting summary judgment, and claimed that the order was in error for failure to comply with Fed. R.Civ.P. 56, which requires ten days notice and an opportunity to respond prior to the grant of summary judgment for an opposing party.

On Nov. 15, 1991, Judge McBryde issued an order in response to plaintiff’s motion to vacate or reconsider. Judge McBryde made it clear that:

Contrary to plaintiff’s contentions, the dismissal of his claims was not the result of the court’s granting summary judgment in favor of defendants. Rather, plaintiff’s amended complaint was dismissed because plaintiff failed to state a claim and, given the opportunity at the pretrial conference, plaintiff was unable to articulate a claim upon which relief could be based.

Plaintiff appeals, contending that he stated a claim under sections 411 and 431(c) of the LMRDA, and was improperly denied notice and an opportunity to respond to what he characterizes as the court’s sua sponte entry of summary judgment for defendants. We have jurisdiction pursuant to 28 U.S.C. § 1291. 6

DISCUSSION

I. WHETHER JUDGE MCBRYDE’S ORDER AMOUNTED TO SUMMARY JUDGMENT, TRIGGERING THE REQUIREMENTS FOR NOTICE AND AN OPPORTUNITY TO RESPOND UNDER FED.R.CIV.P. 56

At the pretrial conference, Judge McBryde stated that he was “withdraw *283 ing” the order in which Judge Mahon had denied defendants’ motion to dismiss the original complaint. Judge McBryde then stated that he was granting the motion to dismiss. The same day, he issued an order dismissing plaintiffs amended complaint. The parties dispute whether Judge McBryde’s order was in effect a summary judgment for defendants, due to Judge McBryde’s alleged consideration of matters outside the pleadings. 7 In his order dated Nov. 15, 1991, Judge McBryde explicitly denied that he had granted summary judgment for defendants.

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Bluebook (online)
987 F.2d 278, 25 Fed. R. Serv. 3d 846, 142 L.R.R.M. (BNA) 2970, 1993 U.S. App. LEXIS 6717, 1993 WL 72912, Counsel Stack Legal Research, https://law.counselstack.com/opinion/manuel-m-fernandez-montes-v-allied-pilots-association-fred-vogel-and-ca5-1993.