Jay Lee Gates John Ronald Bertram v. James Gomez Nadim Khoury, M.D., Assistant Deputy Director--Cdc Health Services Kenneth Shepard, Chief Deputy Warden for Cmf Clinical Nicholas Poulos, M.D. Thor Daniel, Chief Physician and Surgeon, Cmf Paul Morentz, Chief Psychiatrist--Cmf Outpatient Program, H Md Bruce Baker, a R Md, Chief Psychiatrist Northern Reception Center D. Michael O'COnnOr Douglas G. Arnold, Acting Director of the California Department of Mental Health Clyde Murrey, Acting Deputy Director for State Hospitals Sylvia Rn, Executive Director Dmh Vacaville Psychiatric Program Eddie Yslt, and George Deukmejian, Jay Lee Gates v. James Gomez, and George Deukmejian, Governor

60 F.3d 525
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 3, 1995
Docket94-15259
StatusPublished

This text of 60 F.3d 525 (Jay Lee Gates John Ronald Bertram v. James Gomez Nadim Khoury, M.D., Assistant Deputy Director--Cdc Health Services Kenneth Shepard, Chief Deputy Warden for Cmf Clinical Nicholas Poulos, M.D. Thor Daniel, Chief Physician and Surgeon, Cmf Paul Morentz, Chief Psychiatrist--Cmf Outpatient Program, H Md Bruce Baker, a R Md, Chief Psychiatrist Northern Reception Center D. Michael O'COnnOr Douglas G. Arnold, Acting Director of the California Department of Mental Health Clyde Murrey, Acting Deputy Director for State Hospitals Sylvia Rn, Executive Director Dmh Vacaville Psychiatric Program Eddie Yslt, and George Deukmejian, Jay Lee Gates v. James Gomez, and George Deukmejian, Governor) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jay Lee Gates John Ronald Bertram v. James Gomez Nadim Khoury, M.D., Assistant Deputy Director--Cdc Health Services Kenneth Shepard, Chief Deputy Warden for Cmf Clinical Nicholas Poulos, M.D. Thor Daniel, Chief Physician and Surgeon, Cmf Paul Morentz, Chief Psychiatrist--Cmf Outpatient Program, H Md Bruce Baker, a R Md, Chief Psychiatrist Northern Reception Center D. Michael O'COnnOr Douglas G. Arnold, Acting Director of the California Department of Mental Health Clyde Murrey, Acting Deputy Director for State Hospitals Sylvia Rn, Executive Director Dmh Vacaville Psychiatric Program Eddie Yslt, and George Deukmejian, Jay Lee Gates v. James Gomez, and George Deukmejian, Governor, 60 F.3d 525 (9th Cir. 1995).

Opinion

60 F.3d 525

Jay Lee GATES; John Ronald Bertram, Plaintiffs-Appellees,
v.
James GOMEZ;* Nadim Khoury, M.D., Assistant
Deputy Director--CDC Health Services; Kenneth Shepard,
Chief Deputy Warden for CMF Clinical; Nicholas Poulos,
M.D.; Thor Daniel, Chief Physician and Surgeon, CMF; Paul
Morentz, Chief Psychiatrist--CMF Outpatient Program, H MD;
Bruce Baker, A R MD, Chief Psychiatrist Northern Reception
Center; D. Michael O'Connor; Douglas G. Arnold, Acting
Director of the California Department of Mental Health;
Clyde Murrey, Acting Deputy Director for State Hospitals;
Sylvia RN, Executive Director DMH Vacaville Psychiatric
Program; Eddie Yslt, Defendants-Appellants,
and
George Deukmejian, Defendant.
Jay Lee GATES, Plaintiff-Appellee,
v.
James GOMEZ,* et al., Defendants-Appellants,
and
George Deukmejian, Governor, Defendant.

Nos. 94-15259, 94-15884.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted April 12, 1995.
Decided June 9, 1995.
As Amended Aug. 3, 1995.

James E. Flynn, Deputy Atty. Gen., Sacramento, CA, and Allen R. Crown, Deputy Atty. Gen., San Francisco, CA, for defendants-appellants.

Sanford Jay Rosen and Michael W. Bien, Rosen, Bien & Asaro, San Francisco, CA, for plaintiffs-appellees.

Appeals from the United States District Court for the Eastern District of California.

Before: GIBSON,** GOODWIN, and HUG, Circuit Judges.

HUG, Circuit Judge:

This case originated as a civil rights class action under 42 U.S.C. Sec. 1983 and 29 U.S.C. Sec. 794 challenging medical care, psychiatric care, and conditions of confinement at the California Medical Facility and Main Northern Reception Center ("CMF") in Vacaville, California.1 The suit also challenged the care and confinement of a subclass of HIV-infected inmates. The case went to trial in September, 1989. After plaintiffs rested their case, settlement negotiations culminated in a consent decree which was approved March 8, 1990. The operation of the consent decree has thus far given rise to two published appellate opinions: Gates v. Rowland, 39 F.3d 1439 (9th Cir.1994), and Gates v. Deukmejian, 987 F.2d 1392 (9th Cir.1993). This opinion is the third.

This opinion consolidates two appeals from enforcement orders under the consent decree. One appeal, No. 94-15884, is from an injunction modifying defendants' policy on the use of 37mm riot-control guns to control mentally ill inmates locked in their cells. The other appeal, No. 94-15259, is from a district court order awarding plaintiffs disputed attorneys' fees for compliance and monitoring work under the consent decree during 1991. We have jurisdiction to hear these two appeals pursuant to 28 U.S.C. Sec. 1291, and as to both, we affirm in part and reverse in part.

I.

No. 94-15884: 37mm GUN

In this appeal, defendants challenge a district court order modifying their use of the 37mm gun to control mentally ill inmates locked in their cells. The district court ordered this modification pursuant to Sec. V.F.1 of the Consent Decree. Defendants argue that the consent decree does not cover their use of the 37mm gun. They also argue that even if the decree does cover such use, the district court erred by not applying an Eighth Amendment standard to judge compliance with the decree. Finally, defendants argue that the district court abused its discretion by ordering the modifications because the district court order was not supported by the record and defendants were, in fact, in compliance with the decree.

We affirm the district court order in all respects except one. We hold that the district court abused its discretion by ordering the modification of defendants' 37mm gun policies to preclude the gun's use to protect property. Such a modification was not adequately supported by the record.

A. Facts

Beginning in March 1992, two years after the decree was approved, defendants began using a 37mm grenade launcher shooting multiple rubber baton rounds (hereinafter "37mm gun") to control mentally ill inmates. Each discharge of the 37mm gun shoots four hard rubber projectiles against mentally ill patients in closed cells. The gun makes a sound like a firecracker or cherry bomb when fired. The practice at issue in this appeal is defendants' use of the gun to extract violent or agitated mentally ill inmates from their cells. Before the gun is fired, the inmate is warned that the gun will be used. If he remains uncooperative, a warning shot is fired away from the inmate. If the inmate is still uncooperative, a second shot is ricocheted in his direction.

Plaintiffs objected to this practice on the ground that it violates Sec. V.F.1 of the Consent Decree. They contend that use of the 37mm gun on mentally ill inmates poses unreasonable risks of serious psychological harm and physical trauma, that defendants use the gun to extract mentally ill prisoners from their cells when there is no important reason to remove them, that defendants fail to exhaust non-physical alternatives before using the gun, and that they fail to meaningfully consult with clinical staff before using the gun. Instead of the 37mm gun, plaintiffs advocate use of Management of Aggressive Behavior ("MAB") techniques,2 which are used by all other psychiatric prison facilities in the country to manage aggressive behavior and are approved by the American Psychiatric Association. In contrast, only defendants use the 37mm gun to control mentally ill inmates, and such use has not been approved by the American Psychiatric Association, the American Medical Association, or any correctional standard setting body.

The parties engaged in informal mediation of this issue. After two evidentiary hearings, no agreement was reached and the mediator entered his findings and recommendations on June 18, 1993. Both parties filed objections. The magistrate judge adopted the mediator's findings and a modified version of his recommendations on February 23, 1994. Defendants filed objections to the magistrate judge's findings and recommendations. The district court ruled on March 22, 1994, adopting the magistrate judge's findings and recommendations, and entered its order on July 20, 1994. The district court denied defendants' request for a stay pending appeal of this order.

Defendants' Policy

After plaintiffs objected to the gun's use but before the evidentiary hearings, defendants implemented written policies on their use of the 37mm gun, which are set out in the California Department of Corrections Operations Manual at 55050.30 (March 19, 1993). Under these policies, the final decision to utilize the 37mm gun is made by custody personnel, although the inmate's file is reviewed by clinical staff.

Specifically, only the warden or chief deputy warden, or during nonbusiness hours the administrative officer-of-the-day, can authorize the gun's use.

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Related

Hensley v. Eckerhart
461 U.S. 424 (Supreme Court, 1983)
Davis v. City and County San Francisco
976 F.2d 1536 (Ninth Circuit, 1992)
Gates v. Rowland
39 F.3d 1439 (Ninth Circuit, 1994)
Keith v. Volpe
833 F.2d 850 (Ninth Circuit, 1987)
Gates v. Deukmejian
987 F.2d 1392 (Ninth Circuit, 1992)

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60 F.3d 525, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jay-lee-gates-john-ronald-bertram-v-james-gomez-nadim-khoury-md-ca9-1995.