Javier Carbajal-Portillo, Rafael Vega-Picos v. United States

396 F.2d 944, 1968 U.S. App. LEXIS 6572
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 12, 1968
Docket21855_1
StatusPublished
Cited by33 cases

This text of 396 F.2d 944 (Javier Carbajal-Portillo, Rafael Vega-Picos v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Javier Carbajal-Portillo, Rafael Vega-Picos v. United States, 396 F.2d 944, 1968 U.S. App. LEXIS 6572 (9th Cir. 1968).

Opinions

APPEAL OF CARBAJAL-PORTILLO

GRAY, District Judge :

Appellant Javier Carbajal-Portillo (Carbajal) contends that the undisputed evidence shows that, as a matter of law, the offenses he committed stemmed directly from entrapment. We agree.

It appears, from the testimony at the trial, that Carbajal lived near the city of Mazatlan in Sinaloa, Mexico, where he had a family to support and was unemployed and destitute. A man named Osuna offered to pay him $500 if he would carry a package of heroin to Mexicali, a city in Mexico immediately adjacent to the California border, and sell it to a man named Palomares. Carbajal accepted the assignment, put the heroin in a paper bag, boarded a bus, and made the more than one thousand mile journey to Mexicali. He found Palomares, who told him [946]*946that he was unable to pay for the heroin. Instead, Palomares suggested to Carbajal that the latter go across the California border to the adjoining city of Calexico and sell the narcotics to a Mr. Ricos, who would buy it and give him the money. Carbajal left the package of heroin with Palomares, crossed into Calexico, and met Ricos at the street corner location where Palomares told him that Ricos would be waiting. There, Carbajal ascertained from Ricos that the latter was interested in buying sixteen ounces of heroin and they agreed upon a price. Carbajal thereupon expressed reluctance to bring the narcotics into the United States and asked Ricos to come back across the border in order that the sale might be made in Mexico. Ricos responded that he could not go into Mexico because he was on parole, and that if there was to be any sale at all, it would have to take place in the United States. After further conversation, Carbajal finally agreed to meet Ricos on a street corner in Calexico the next day and deliver to him the narcotics in exchange for the purchase price. He performed accordingly, was immediately arrested, and the conviction here appealed from followed.

Ricos was a narcotics agent of the State of California and his true name was Halcón. He does not dispute, but rather tends to confirm, the above summary of his conversation with Carbajal. In any event, at the argument on appeal, the Assistant United States Attorney, with commendable candor, acknowledged that Carbajal would not have brought the narcotics into the United States but for the importuning of Ricos, the narcotics agent.

Much has been written concerning the rationale of the law pertaining to entrapment, and most of the comments refer back to Sorrells v. United States, 287 U. S. 435, 53 S.Ct. 210, 77 L.Ed. 413 (1932), as constituting the principal enunciation of this well established doctrine. In that case Chief Justice Hughes, in writing the opinion of the Court, quoted with approval from an earlier lower court decision which reasoned that “When the criminal design originates, not with the accused, but is conceived in the mind of the government officers, and the accused is by persuasion, deceitful representation, or inducement lured into the commission of a criminal act, the government is estopped by sound public policy from prosecution therefor.” (287 U.S. at 445, 53 S. Ct. at 214.)

In the recent case of Notaro v. United States, 363 F.2d 169, 173 (9th Cir. 1966), Judge Ely noted that in Sorrells, “It was not thought to be right and just that a Government should instigate and successfully pursue prosecution for the commission of an act which the prosecuted would not likely have committed but for the importunity of an agent of the Government itself.”

We think that the above quoted comments apply here. There can be no doubt that Carbajal was willing to sell heroin in Mexico; as noted above, this was the primary purpose of his long journey from his home to Mexicali. But the crimes of which Carbajal was accused and convicted involved importation of narcotics into this Country and selling it here, in violation of the laws of the United States. It is uncontroverted that Carbajal initially was reluctant to commit these crimes, and that he would not have done so except for the persuasion, deceitful representation and inducement by Ricos, the narcotics agent.

The Government emphasizes that the sale of narcotics in Mexico is contrary to the criminal laws of that country, although it acknowledges that there may be considerable disparity in the extent to which such laws are enforced and infringers punished there as compared with the United States. The Government contends that inasmuch as Carbajal had no reluctance to commit a narcotics crime in Mexico, the fact that he was induced to transfer his violation to the United States should not allow him the defense of entrapment. In support of this contention, the Government relies upon United States v. Becker, 62 F.2d [947]*9471007 (2d Cir. 1933) and United States v. Edwards, 366 F.2d 853 (2d Cir. 1966). In both of those cases the defendants had been engaged in selling articles of contraband locally, and they were successfully prosecuted for having made similar sales across state lines pursuant to opportunities presented to them by federal agents. However, the record shows clearly in each instance that the defendant never considered himself limited by the boundaries of his own state; that he was just as willing to commit the federal crime as he was to commit the state offense; and that he promptly and without any urging made the interstate sale as soon as the opportunity was offered.

Quite a different situation is presented here. Carbajal acknowledgedly displayed a reluctance to bring narcotics into this Country. Whether this reluctance stemmed from fear of United States law enforcement or was due to some other factor is unknown and irrelevant. So long as that reluctance endured without being overcome, Carbajal would not be engaging in the illicit narcotics traffic that our laws are designed to prevent. Here, the narcotics agent did more than give Carbajal an opportunity to perpetuate such an offense; here, the agent affirmatively persuaded Carbajal to commit the crime in order that he might arrest him. This constituted entrapment and cannot lawfully form the basis for a prosecution. Sorrells v. United States, 287 U.S. 435, 53 S.Ct. 210, 77 L.Ed. 413 (1932); Sherman v. United States, 356 U.S. 369, 78 S.Ct. 819, 2 L.Ed.2d 848 (1958).

APPEAL OF VEGA-PICOS

MERRILL, Circuit Judge:

The case of Carbajal’s co-appellant, Rafael Vega-Picos (Vega), presents a somewhat different problem. When Carbajal returned to Mexico after having promised Ricos to deliver the heroin on the following day, he had not determined just how he was going to get the narcotics across the border. That evening he went to a bar in Mexicali, and there for the first time he met Vega, who at that time was a local resident. The two men ascertained that they both came from the State of Sinaloa and that they had mutual friends there. Further conversation ensued, and one of the results was that on the following day Vega drove his automobile across the border into Calexico.

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Bluebook (online)
396 F.2d 944, 1968 U.S. App. LEXIS 6572, Counsel Stack Legal Research, https://law.counselstack.com/opinion/javier-carbajal-portillo-rafael-vega-picos-v-united-states-ca9-1968.