Jaster-Quintanilla & Assocs., Inc. v. Prouty

549 S.W.3d 183
CourtCourt of Appeals of Texas
DecidedJanuary 12, 2018
DocketNO. 03-16-00793-CV
StatusPublished
Cited by6 cases

This text of 549 S.W.3d 183 (Jaster-Quintanilla & Assocs., Inc. v. Prouty) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jaster-Quintanilla & Assocs., Inc. v. Prouty, 549 S.W.3d 183 (Tex. Ct. App. 2018).

Opinion

Bob Pemberton, Justice *185This appeal challenges a district court order denying a motion to dismiss under Chapter 150 of the Civil Practice and Remedies Code, the statute requiring that a sworn "certificate of merit" accompany a lawsuit "arising out of the provision of professional services" by engineers and certain other "licensed or registered professional[s]."1 Through intervening Texas Supreme Court guidance, what was originally a broader range of issues on appeal has distilled principally to whether the district court abused its discretion in determining that the certificate in question stated a sufficient "factual basis" for the affiant's opinion that the appellant committed negligence or other professional error.2 Concluding that the district court did not abuse its discretion, we will affirm its order.

BACKGROUND

The underlying litigation arose during the construction of the Consolidated Rent-A-Car Facility at the Austin-Bergstrom International Airport. The claimant and appellee, Jordan Prouty, was employed by a steel-erection subcontractor on the project. Prouty seeks recovery of personal-injury damages allegedly caused when a steel overhead canopy collapsed upon him while he was welding components of it from a scissor lift. From the inception of his suit, Prouty has sought recovery from appellant Jaster-Quintanilla & Associates, Inc. (Jaster), a professional engineering firm, predicated on Jaster's alleged negligence or other breach of professional duties in designing and engineering the structural components of the overhead canopy. These claims principally concern Jaster's specifications that the steel canopy and others like it on the project would each be supported by a 12-foot-tall concrete pier to which it was fastened by means of a baseplate and embedded steel anchors. Prouty pleads that Jaster's design of this "critical anchorage system ... to support the canopy structure on the top of the concrete piers was deficient, and failed to achieve the necessary design strength needed to safely support the critical connection of the canopy structure to the concrete pier."

There is no dispute that Prouty's claims against Jaster implicated the certificate-of-merit requirement of Chapter 150.3 In an attempt to comply, Prouty filed with his *186original petition an affidavit from a licensed professional engineer, Wesley J. Oliphant. Oliphant averred that he was competent to testify, described his professional background and qualifications (including current Texas licensure as a professional engineer and a practice specialty "in design and fabrication of steel and concrete pole (mast) structures"), and attested to the following in support of Prouty's liability theory:

I have carefully reviewed a number of documents, photographs, drawings etc. provided to me, including construction drawings prepared and sealed by [Jaster] related to the October 22, 2014 failure of a Canopy under construction at the Austin Bergstrom International Airport. Based on that review, and on my knowledge, skill, experience, education, training, and practice as a licensed professional engineer in the state of Texas actively engaged in the practice of engineering, I am of the opinion[ ] that the critical anchorage system that was specified and detailed in the construction drawings sealed by [Jaster] to support the Canopy structure on the top of the concrete piers was a deficient design detail, and fails to achieve the necessary design strength needed to safely support the critical connection of the canopy structure to the concrete pier. I conclude that the [Jaster] design and detail used in this construction was deficient, not in accordance with good engineering practice, and it[s] use on this construction was negligent and below the applicable standard of care one would expect for such a structure in a very public space.

Contending that Oliphant's affidavit did not comply with Chapter 150, Jaster filed a motion to dismiss Prouty's claims against it.4 Although not disputing compliance with other provisions of the chapter,5 Jaster urged that the affidavit fell short of the requirements, found in Section 150.002, Subsection (b), that the affidavit "shall set forth specifically for each theory of recovery for which damages are sought, the negligence, if any, or other action, error, or omission of the licensed or registered professional in providing the professional service ... and the factual basis for each such claim."6 Jaster did not dispute that Oliphant had set forth an opinion that it had breached negligence or other professional duties, corresponding to Prouty's theory of recovery-"the [Jaster] design and detail used in this construction was deficient, not in accordance with good engineering practice, and it[s] use on this construction was negligent and below the applicable standard of care one would expect for such a structure in a very public space." However, Jaster urged that Oliphant had failed to set forth an adequate "factual basis" for his opinion. Further, Jaster insisted that Oliphant's affidavit was also insufficient because he had not set forth either opinions or supporting facts to establish the causation element of *187Prouty's negligence claim, nor described "how the alleged breaches of duty by [Jaster] relate to the incident that allegedly resulted in harm to [Prouty] ... such that it can be determined that the event being described is the one that gave rise to [Prouty's] claims."

Prouty filed a response in which he maintained that Oliphant's affidavit satisfied Chapter 150, properly construed. In the alternative, Prouty asserted that Jaster had waived reliance on Chapter 150 in two ways. First, Prouty emphasized that Jaster had not filed its dismissal motion until after first filing an answer and general denial, moving for and obtaining leave to designate responsible third parties,7 serving discovery requests on Prouty, and presenting for oral deposition two engineers who, as Jaster employees, had been involved in the design of the structural connection that secured the steel canopy structures to the concrete piers. Only after this "substantial invocation of the litigation process"-and one day after limitations had run-did Jaster file its motion to dismiss, Prouty urged. The second asserted "waiver" occurred during the depositions themselves-both witnesses admitted to miscalculations that caused the anchors to be "420 percent underdesigned" in their capacity to bear force, and one of the witnesses (by then no longer a Jaster employee) accepted responsibility for the error. By admitting to the same professional error made the basis for his claims against Jaster, Prouty reasoned, this testimony established that those claims were not frivolous-what is said to be the purpose of Chapter 150's certificate-of-merit requirement-"waiving" Jaster's right to obtain dismissal thereafter based on supposed inadequacies in Oliphant's affidavit.

Jaster objected to the deposition transcripts as evidence in opposition to its dismissal motion, arguing that the district court could not consider this "extrinsic evidence" in deciding its dismissal motion. The district court sustained Jaster's objection and excluded the deposition transcripts from evidence. On the remaining record, the court denied Jaster's motion without elaborating on its reasoning.

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Bluebook (online)
549 S.W.3d 183, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jaster-quintanilla-assocs-inc-v-prouty-texapp-2018.