Jane L. v. Bangerter

794 F. Supp. 1528, 1992 U.S. Dist. LEXIS 7527, 1992 WL 113440
District Court, D. Utah·Decided May 22, 1992·No. Civ. 91-C-345G·Published·Cited by 13 cases

Opinion

MEMORANDUM DECISION AND ORDER IN RE PLAINTIFFS’ MOTION TO VOLUNTARILY DISMISS CLAIMS ARISING UNDER THE UTAH CONSTITUTION

J. THOMAS GREENE, District Judge.

This matter came regularly before the court on April 10, 1992, on plaintiffs’ Motion to Voluntarily Dismiss Claims Arising Under the Utah Constitution. Janet Ben-shoof, Eve Gartner, Rachel Pine, Jeffrey Oritt, Howard Lundgren, Dominique Bravo and Simon Heller appeared for plaintiffs, and Mary Anne Wood, Anthony Quinn, James Soper, Paul Durham, Richard Wilkins and Katherine Balmforth appeared for defendants. Extensive oral argument was heard, after which the court took the matter under advisement. Now being fully advised, this court enters its memorandum decision and order.

Plaintiffs' Amended Complaint, filed on May 15, 1991, alleged numerous violations of the Federal Constitution along with alleged violations of various sections of the Utah Constitution. After extensive discovery, and well after the discovery cut-off date, while all eight claims of the Amended Complaint were before the court on motions for summary judgment and dismissal, plaintiffs requested that defendants stipulate to the dismissal of state constitutional claims without prejudice. Defendants were willing to stipulate to dismissal, but not without prejudice, and on February 14, 1992, plaintiffs filed the instant motion.

I. Waiver of Eleventh Amendment Immunity by the State

A state’s consent to suit in federal court must be “unequivocally expressed.” Pennhurst State School & Hospital v. Halderman, 465 U.S. 89, 99, 104 S.Ct. 900, 907, 79 L.Ed.2d 67 (1984). In this regard, the Supreme Court has said, “we will find waiver only where stated ‘by the most express language or by such overwhelming implications from the text as [will] leave no room for any other reasonable construction.’ ” Edelman v. Jordan, 415 U.S. 651, 673, 94 S.Ct. 1347, 1361, 39 L.Ed.2d 662 (1974) (quoting Murray v. Wilson Distilling Co., 213 U.S. 151, 171, 29 S.Ct. 458, 464, 53 L.Ed. 742 (1909)).

Plaintiffs contend that this court does not have jurisdiction to grant injunctive relief in this case against state officials on the basis of state law because there has been no valid waiver of Eleventh Amendment immunity. In this connection, plaintiffs submit that the Attorney General and the Governor do not have the power to waive the state’s immunity, and the Utah legislature has not explicitly done so. Defendants maintain that a valid waiver has *1531 occurred by reason of actions by the executive as well as the legislature.

Plaintiffs cite Ford Motor Co. v. Department of Treasury, 323 U.S. 459, 65 S.Ct. 347, 89 L.Ed. 389 (1945) for the proposition that the Attorney General can consent to suit in federal court on behalf of the State only pursuant to a specific legislative grant of authority. However, Ford Motor applies to instances in which the Attorney General does not have common law powers under a state’s constitution or statutes. 323 U.S. at 469, 65 S.Ct. at 353. In contrast, the Attorney General’s powers in the State of Utah are “as broad as the common law unless restricted or modified by statute.” Hansen v. Barlow, 23 Utah 2d 47, 456 P.2d 177, 178 (1969). The Governor of Utah also possesses common law powers as was clarified in an amendment to the Utah Constitution in 1979 which supplemented the enumerated powers of the Governor, vesting in him “[t]he executive power of the State.” Utah Const. Art. VII, § 5. Given the broad common law powers of the Attorney General and the Governor of Utah, it is apparent that the executive as well as the legislative branch may waive Eleventh Amendment immunity in the State of Utah. In this regard, this court follows the reasoning of the Third Circuit in Skehan v. Board of Trustees of Bloomsburg, Etc., 669 F.2d 142, 148 (1982), in which the court said,

[W]e agree with appellees that strong policy considerations support a conclusion that the question of waiver of Eleventh Amendment immunity would ordinarily be a decision for the legislature or executive rather than for the judiciary. The legislative and executive branches have the information needed to evaluate the ability of the state treasury to bear the potential monetary burden that may result from consent to suit in federal court, (emphasis added)

In the case at bar, the Governor and the Attorney General have both had an opportunity to evaluate the potential pros and cons of defending this lawsuit in federal court, and both have decided that it is in the State’s best interests to waive Eleventh Amendment immunity.

In addition to the express consent of the executive branch of the Utah government, the Utah legislature has specifically appropriated funds for the defense of this lawsuit in federal court while being on notice that state as well as federal constitutional violations are alleged. See S.B. 214 (1992); H.B. 471 (1991); S.B. 210 (1991). This court considers that these instances of appropriation of funds for the maintenance of this federal suit is sufficient “overwhelming implication” that the legislature intended to waive state Eleventh Amendment immunity. See Edelman, 415 U.S. at 673, 94 S.Ct. at 1360.

It appears to this court that the State of Utah has expressly and voluntarily waived its right to Eleventh Amendment immunity. However, even if a valid waiver has not been effected, dismissal of the Utah Constitutional claims would still not be mandated in the absence of such a request from the State. As the Supreme Court has stated, “[W]e have never held that [the Eleventh Amendment] is jurisdictional in the sense that it must be raised and decided by this Court on its own motion.” Patsy v. Board of Regents of State of Fla., 457 U.S. 496, 515 n. 19, 102 S.Ct. 2557, 2567 n. 19, 73 L.Ed.2d 172 (1982). This court has not raised the question of Eleventh Amendment immunity sua sponte, and the State of Utah has not requested dismissal of the Utah Constitutional claims. To the contrary, the State of Utah opposes dismissal of such claims without prejudice as is urged by plaintiffs. Accordingly, this court retains jurisdiction of claims based upon the Utah Constitution, and now proceeds to address these claims on the merits. 1

II. Utah Constitutional Claims

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Jane L. v. Bangerter, 794 F. Supp. 1528, 1992 U.S. Dist. LEXIS 7527, 1992 WL 113440 (D. Utah 1992).

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