Jacobs v. Commonwealth

58 S.W.3d 435, 2001 Ky. LEXIS 187, 2001 WL 1298230
CourtKentucky Supreme Court
DecidedOctober 25, 2001
Docket1997-SC-0248-MR
StatusPublished
Cited by15 cases

This text of 58 S.W.3d 435 (Jacobs v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jacobs v. Commonwealth, 58 S.W.3d 435, 2001 Ky. LEXIS 187, 2001 WL 1298230 (Ky. 2001).

Opinions

KELLER, Justice.

I. INTRODUCTION

In Jacobs v. Commonwealth (“Jacobs I”)1 this Court reversed Jacobs’s death sentence and convictions for capital murder, kidnapping, and attempted first degree rape and remanded the case for a new trial. Upon remand, a Warren Circuit Court jury found Jacobs guilty of capital murder, first degree sexual abuse, and first degree kidnapping and recommended a sentence of death for the capital murder conviction. Jacobs and the Commonwealth agreed to waive their rights to jury sentencing for the other convictions. At final sentencing, the trial court imposed the death sentence recommended by the jury for Jacobs’s capital murder conviction and concurrent sentences of five (5) years for first degree sexual abuse and life imprisonment for the first degree kidnapping conviction. Jacobs thus appeals to this Court as a matter of right.

After a review of the record and the arguments raised in the briefs and at oral argument, we affirm each of Jacobs’s convictions, but reverse Jacobs’s sentence of death and remand Jacobs’s capital murder conviction to the trial court for a new sentencing hearing because we find no proper aggravating circumstance which authorizes the death penalty. Our holding renders moot many of Jacobs’s arguments which allege errors committed during individual voir dire and the capital sentencing phase as well as those which generically indict Kentucky’s capital sentencing procedures. We will address each of the alleged guilt/innocence phase errors and the capital sentencing phase error which we find dispositive.

II. ALLEGED GUILT/INNOCENCE PHASE ERRORS

A. DOUBLE JEOPARDY ISSUES

Jacobs argues that, because of an alleged omission in the kidnapping instruc[438]*438tion at his first trial, the jury “actually” returned a verdict for Class B kidnapping which should have barred his retrial on the greater offense of capital kidnapping. On direct appeal from his original conviction, Jacobs argued that this Court should reverse his capital kidnapping conviction because of this same alleged error in the instruction. This Court did not separately address this allegation of error, but the majority opinion clearly expresses its view of its merits:

Jacobs, through counsel, raises 42 assignments of alleged error in this appeal. We have reviewed all issues presented by Jacobs.... Allegations of error which we have considered to be without merit will not be herein addressed.2

This Court found no merit to this allegation of error the first time Jacobs raised it, and we find it no more persuasive now that Appellant has recast it as a double jeopardy argument. The jury in Jacobs’s original trial returned a verdict for capital kidnapping, and the Commonwealth properly sought retrial of that offense after Jacobs I.

In two separate, indistinguishable arguments, Jacobs asserts that double jeopardy principles prohibit convictions for both murder and capital kidnapping because murder is a lesser included offense of capital kidnapping. We rejected this argument in St. Clair v. Roark,3 and our views remain unchanged.

B. ISSUES CONCERNING JACOBS’S COMPETENCY TO STAND TRIAL

Jacobs raises a number of issues relating to the trial court’s finding that he was competent to stand trial. Jacobs specifically alleges that the trial court erred by: (1) sustaining the Commonwealth’s objection to defense expert Dr. Alec Whyte’s opinion regarding Jacobs’s competence to stand trial; (2) denying Jacobs’s motion for funds and thereby preventing Jacobs from having a defense expert participate during Jacobs’s competency evaluations at KCPC; (3) improperly assigning the burden of proof as to competency to stand trial; (4) finding Jacobs competent to stand trial and to waive a defense of insanity; (5) failing to reconsider the question of Jacobs’s competency during the course of the trial; and (6) denying Jacobs’s motion to supplement the official transcript record with videotapes. We find that the trial court’s rulings were within its discretion and find no error warranting reversal.

Dr. Alec Whyte testified for the defense at Jacobs’s pretrial competency hearing. Although the trial court allowed Dr. Whyte to testify generally about the manifestations of delusional disorder and to answer hypothetical questions about how this disorder could affect a criminal defendant during the course of a jury trial, the trial court sustained the Commonwealth’s objection to Dr. Whyte’s opinion as to Jacobs’s competence to stand trial. Dr. Whyte testified that, in preparation for his testimony, he reviewed reports and other materials, many of which dated back almost eight (8) years, from other medical personnel who had evaluated Jacobs for competency, but that he was unable to perform his own psychiatric evaluation because he met with Jacobs for only fifteen (15) minutes before Jacobs refused to an[439]*439swer any further questions. Dr. Whyte explained that he “could not make any determination at all about the problems of ... organically caused symptoms” during that short time frame, but was prepared to offer his opinion on the basis of the materials he had reviewed. The trial court allowed Dr. Whyte to express his opinion by avowal, and Dr. Whyte explained that, although he had no evidence to support a finding of incompetence at the present time, he predicted that Jacobs would “de-compensate” during the course of the trial.

We believe the trial court’s ruling struck a proper balance with respect to Dr. Whyte’s opinion testimony and find no identifiable prejudice from the ruling. Not only did Dr. Whyte testify to his opinion before the trial judge by means of avowal, but he also communicated his opinion via answers to hypothetical questions, and those opinions did not differ substantially from those of the other defense witnesses. In fact, just prior to the competency hearing, during a bench conference regarding reciprocal discovery of Dr. Whyte’s opinions, defense counsel “downplayed” the significance of Dr. Whyte’s testimony and characterized it as cumulative to other testimony:

The only thing that Dr. Whyte has done is look at records, and that’s the same records that the A.G.’s office has or that they gave to us. There are no diagnoses he is going to give that will differ substantially from Dr. Deland, if any. There is nothing he is going to say that is going to come as a surprise to [the prosecution]. There are no facts, there are no new evidence he’s picked up.
[[Image here]]
Now, there has been no intention, there’s been no purpose to mislead anybody. The Court will hear Dr. Whyte testify. There is nothing of any surprise in nature going to come out today.... We simply do not have a report other than — The only thing I could have told [the prosecution] in a memorandum would have been: Client would not talk to doctor. Or: Client would not talk to doctor, but agreed with Dr. Deland’s Organic Delusional Syndrome diagnosis. That’s it. I mean, there’s nothing here.

Given the substantial agreement between Dr. Whyte’s and Dr. Deland’s findings, as well as the fact that trial court’s competency ruling directly referenced Dr. Whyte’s avowal testimony, we do not believe the exclusion of Dr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Jason Baggett v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2025
Crain v. Commonwealth
257 S.W.3d 924 (Kentucky Supreme Court, 2008)
St. Clair v. Commonwealth
174 S.W.3d 474 (Kentucky Supreme Court, 2005)
Bowling v. Commonwealth
163 S.W.3d 361 (Kentucky Supreme Court, 2005)
Thomas Clyde Bowling, Jr. v. Phillip Parker, Warden
344 F.3d 487 (Sixth Circuit, 2003)
Bishop v. Caudill
118 S.W.3d 159 (Kentucky Supreme Court, 2003)
Bowling v. Parker
Sixth Circuit, 2003
Salinas v. Commonwealth
84 S.W.3d 913 (Kentucky Supreme Court, 2002)
Jacobs v. Commonwealth
58 S.W.3d 435 (Kentucky Supreme Court, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
58 S.W.3d 435, 2001 Ky. LEXIS 187, 2001 WL 1298230, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jacobs-v-commonwealth-ky-2001.