Jackson v. Commonwealth

717 N.E.2d 1001, 430 Mass. 260, 1999 Mass. LEXIS 620
CourtMassachusetts Supreme Judicial Court
DecidedOctober 14, 1999
StatusPublished
Cited by13 cases

This text of 717 N.E.2d 1001 (Jackson v. Commonwealth) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jackson v. Commonwealth, 717 N.E.2d 1001, 430 Mass. 260, 1999 Mass. LEXIS 620 (Mass. 1999).

Opinion

Lynch, J.

The petitioner (whom we shall call the defendant), sought relief from a single justice of this court under G. L. c. 211, § 3, from the denial of his motion to dismiss in the Superior Court. Because the motion was based on double jeopardy grounds, the single justice ruled that the matter was properly before him pursuant to G. L. c. 211, § 3, but denied the petition on the merits. This court determined that the requirements of SJ.C. Rule 2:21 (2), 421 Mass. 1303 (1995), had been [261]*261met and permitted the defendant to pursue this interlocutory appeal from the judgment of the single justice.

1. Facts and procedural history. The Commonwealth alleged that, on March 20, 1996, the defendant entered a doctor’s office in the Jamaica Plain section of Boston and stole $50 or $60 from the doctor and a purse belonging to the doctor’s secretary, which contained her checkbook, personal papers, and approximately $50. Later that day, he was arrested in Cambridge for attempting to cash a check belonging to the doctor’s secretary.1 On April 4, 1996, with assistance of counsel, he pleaded guilty to all charges and was sentenced to two and one-half years, with one year to be served and the balance suspended for three years. He was subsequently indicted by a Suffolk County grand jury, and arraigned in the Suffolk Superior Court on two indictments charging armed robbery.2 He completed the committed portion of his sentence on the receiving stolen property charge, and was released in December, 1996.

In November, 1996, the defendant filed a pro se motion for a new trial in the Cambridge Division of the District Court Department. The judge ruled that the defendant had not received a proper colloquy before the guilty plea, and therefore allowed the defendant’s motion and vacated the judgment of conviction. G. L. c. 278, § 29D. See Commonwealth v. Morrow, 363 Mass. 601, 604-605 (1973) (discussing Boykin v. Alabama, 395 U.S. 238 [1969]).

In November, 1997, the defendant moved in the District Court to reinstate the receiving stolen property conviction on the ground that his motion for new trial that vacated the conviction should not have been allowed in the absence of counsel who represented him on the robbery charges.3 The defendant’s motion was denied. The defendant then moved in the Superior [262]*262Court to dismiss the indictments charging armed robbery based on double jeopardy and collateral estoppel. After this motion was denied he sought relief pursuant to G. L. c. 211, § 3.

2. Double jeopardy. The crux of the defendant’s argument is that, because he was charged and pleaded guilty to receiving stolen property, the armed robbery indictments, which arose from the same circumstances, violated his Federal and State rights against double jeopardy.

Critical to the disposition of this argument is the fact that the defendant, on his own initiative, had his conviction of receiving stolen property vacated. Because there is no longer a final adjudication of guilt or innocence, no double jeopardy is involved. Commonwealth v. Babb, 389 Mass. 275, 281-282 (1983). “[T]he Double Jeopardy Clause . . . does not relieve a defendant from the consequences of his voluntary choice.” Lydon v. Commonwealth, 381 Mass. 356, 365-366, cert, denied, 449 U.S. 1065 (1980), quoting United States v. Scott, 437 U.S. 82, 99 (1978). See Commonwealth v. Woods, 414 Mass. 343, 352-353 (1993) (no government oppression when defendant “himself chose to be tried again” [emphasis omitted]). Because the defendant’s double jeopardy rights are not offended, we need not discuss the issue whether one can be convicted of both receiving stolen property and robbery of the same property.4

3. Collateral estoppel. The defendant’s argument that he cannot be tried for armed robbery because of the principle of collateral estoppel fails for substantially the same reason that the double jeopardy argument fails. “Collateral estoppel ‘means [263]*263that when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit.’ ” Krochta v. Commonwealth, 429 Mass. 711, 715 (1999), quoting Ashe v. Swenson, 397 U.S. 436, 443 (1970) (no collateral estoppel because probation revocation hearing did not put defendant in jeopardy). In the criminal context, “[t]o prevail under the . . . collateral estoppel doctrine, the defendant must have been placed in jeopardy twice for the same offense.” Commonwealth v. Scala, 380 Mass. 500, 504 (1980), citing United States ex rel. DiGiangiemo v. Regan, 528 F.2d 1262, 1265 (2d Cir. 1975), cert, denied sub nom. DiGiangiemo v. Olgiatti, 426 U.S. 950 (1976). Because the defendant’s conviction has been vacated, there now is no final determination of the facts in the case and no jeopardy from which the defendant needs protection. Collateral estoppel does not apply.

4. The defendant’s serving a sentence after his guilty plea. The defendant, relying on Aldoupolis v. Commonwealth, 386 Mass. 260, cert. denied, 459 U.S. 864 (1982), argues that, because he served his jail sentence for receiving stolen property, it violates double jeopardy now to put him at risk of the Commonwealth’s punishing him again. Id. at 272, and cases cited (“Once a defendant has served fully the proper sentence prescribed by law ... the State may not punish him again” [emphasis supplied]). The defendant’s argument is not persuasive for two reasons. First, the defendant has not served his entire sentence. He served the incarcerated portion of his sentence, but the suspended portion remained in effect at the critical time. Second, the defendant overlooks the fact that the Supreme Court has recognized that double jeopardy protection imposes “no limitations . . . upon the power to retry a defendant who has succeeded in getting his first conviction set aside,” North Carolina v. Pearce, 395 U.S. 711, 718-719 (1969), as long as punishment “exacted [is] . . . ‘credited.’ ” Id. at 718-719.5

Furthermore, it should be noted that none of the decisions [264]*264relied on by the defendant involved a conviction vacated at the defendant’s request. See United States v. Jorn, 400 U.S. 470 (1971) (plurality opinion) (double jeopardy where trial judge, sua sponte, discharged jury and empanelled another); Commonwealth v. Woodward, 4-21 Mass. 659, 684-687 & n.46 (1998) (double jeopardy where Commonwealth sought to vacate lawful sentence and remand for resentencing); Gallinaro v. Commonwealth, 362 Mass. 728 (1973) (double jeopardy where defendants both fined and sentenced to prison on duplicate indictments); Commonwealth v.

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Bluebook (online)
717 N.E.2d 1001, 430 Mass. 260, 1999 Mass. LEXIS 620, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jackson-v-commonwealth-mass-1999.