Irwin v. Calhoun

522 F. Supp. 576, 2 Mass. Supp. 812, 1981 U.S. Dist. LEXIS 14492
CourtDistrict Court, D. Massachusetts
DecidedSeptember 16, 1981
DocketCiv. A. 80-1818-G
StatusPublished
Cited by11 cases

This text of 522 F. Supp. 576 (Irwin v. Calhoun) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Irwin v. Calhoun, 522 F. Supp. 576, 2 Mass. Supp. 812, 1981 U.S. Dist. LEXIS 14492 (D. Mass. 1981).

Opinion

MEMORANDUM AND ORDER CERTIFYING QUESTION TO MASSACHUSETTS SUPREME JUDICIAL COURT

GARRITY, District Judge.

A dispositive question of Massachusetts law has arisen in this case, upon which there appears to be no controlling precedent in the decisions of the Supreme Judicial Court. Therefore, upon the Commonwealth’s motion, and with due deference to the authority of the Supreme Judicial Court in the construction of the Commonwealth’s statutory law, we hereby certify, pursuant to Supreme Judicial Court Rule 1:03, the following question:

Does Massachusetts General Laws Chapter 258 by its terms, either expressly or impliedly, indicate the Commonwealth’s consent to suit by citizens in federal as well as state courts, thereby waiving its eleventh amendment immunity?

We set forth below a statement of facts which pertain to this certified question and to the nature of the underlying controversy, all in accordance with Supreme Judicial Court Rule 1:03, § 3.

Statement of the Case and Underlying Controversy and Order on Matters Giving Rise to this Certified Question

The plaintiff, Wendy Susan Irwin, filed a two-count complaint in federal district court on August 13,1980. Both counts seek damages for injuries she allegedly sustained as a result of the denial of her requests for medical attention while she was confined in September of 1977 at the Department of Youth Services (DYS) facility in Charles-town, Massachusetts. Count I alleges a violation of 42 U.S.C. § 1983 by named DYS employees for depriving her rights guaranteed by the eighth and fourteenth amendments. Jurisdiction is based on 28 U.S.C. § 1331. 1 Count II, which is the subject of this certified question, alleges that the DYS negligently failed to provide plaintiff with necessary medical services.

Count II is based on the Massachusetts Tort Claims Act, Mass.Gen.Laws c. 258, 2 and undisputedly arises from a “nucleus of operative facts” in common with Count I. *579 The plaintiff therefore claims that even though Count II, as amended, includes state law claims against pendent parties, it is within the pendent jurisdiction of this court. Count II originally named Edward M. Murphy, in his capacity as Commissioner of the DYS, and Charles F. Mahoney, in his capacity as Secretary of the Massachusetts Executive Office of Human Services, as defendants. The plaintiff alleged that she had presented these defendants with a notice of her claim on August 24, 1979, pursuant to the requirements of the Massachusetts Tort Claims Act. 3 On October 6,1980, however, the defendants Murphy and Ma-honey moved to dismiss Count II because they were public employees and under Chapter 258 “the public employer is the only proper defendant.” Memorandum in Support of Motion of Defendants Murphy and Mahoney to Dismiss, filed October 6, 1980, at 4. The plaintiff responded by filing a motion to amend Count II of her complaint by striking the defendants Murphy and Mahoney and substituting the Commonwealth, the DYS, and the Massachusetts Executive Office of Human Services, on October 14, 1980. This motion was assented to by the Office of the Attorney General of the Commonwealth, and was allowed by this court on November 17,1980. The plaintiff filed her amended complaint on December 23,1980. The Commonwealth thereafter filed a motion to dismiss Count II of the complaint alleging that the eleventh amendment bars this suit in federal court. Motion of the Defendants to Dismiss Count II of the Complaint, filed February 25, 1981.

The plaintiff, opposing the motion to dismiss, argued that the Commonwealth’s assent to the motion to amend constituted a waiver of its eleventh amendment immunity. Plaintiff’s Memorandum in Opposition to Defendants’ Motion to Dismiss Count II, filed April 3,1981. We reject the plaintiff’s argument on this issue, cf. Newfield House v. Mass. Dept. of Public Welfare, 1 Cir. 1981, 651 F.2d 32, 36, n. 3, and hereby adopt the reasons set forth in the Commonwealth’s response, filed April 22, 1981.

On April 24, 1981, however, this court issued a procedural order, instructing the parties to address the following issues:

(1) Whether there exists any constitutional or statutory barrier to the exercise of pendent jurisdiction over plaintiff’s claim in Count II (with specific reference to the 11th amendment and 42 U.S.C. § 1983)?
(2) Should the 11th amendment present a barrier, has the Commonwealth waived its immunity by virtue of the Tort Claims Act, Mass. G.L. c. 258?

Both parties responded, the plaintiff by filing a memorandum on May 7, 1981, and the Commonwealth by filing its Motion to Certify Issue to the Massachusetts Supreme Judicial Court on May 28, 1981. Upon consideration of the arguments made on behalf of both parties, we have found that the question herein certified will be dispositive of the Commonwealth’s Motion to Dismiss Count II. By virtue of this certification, the Commonwealth’s Motion to Certify is granted and the plaintiff’s argument that this federal court’s pendent jurisdiction may abrogate the Commonwealth’s eleventh amendment immunity is hereby rejected.

Pendent Jurisdiction

The doctrine of pendent jurisdiction permits a federal court, in certain circumstances, to adjudicate disputes over which it has no independent basis of jurisdiction. United Mine Workers v. Gibbs, 1966, 383 U.S. 715, 725-26, 86 S.Ct. 1130, 1138-39, 16 L.Ed.2d 218, held that a federal court could assume pendent jurisdiction over a non-federal claim if it is associated with a federal claim and it arises from “a common nucleus of operative fact.” In *580 such a case, “there is power in federal courts to hear the whole.” Gibbs, supra at 725, 86 S.Ct. at 1138. Gibbs, however, refers only to a federal court’s power to hear “cases and controversies” under Article III, § 2 of the Constitution. There is still a second obstacle to the exercise of pendent jurisdiction, “for the jurisdiction of the federal courts is .. . also [limited] by Acts of Congress.” Owen Equipment & Erection Co. v. Kroger, 1978, 437 U.S. 365, 372, 98 S.Ct. 2396, 2402, 57 L.Ed.2d 274. A fortiori, we reject the plaintiff’s argument that the exercise of pendent jurisdiction can circumvent the prohibition of the eleventh amendment. 4 The eleventh amendment is a positive restriction of the power of federal courts to hear cases and controversies under Article III of the Constitution. See Edelman v. Jordan,

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Bluebook (online)
522 F. Supp. 576, 2 Mass. Supp. 812, 1981 U.S. Dist. LEXIS 14492, Counsel Stack Legal Research, https://law.counselstack.com/opinion/irwin-v-calhoun-mad-1981.