Iowa Supreme Court Attorney Disciplinary Board v. Richard R. Schmidt

796 N.W.2d 33, 2011 Iowa Sup. LEXIS 19, 2011 WL 1326940
CourtSupreme Court of Iowa
DecidedApril 8, 2011
Docket10–0912
StatusPublished
Cited by29 cases

This text of 796 N.W.2d 33 (Iowa Supreme Court Attorney Disciplinary Board v. Richard R. Schmidt) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Iowa Supreme Court Attorney Disciplinary Board v. Richard R. Schmidt, 796 N.W.2d 33, 2011 Iowa Sup. LEXIS 19, 2011 WL 1326940 (iowa 2011).

Opinion

WIGGINS, Justice.

The Iowa Supreme Court Disciplinary Board filed a complaint alleging the respondent, Richard R. Schmidt, violated ethical rules by communicating with a represented party without the consent of opposing counsel or a court order and by engaging in domestic abuse. The grievance commission found Schmidt’s conduct violated provisions of the Iowa Rules of Professional Conduct and recommended Schmidt’s license be suspended for six months. Having considered the record, we agree Schmidt committed ethical violations. We disagree, however, with the commission’s sanction recommendation; therefore, we suspend his license to practice law in Iowa for thirty days.

I. Scope of Review.

We review attorney disciplinary proceedings de novo. Iowa Supreme Ct Att’y Disciplinary Bd. v. Axt, 791 N.W.2d 98, 101 (Iowa 2010). The board has the burden of proving an attorney’s ethical misconduct by a convincing preponderance of the evidence. Id. “This burden is less than proof beyond a reasonable doubt, but more than the preponderance standard required in the usual civil case.” Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Lett, 674 N.W.2d 139, 142 (Iowa 2004). We are not bound by the commission’s findings and recommendations, but we give them respectful consideration. Iowa Supreme Ct. Att’y Disciplinary Bd. v. Lustgraaf, 792 N.W.2d 295, 297 (Iowa 2010). We give particular weight to the commission’s assessments of witnesses’ credibility. Id. at 299. Upon proof of misconduct, we may impose a greater or lesser sanction than the sanction recommended by the commission. Axt, 791 N.W.2d at 101.

II. Proceedings.

On April 13, 2009, the board filed its complaint against Schmidt. In count I, the complaint alleged Schmidt violated Iowa Rules of Professional Conduct 32:8.4(b), which prohibits misconduct reflecting adversely on a lawyer’s fitness to practice law, and 32:8.4(d), which prohibits misconduct prejudicial to the administration of justice, in connection with his commission and conviction of aggravated misdemeanor domestic abuse crimes against his wife. In count II, the complaint claimed Schmidt violated rule 32:8.4(d), as well as rule 32:4.2(a), which prohibits communication with a represented party without the opposing party’s consent or a court order. The board claims the violation occurred when Schmidt, or his representative at his direction, was involved in assisting his client in personally obtaining the opposing party’s signature on a consent decree when such actions violated a no-contact order and opposing counsel did not consent to the actions nor did a court order permit them. 1

*37 In its report, the commission found Schmidt committed the alleged ethical violations. The commission also recommended a six-month suspension.

III. Findings of Fact.

On our de novo review, we find the facts as follow.

A. General Background. Schmidt was born and raised in Des Moines, Iowa. He attended Iowa State University. In May 1994 Schmidt graduated from Drake Law School and began private practice in the areas of family law, personal injury, and workers’ compensation. Schmidt currently practices in Des Moines in a four-lawyer group of sole practitioners.

B. Prohibited Communication with a Represented Party. In November 2005 Schmidt filed a petition for dissolution of marriage for a wife. Attorney Mason J. Ouderkirk represented the husband. The district court entered several orders, including one continuing a no-contact order between the husband and wife. Schmidt sent Ouderkirk a consent decree that Schmidt’s client wanted her spouse to sign. Ouderkirk presented the consent decree to the husband. The husband rejected it. During the course of the representation, Schmidt filed several applications to show cause as to why the husband was not in violation of the no-contact order.

On May 26, 2006, the husband called Ouderkirk to inform him that he and his wife had come to an agreement and Ouder-kirk should be receiving a revised consent decree. The same day, the wife called Schmidt, requesting he prepare the same consent decree he had previously prepared and informing him that her husband would probably terminate Ouderkirk’s representation. Schmidt, either personally or through a representative in his law office acting upon his direction, changed the consent decree to indicate the husband was pro se, removing references to Ouderkirk’s representation from the decree. The wife then picked up the consent decree and took it to her husband. Both parties signed the decree before a notary public. Schmidt then signed the decree.

After the decree was signed, Schmidt faxed it to Ouderkirk’s office. After reviewing the decree, Ouderkirk told Schmidt he found the situation unusual and noted Schmidt had stated the husband was pro se when he knew Ouderkirk was the attorney of record.

Ouderkirk contacted his client, informing him the decree had all the provisions to which the husband had previously objected to, the decree was unfair to the husband, and Ouderkirk did not approve of the decree. Ouderkirk then informed the husband that the husband had to decide whether he wished to continue with the proceedings or agree to the decree. The husband contacted Ouderkirk and stated he did not want to continue with the proceedings.

On May 31 Ouderkirk filed an application to withdraw and Schmidt filed a dismissal of the application to show cause why the no-contact order had not been violated by the husband. In June 2006 the court granted Ouderkirk’s motion to withdraw and filed the consent decree.

C.Domestic Abuse. On June 6, 2006, the incident of domestic abuse by Schmidt of his wife occurred. Prior to June 6 Schmidt had never been violent toward his *38 wife. Moreover, Schmidt had never acted with violence toward anyone else.

Schmidt’s marriage was tumultuous. In 1997 Schmidt began seeking therapeutic assistance for problems in his marriage. He started taking doctor-prescribed medications, including medications for depression, consisting of Prozac, Wellbutrin, and Effexor. On June 6 Schmidt was taking Effexor. For about two and one-half years prior to June 6, Schmidt did not share a bedroom with his wife, but slept in the basement of the couple’s home. In Spring 2006 Schmidt’s wife informed him that she intended to leave him.

In August 2005 Schmidt attempted suicide, but failed. After this attempt, Schmidt sought psychiatric care. In August 2006 Schmidt began seeing Dr. Ea-ston, a psychiatrist. Also after his suicide attempt, Schmidt began seeing P.J. McDonald, a licensed independent social worker and marriage and family therapist. Schmidt continues to see both practitioners.

On the evening of June 6, 2006, Schmidt and his wife began arguing about childcare issues. They were on the concrete patio near their hot tub. When his wife walked away from the argument, Schmidt grabbed her and threw her down, causing her to hit her head. Schmidt then began to choke her, and she temporarily lost consciousness.

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796 N.W.2d 33, 2011 Iowa Sup. LEXIS 19, 2011 WL 1326940, Counsel Stack Legal Research, https://law.counselstack.com/opinion/iowa-supreme-court-attorney-disciplinary-board-v-richard-r-schmidt-iowa-2011.