Insurance Co. of North America v. Union Carbide Corp.

35 F.R.D. 520, 8 Fed. R. Serv. 2d 34, 1964 U.S. Dist. LEXIS 9836
CourtDistrict Court, D. Colorado
DecidedJuly 28, 1964
DocketCiv. A. No. 7851
StatusPublished
Cited by10 cases

This text of 35 F.R.D. 520 (Insurance Co. of North America v. Union Carbide Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Insurance Co. of North America v. Union Carbide Corp., 35 F.R.D. 520, 8 Fed. R. Serv. 2d 34, 1964 U.S. Dist. LEXIS 9836 (D. Colo. 1964).

Opinion

DOYLE, District Judge.

Pursuant to this Court’s order of June 23, 1964, the defendants have submitted for in camera examination their attorney-client correspondence files relating to Civil Action No. 8618 in the District Court in and for the County of Montrose, Tom Dan Davis v. Union Carbide Corp. and Gordon Irvine. The Court has undertaken an examination of the correspondence in question to determine whether it is subject to discovery attempted by the plaintiff pursuant to Rule 45(d), F.R.Civ.P.

Three law firms appear to have been directly involved in the Montrose County action. Dilts & Hancock represented Tom Dan Davis, the plaintiff in that action, who had previously received workmen’s compensation, and appear to have been authorized also to represent the interest of the plaintiff in this action, the Insurance Company of North America, the workmen’s compensation insurance carrier which had previously made payment to Tom Dan Davis. Coit & Graham represented Gordon Irvine, one of the defendants in that action, and the Standard Accident Insurance Company, Irvine’s insuror. Tilly & Skelton represented Union Carbide Corporation, the other defendant in that action, and Aetna Casualty and Surety Company, the insuror of Union Carbide.

In its order of June 23,1964, this Court has already ordered production of certain correspondence between the three law firms directly involved and between Dilts & Hancock and the defendants in the Montrose County action. The communications between Tilly &■ Skelton and Coit & Graham, who were defending separate defendants with parallel interests, might possibly have embodied the work product of those attorneys. Inasmuch as the interests of the two separate defendants in the Montrose County action were potentially adversary, however, probably leading their attorneys to deal at arm’s length, and since the communications between the law firms were not privileged, it was concluded that the interest of the Insurance Company of North America in discovering what agreement, if any, was made between the three law firms with respect to dealing with the subrogation interest of the Insurance Company of North America in the Montrose County action outweighed the interest of Tilly & Skelton and Coit & Graham in withholding from disclosure their entire correspondence files because some evidence of their strategy might have been reflected in correspondence between them. The remaining question concerns the discoverability, in this action, of correspondence passing in confidence between the [522]*522parties to the Montrose County action (and their insurors) and their respective attorneys.

It has been asserted by the defendants in this action that the correspondence in question is privileged to the extent that it was confidential because of the attorney-client relationship which evoked the exchange of information and advice embodied in that correspondence. The plaintiff in this action asserts, however, that only confidential communications from client to attorney, but not communications from attorney to client, are privileged; and that communications from attorney to client are discoverable work product of the attorney. The attorney-client privilege is not so circumscribed as plaintiff asserts, however. Both confidential communications made '.by a client to his attorney and his attorney’s advice and reports to him are privileged, and immune from discovery.

Documents of yet another class, although not privileged, are discoverable only upon an exceptional showing of good cause. That is, documents embodying the mental impressions of counsel, his legal conclusions, factual analysis, and strategy. Even though this second class of documents (those which embody the work product of a lawyer) are not privileged they are normally not discoverable because of a strong public policy of preserving inviolate the plans and analysis of counsel in preparation for trial. The underlying rationale for permitting discovery of an attorney’s work product only in exceptional circumstances has its roots in the realization that, as the Supreme Court’s opinion in Hickman v. Taylor, 329 U.S. 495, 510-511, 67 S.Ct. 385, 393, 91 L.Ed. 451 (1947), put it, “ * -x- * y; is essential that a lawyer work with a certain degree of privacy, free from unnecessary intrusion by opposing parties and their counsel.” The test properly to be applied is one which takes cognizance of the demoralizing effect on the legal profession of unanticipated inquiry into the workings of an attorney’s mind in defense of his client’s interest. We hesitate to take a step—■ ordering an attorney to open indiscriminately his files to examination—which could only have the ultimate effect of inhibiting counsel’s freedom to reduce his impressions, speculations and plans to writing. As the Supreme Court observed in Hickman, supra: “Were [documents embodying an attorney’s work product] open to opposing counsel on mere demand, much of what is now put down in writing would remain unwritten. An attorney’s thoughts, heretofore inviolate, would not be his own. Inefficiency, unfairness and sharp practices would inevitably develop in the giving of legal advice and in the preparation of cases for trial. The effect on the legal profession would be demoralizing. And the interests of the clients and the cause of justice would be poorly served.”

The rationale which compels that we be extremely reluctant to invade an attorney’s files is scarcely less applicable to a case which has been closed than to a case which is still being contested. Adversary counsel in an active case, obviously, should not normally be free to force his opponent to reveal his strategy; but neither should counsel in a closely related subsequent case, albeit between different parties in part, obtain carte blanche to examine an attorney’s files in the former case. Should discovery of an attorney’s work product in a former case ever be generally or indiscriminately permitted counsel would undoubtedly feel constrained to leave unwritten and unrecorded many of their impressions and plans which they should feel free to reduce to writing.

A single reported case, Hanover Shoe, Inc. v. United Shoe Machinery Corp., 207 F.Supp. 407 (M.D.Pa.1962), could arguably be relied on for the proposition that [523]*523the work product of an attorney in one case is routinely discoverable in a subsequent action between different parties. In the former case there involved the United States had brought a civil action under the anti-trust laws against the United Shoe Machinery Corporation. In connection with that litigation an officer of United Shoe, in the presence of United Shoe’s attorneys, had taken a statement from an officer of Hanover Shoe, one of the customers of United Shoe. That statement was embodied in a report prepared by the attorneys for United Shoe. In subsequent litigation Hanover Shoe instituted a treble-damage action against United Shoe, and sought discovery of the attorney’s report embodying its officer’s prior statement. No genera] search of the attorney’s files was sought, however, and the crucial, specific document sought was in actuality the prior statement of the person who was seeking to obtain an exact record of his former statement, which was, apparently, not available from any other source.

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35 F.R.D. 520, 8 Fed. R. Serv. 2d 34, 1964 U.S. Dist. LEXIS 9836, Counsel Stack Legal Research, https://law.counselstack.com/opinion/insurance-co-of-north-america-v-union-carbide-corp-cod-1964.