Institute of Governmental Advocates v. Fair Political Practices Commission

164 F. Supp. 2d 1183, 2001 WL 1135308
CourtDistrict Court, E.D. California
DecidedSeptember 17, 2001
DocketCIVS-01-859 FCD JFM
StatusPublished
Cited by6 cases

This text of 164 F. Supp. 2d 1183 (Institute of Governmental Advocates v. Fair Political Practices Commission) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Institute of Governmental Advocates v. Fair Political Practices Commission, 164 F. Supp. 2d 1183, 2001 WL 1135308 (E.D. Cal. 2001).

Opinion

MEMORANDUM AND ORDER

DAMRELL, District Judge.

Plaintiffs, a California non-profit corporation representing the interests of lobbyists and three individual lobbyists, bring a facial challenge to the constitutionality of recently enacted California Government Code section 85702, claiming that it violates their First Amendment rights of freedom of speech and association, their Fourteenth Amendment right to equal protection, and Title 42 U .S.C. section 1983. Section 85702 prohibits a direct contribution by a lobbyist to an elected state officer or candidate for elected state office, if the lobbyist is registered to lobby the governmental agency for which the officeholder works or for which the candidate seeks election. The case is before the court on the parties’ cross-motions for summary judgment. Plaintiffs seek a judgment from the court declaring Section 85702 unconstitutional and an injunction restraining the administration, implementation and enforcement of the statute. Defendants, on the other hand, seek to have this court declare the statute constitutional on the grounds that it is narrowly drawn to support a legitimate state interest.

The court heard oral argument on the motions on August 24, 2001. By this order, the court now renders its decision.

BACKGROUND

Section 85702 is part of the California Political Reform Act (“PRA”) which was originally adopted by the voters in 1974 as Proposition 9. Cal.Gov’t Code § 81000 et seq. The PRA provides for its amendment either by a two-thirds vote of the Legislature or by another initiative statute adopted by the voters. Cal.Gov’t Code § 81012. On November 7, 2000 California voters again amended the PRA by adopting Proposition 34. See Pis.’ Stmt, of Undisputed Facts, filed July 24, 2001 (“Pis.’ UF”), No. 10. Defendant Fair Political Practices Commission (“FPPC”) is the state agency charged with the administration and implementation of the PRA, including the newly adopted provisions of Proposition 34. See Pis.’ UF, No. 7.

1. Proposition 34 Generally

Effective January 1, 2001, Proposition 34 imposes limits on campaign contributions by “persons” to state candidates and officeholders of varying amounts depending on the state elective office sought. Cal.Gov’t Code § 85301. Specifically, a “person” 1 may not contribute more than $3,000.00 per election to a candidate for a legislative office. Cal.Gov’t Code § 85301(a). Different contribution limits apply to other statewide elective offices. Cal.Gov’t Code 85301(b) and (c).

Proposition 34 also contains many other provisions, including contribution limits on the receipts of political action committees *1187 (“PACs”) and political party committees, voluntary expenditure limits in state elective races, and new disclosure requirements. Cal .Gov’t Code §§ 85303, 85400, 85309. Additionally, Proposition 34 increased the maximum administrative fine for a violation of the PRA from $2,000.00 per violation to $5,000.00 per violation. Cal.Gov’t Code § 83116. Plaintiffs do not challenge the validity of any of these provisions of Proposition 34; they only challenge the constitutionality of the ban on contributions by lobbyists. 2

2. Proposition 34’s Regulation of Lobbyists

Proposition 34 added Section 85702 which provides,

An elected state officer or candidate for elected state office may not accept a contribution from a lobbyist, and a lobbyist may not make a contribution to an elected state officer or candidate for elected state office, if that lobbyist is registered to lobby the governmental agency for which the candidate is seeking election or the governmental agency of the elected state officer.

Violation of this section may be prosecuted civilly or administratively by the FPPC. As stated above, the administrative penalty for violation of the statute is a fine of up to $5,000.00 per violation. Additionally, a knowing and willful violation of the PRA may be prosecuted as a misdemeanor. CaLGov’t Code § 91000. A person convicted of a misdemeanor under the PRA is prohibited from acting as a lobbyist for a period of four years following the date of conviction. Cal.Gov’t Code § 91002.

The PRA defines a lobbyist as

any individual who is employed or contracts for economic consideration, ..., to communicate directly or through his or her agents with any elective state[,] [agency or legislative] official for the purpose of influencing legislative or administrative action, if a substantial or regular portion of the activities for which he or she receives consideration is for the purpose of influencing legislative or administrative action.

Cal.Gov’t Code § 82039. In addition to the statutory definition of a “lobbyist,” the California Code of Regulations specifies who will be considered a professional lobbyist required to register and be subject to the reporting and other requirements of the PRA. 3 Cal.Code of Regs. § 18239 (“Regulation 18239”). Those meeting the statutory and regulatory definitions of a “lobbyist” are required to file a lobbyist certification with the Secretary of State. Cal.Gov’t Code §§ 86100-86105.

At the beginning of the current legislative session, the California Secretary of State had approximately 1,000 persons registered as “lobbyists.” See Pis.’ UF, No. 16.

3. Prior Bans on Contributions by Lobbyists

The concept of banning contributions by lobbyists is not new. Such a ban was part of the original PRA and was the subject of *1188 litigation brought by a plaintiff in this case, the Institute of Governmental Advocates. Fair Political Pratices Comm’n v. Sup.Ct., 25 Cal.3d 33, 45, 157 Cal.Rptr. 855, 599 P.2d 46 (1979) (“FPPC v. Sup.Ct”). Former Government Code section 86202 provided:

It shall be unlawful for a lobbyist to make a contribution, or to act as an agent or intermediary in the making of any contribution, or to arrange for the making of any contribution by himself or by any other person.

In 1979, the California Supreme Court struck down Section 86202 on the grounds that a total ban of all contributions by any lobbyist is not a “closely drawn” restriction and thus, violated plaintiffs’ First Amendment rights of freedom of speech and association.

In 1996, California voters adopted Proposition 208, a complex contribution and expenditure limit scheme that also included a ban on contributions by lobbyists (former Government Code section 5704). 4 Enforcement of that provision, as well as the entirety of Proposition 208 was preliminarily enjoined by this district court in 1998. California Prolife Council PAC v. Scully, 989 F.Supp. 1282 (E.D.Cal.1998), aff'd, 164 F.3d 1189 (9th Cir.1999).

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Bluebook (online)
164 F. Supp. 2d 1183, 2001 WL 1135308, Counsel Stack Legal Research, https://law.counselstack.com/opinion/institute-of-governmental-advocates-v-fair-political-practices-commission-caed-2001.