California Prolife Council Political Action Committee v. Scully

989 F. Supp. 1282, 1998 U.S. Dist. LEXIS 62, 1998 WL 7173
CourtDistrict Court, E.D. California
DecidedJanuary 6, 1998
DocketCIV. S-96-1965LKK/DAD
StatusPublished
Cited by30 cases

This text of 989 F. Supp. 1282 (California Prolife Council Political Action Committee v. Scully) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
California Prolife Council Political Action Committee v. Scully, 989 F. Supp. 1282, 1998 U.S. Dist. LEXIS 62, 1998 WL 7173 (E.D. Cal. 1998).

Opinion

OPINION 1

KARLTON, Chief Judge Emeritus.

A healthy scepticism on the part of the governed concerning those who govern is as much a mark of a vibrant democracy as a paranoid suspicion is a symptom of its decline. Whether California’s voters entertain the former or suffer the latter is of some moment in the matter at bar. After a two-week trial the issue remains one upon which reasonable minds might disagree. 2 That some elected officials have subordinated the duties of their office to their personal greed and ambition is hardly news or new. It is also true, however, that many seek office to advance their political convictions, and if elected, discharge the duties of their office pursuant to their view of the public good, as that view is informed by their ideology. 3 This case tests whether the evident disaffection from the prior political regimen of campaign financing exhibited by California’s voters in adopting Proposition 208 is premised upon a proper concern or rests upon an *1287 exaggerated view, and whether in either event, the various provisions of the initiative abridge those constitutional rights which are central to preservation of the democratic process. 4

Proposition 208 is an initiative adopted by California’s voters. Its some fifty sections adding to and amending the California Government Code 5 seek to regulate, inter alia, who may contribute to political campaigns, how much may be contributed, when contributions can be made, what purposes the contributions may be put to, the contents of various political advertisements and, indirectly, the extent of expenditures. Essentially the instant suit challenges each substantive provision asserting that it violates the strictures of the First Amendment to the United States Constitution. 6 It is brought by a political action committee (“PAC”) representing those who seek to limit abortions, various labor unions and their PACs, individual contributors to political campaigns, candidates and prospective candidates, officeholders, the Republican and Democratic parties, and two professional slate mailers. The initiative is defended by California’s Fair Political Practices Commission (“FPPC”), the state agency responsible for its administration, and its official proponents, who were permitted to intervene. 7

Before addressing the substantive provisions of Proposition 208, the court must first consider whether it should resolve this facial challenge to a state statute which has not been authoritatively construed by the state courts.

I.

FEDERAL COURTS AND STATE STATUTES

Plaintiffs’ decision to challenge in a federal forum a California statute that has not yet been authoritatively construed by the California Supreme Court raises questions about a federal court’s role in such circumstances. Below, I first examine whether this court should reach the merits of the litigation.

A. Abstention, Certification or Resolution on the Merits

The Constitution of the United States provides for a federal judiciary. Its jurisdiction *1288 extends to “all cases, in law and equity, arising under this constitution and the laws of the United States.” U.S. Const., Art. III.

Given the constitutional source of the federal courts’ jurisdiction over cases arising under the fundamental document, it is hardly surprising that in federal question cases “federal courts have a ‘virtually unflagging obligation ... to exercise the jurisdiction given them.’ ” England v. Louisiana Bd. of Medical Examiners, 375 U.S. 411, 415, 84 S.Ct. 461, 11 L.Ed.2d 440 (1964). Nevertheless, where the resolution of a federal question ease turns on the meaning of a state’s statute, the Supreme Court has suggested a more cautious approach. It has been said that federal courts “normally ... ought not to consider the constitutionality of a state statute in the absence of a controlling interpretation of its meaning and effect by the state court.” Arizonans for Official English v. Arizona, 520 U.S. 43, 117 S.Ct. 1055, 1074, 137 L.Ed.2d 170 (1997). 8

Arizonans ’ counsel of restraint appears premised, at least in part, upon the fact that a federal court, while it may speak decisively about federal law, lacks authority to definitively interpret a state statute. Id. at-, 1073-74 (holding that federal courts lack competence to rule definitively on the meaning of state legislation); Moore v. Sims, 442 U.S. 415, 429, 99 S.Ct. 2371, 60 L.Ed.2d 994 (1979) (state courts “are the principal expositors of state law”). The High Court has also opined that resort to the state courts serves to avoid “friction generating error” which a federal court risks when it “endeavors to construe a novel state act not yet reviewed by the State’s highest court.” Arizonans, 520 U.S. at-, 117 S.Ct. at 1074. 9 As I now explain, however, it is not always desirable or even feasible to decline resolution of a claim under the federal constitution because it implicates construction of a state statute which has not been reviewed by the state’s highest court.

A federal court asked to determine the constitutionality of a state statute not yet considered by the state court has at least three options. First, the court may abstain under the principles first enunciated in Railroad Commission of Tex. v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941). Second, in many states a federal court has the option of certification directly to the highest court of the state. Finally, the court may proceed to the merits of the constitutional question notwithstanding the absence of an authoritative state court construction. Below I consider each option in the matter at bar.

Pullman abstention derives from the general rule that constitutional issues should be avoided where a case can be disposed of on non-constitutional grounds. 12 *1289 The Court observed that a federal court’s resolution of a state law issue could not “escape being a forecast rather than a determination” because the “last word” on the construction of the state statute belonged to the state’s highest court. Pullman, 312 U.S. at 499-500. Thus, where state court construction may avoid resolution on constitutional grounds, Pullman

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Cite This Page — Counsel Stack

Bluebook (online)
989 F. Supp. 1282, 1998 U.S. Dist. LEXIS 62, 1998 WL 7173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/california-prolife-council-political-action-committee-v-scully-caed-1998.