In the Interest of Doe

30 P.3d 878, 96 Haw. 272
Hawaii Supreme Court·Decided August 30, 2001·No. 23149·Published·Cited by 32 cases

Opinion

Opinion of the Court by

MOON, C. J.

In these two consolidated cases, the Ha-wai'i Department of Health (DOH) appeals from orders of the Family Court of the First Circuit requiring DOH to pay for mental health services received by two children— Jane in original appeal No. 23149 and John in original appeal No. 23640 (collectively, Children), and subsequent orders denying reconsideration of same. 1 In each case, the family courts orders were issued following a review hearing held pursuant to Chapter 587 of the Hawai'i Revised Statutes (HRS), the Child Protective Act. Under Chapter 587, the family- court may obtain jurisdiction in a proper case and order a child, his or her family, and relevant state agencies to participate in service planning necessary to prevent further harm to a child who is subject to threatened harm or to prevent harm to a child who has already been harmed. See HRS § 587-11 (1993), quoted infra, at 285, 30 P.3d at 891. The family court is required to conduct periodic hearings to review and update the service plan and may issue orders in the child’s best interest. See generally HRS §§ 587-72 (Supp.2000) and 587-73 (Supp.2000). In addition to their status as children in need of protection under Chapter 587, Children are also children with special educational needs who are eligible to receive special education and related services from the Hawai'i Department of Education (DOE) and DOH under the Individuals with Disabilities Education Act (IDEA), codified at 20 U.S.C. § 1400 et. seq. (Supp. V 1999). 2 Moreover, Children are members of the plaintiff class as defined in the consent decree in Jennifer Felix et al. v. Benjamin Cayetano, et al., Civil No. 93-00367 DAE (D.Haw. Oct. 25, 1994) (Order Granting Approval of Consent Decree) [hereinafter, Felix}, which acknowledges that the State of Hawai'i (State) has violated the IDEA by fading to provide required services to children with disabilities. 3 In Jane’s case, the family court ordered DOH to pay for her treatment at Excelsior Youth Center, Inc., in Aurora, Colorado [hereinafter, Excelsior], a residential treatment center. In John’s case, the family court ordered DOH to pay for mental health services that were arguably not provided by John’s existing insurance plan.

The issue presented in both appeals is whether the family court was authorized to order DOH to pay for the services received. DOH argues that the family court erred because the issue of who should pay for Children’s services is an issue that arises under the IDEA, and that, under the IDEA, the family court does not have- jurisdiction to determine who should pay for the services. On the other hand, Children, through their guardians ad litem, argue that the family court has jurisdiction under HRS chapter 587 because the family court has very broad authority to act in their best interest, including the ability to order DOH to pay for services needed to prevent harm.

*276 For the reasons discussed herein, we hold that the claim that DOH is legally obligated to pay for Jane’s services at Excelsior is one that arises under the IDEA. Because Jane did not pursue the remedies available under the IDEA to establish DOH’s obligation to pay for the services, we further hold that the family court lacked jurisdiction to order DOH to pay for Jane’s services. Therefore, we vacate the family court’s order in Jane’s case and remand for dismissal of the claim. Similarly, because John, too, failed to exhaust the administrative remedies available under the IDEA, the family court cannot order DOH to pay for John’s services on that basis. Nevertheless, we hold that John’s status as a “war’d of the state” creates an independent state basis that obligates the State, generally, to pay for John’s mental health services and for which the Department of Human Services (DHS), as John’s co-custodian, is ultimately accountable. However, because the record is insufficient to establish that DOH had a specific legal obligation to pay for John’s mental health services, we vacate the order of the family court requiring DOH to pay for John’s mental health services and remand for further proceedings consistent with this opinion.

I. INTRODUCTION

Before proceeding to the specific facts of each of the cases before us, we believe a brief description of the IDEA and certain of its provisions as they relate to the issue involved in this case is warranted.

The IDEA has a complex statutory and regulatory framework, the basic purpose of which is to ensure that states provide an appropriate education to children with disabilities. The IDEA was originally enacted in 1970 as the Education of the Handicapped Act, Pub.L. No. 91-230, §§ 601, 611, 84 Stat. 175, 178 (1970), substantially revised in 1975, see Pub.L. No. 94-142, 89 Stat. 773-96 (1975), and given its present name in 1990. Pub.L. No. 101-476, § 901(a), 104 Stat. 1141, 1142 (1990). As a condition of receiving fedei’al funds for the special educational needs of disabled children, states are required to maintain policies and procedures that ensure all disabled children receive a free appropriate public education (FAPE). See 20 U.S.C. § 1412(a)(1); see also Honig v. Doe, 484 U.S. 305, 310, 108 S.Ct. 592, 98 L.Ed.2d 686 (1988). A FAPE is defined as

special education and related services that—
(A) have been provided at public expense, under public supervision and direction, and without charge;
(B) meet the standards of the State educational agency;
(C) include an appropriate preschool, elementary, or secondary school education in the State involved; and
(D) are provided in conformity with [an] individualized education program [defined in 20 U.S.C. § 1414(d) ].

20 U.S.C. § 1401(8) (emphases added). “Special education” refers to

specially designed instruction, at no cost to parents, to meet the unique needs of a child with a disability, including—
(A) instruction conducted in the classroom, in the home, in hospitals and institutions, and in other settings; and
(B) instruction in physical education.

20 U.S.C. § 1401

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