In Re the Inquiry Concerning Gerard

631 N.W.2d 271, 2001 Iowa Sup. LEXIS 112, 2001 WL 761034
CourtSupreme Court of Iowa
DecidedJuly 5, 2001
Docket00-1893
StatusPublished
Cited by11 cases

This text of 631 N.W.2d 271 (In Re the Inquiry Concerning Gerard) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Inquiry Concerning Gerard, 631 N.W.2d 271, 2001 Iowa Sup. LEXIS 112, 2001 WL 761034 (iowa 2001).

Opinion

SNELL, Justice.

The matter before us is an original proceeding pursuant to the application by the Iowa Commission on Judicial Qualifications regarding District Associate Judge Stephen C. Gerard II. The commission conducted an evidentiary hearing that included testimony from Judge Gerard and several witnesses. Following the hearing, the commission unanimously recommended that Judge Gerard be suspended without pay for a period of forty-five days. We grant the commission’s application and now impose a sanction of suspension from judicial office for sixty days.

Our authority in this proceeding is founded under the Iowa Constitution, article V, section 19. Thereunder, the supreme court has the power to discipline a judge for good cause upon application by the commission on judicial qualifications. The legislature has specified the duties of the commission and defined the powers of the court with respect to judicial qualifications. See Iowa Code ch. 602, art. 2, “Discipline and Removal of Judicial Officers” (1999).

The purpose of the enactment of the judicial qualifications legislation is to maintain the integrity of the judicial branch of government by providing a fair and efficient method for determining if an errant judge should be removed or disciplined. In re Carstensen, 316 N.W.2d 889, 891-92 (Iowa 1982). The commission functions in an evidence gathering capacity and also has authority to recommend that a judge be disciplined. However, the commission’s recommendation is not conclusive. By our standard of de novo review, we evaluate the circumstances of the case independently. Id. at 892.

I. The Charges

The charges are prosecuted by the attorney general in the supreme court on behalf of the State. The commission filed a notice of charges and notified Judge Gerard of the charges. The notice charged that he violated the following canons of judicial ethics and the standards of conduct as specified by the cited statute.

CHARGE I
[Canon 1]
*274 CANON 1. A judge should uphold the integrity and independence of the judiciary[.]
An independent and honorable judiciary is indispensable to justice in our society. A judge should participate in establishing, maintaining, and enforcing, and should observe, high standards of conduct so that the integrity and independence of the judiciary may be preserved.
CHARGE II
[Canon 2(A) ]
CANON 2. A judge should avoid impropriety and the appearance of impropriety in all his activities!.]
A. A judge should respect and comply with the law and should act at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary.
CHARGES III and IV
[Canon 3(A)(5), (D)(1)(c) ]
CANON 3. A judge should perform the duties of office impartially and diligently!.]
The judicial duties of a judge take precedence over all other activities. Judicial duties include all the duties of the office prescribed by law. In the performance of these duties, the following standards apply:
A. Adjudicative Responsibilities.
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(5) A judge should dispose promptly of the business of the court.
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D. Disqualification
(1) A judge should disqualify himself or herself in a proceeding in which the judge’s impartiality might reasonably be questioned, including but not limited to instances where:
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(c) The judge knows that the judge, individually or as a fiduciary, or the judge’s spouse or minor child residing in the judge’s household, has a financial interest in the subject matter in controversy or in a party to that proceeding, or any other interest that could be substantially affected by the outcome of the proceeding!.]
CHARGE V
[§ 602.2106(3)(b) ]
“[C]onduct which brings the judicial office into disrepute” as contemplated by Iowa Code § 602.2106(3)(b).
CHARGE VI
[§ 602.2106(3)(b) ]
“[W]illful misconduct in office” as contemplated by Iowa Code § 602.2106(3)(b).

II. Scope and Standard of Review

We have held that this type of action should be treated as an equity case and that “the proper burden of proof for establishing ethical violations [is] a convincing preponderance of the evidence.” In re Inquiry Concerning Stigler, 607 N.W.2d 699, 705 (Iowa 2000). Our standard of review is de novo. In re Inquiry Concerning Holien, 612 N.W.2d 789, 790 (Iowa 2000).

III. Commission’s Findings

The recommendation for discipline as found by the commission was based on two general acts of misconduct. First, the *275 commission found that Judge Gerard was dilatory in filing rulings and in making reports on unfinished rulings as required by Iowa Supreme Court Rule 200. The reports are required to be made to the state court administrator, due on the tenth day of each month for the period ending the last day of the preceding month. These delinquencies were found to have violated Canons 1, 3(A)(5), and Iowa Code section 602.2106(3)(b).

Second, the commission found that Judge Gerard developed an intimate relationship with an assistant county attorney who regularly appeared before him in matters of litigation. The commission found that Judge Gerard failed to recuse himself from these matters when he should have and failed to disclose the relationship to anyone, including criminal defendants and their attorneys in cases handled by this assistant county attorney. These acts were found to have violated Canons 1, 2(A), 3(D)(1)(c), and Iowa Code section 602.2106(3)(b).

IV. Dilatory Filings

Iowa Supreme Court Rule 200 provides:

Each ... district associate judge ...

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Cite This Page — Counsel Stack

Bluebook (online)
631 N.W.2d 271, 2001 Iowa Sup. LEXIS 112, 2001 WL 761034, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-inquiry-concerning-gerard-iowa-2001.